第7章
加入书架 A- A+
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  Itiscertainlytruethatwhenscienceisoncecreatedandpartiallyripened,ashadalreadyhappenedintheHellenicperiod,theworkofabstraction,ofdeductionandofcombinationcontinuesamongscientistsinsuchawaythatitpossiblyobliteratestheconsciousnessofthesocialcausesofthefirstproductionofscienceitself。Butifweexamineintheirmainfeaturestheepochsofthedevelopmentofscience,andifweconfronttheperiodswhichtheideologistswouldcharacterizeasperiodsofprogressandofretrogressionofintelligence,weperceiveclearlythesocialreasonfortheimpulses,sometimesincreasing,sometimesdecreasing,towardscientificactivity。WhatneedhadthefeudalsocietyofWesternEuropeforthisancientscience,whichtheByzantinespreserved,atleastmaterially,whiletheArabs,freeagriculturists,industriousartisans,orskillfulmerchants,hadsucceededinincreasingitalittle?WhatistheRenaissance,ifnotthejoiningoftheinitiatorymovementofthebourgeoisietothetraditionsofancientlearning,whichhadbecomeusable?Whatisalltheacceleratedmovementofscientificknowledge,sincetheseventeenthcentury,buttheseriesofactsaccomplishedbyintelligence,refilledbyexperience,toassurehumanlabor,intheformsofanimprovedtechnique,thedominionovernaturalforcesandconditions?Thencearisesthewaragainstdarkness,superstition,theChurch,religion;thencearisenaturalism,atheism,materialism;thencetheinstallationofthedomainofreason。Thebourgeoisepochistheepochofmindsinfullplay。(Vico)ItisworthrememberingthatthisgovernmentoftheDirectory,whichwastheprototypeandthecompendiumofallliberalcorruption,wasthefirsttointroduceintheUniversityandattheAcademyinaformalandsolemnfashionthescienceoffreeinquirywithLamark!Thisscience,whichthebourgeoisepochhas,throughitsinherentconditions,stimulatedandmadetogrowlikeagiant,istheonlyheritageofpastcenturieswhichcommunismacceptsandadoptswithoutreserve。

  Itwouldnotbeusefultostophereforthediscussionoftheso-calledantithesisbetweenscienceandphilosophy。Ifweacceptthosefashionsofphilosophizingwhichareconfoundedwithmysticismandtheology,philosophynevermeansascienceordoctrineseparatefromitsappropriateandparticularthings,butitissimplyadegree,aform,astageofthoughtwithrelationtothethingswhichenterintothedomainofexperience。Philosophyis,then,eitheragenericanticipationoftheproblemswhichsciencehasstilltoelaboratespecifically,orasummaryandaconceptualelaborationoftheresultsatwhichthescienceshavealreadyarrived。Asforthosewho,thattheymaynotappearbehindthetimes,talknowofscientificphilosophy,ifwedonotwishtostopoverthehumorouselementthatthereisinthatexpression,itwillsufficetosaythattheyaresimplyfools。

  Isaidsomepagesback,inmystatementofformulas,thattheeconomicstructuredeterminesinthesecondplacethedirection,andingreatpartandindirectly,theobjectsofimaginationandofthoughtintheproductionofart,ofreligionandofscience。Toexpressthisotherwise,ortogofurther,wouldbetoputone’sselfvoluntarilyontheroadtowardtheabsurd。

  Beforeallelse,inthisformula,weareopposingthefantasticopinion,thatart,religionandsciencearesubjectivedevelopmentsandhistoricaldevelopmentsofapretendedartistic,religiousorscientificspirit,whichwouldgoonmanifestingitselfsuccessivelythroughitsownrhythmofevolution,favoredorretardedonthissideorthatbymaterialconditions。Bythisformula,itisdesiredtoassert,moreover,thenecessaryconnection,throughwhicheveryfactofartandofreligionistheexponent,sentimental,fantasticandthusderived,ofdefinitesocialconditions。IfIsayinthesecondplace,itistodistinguishtheseproductsfromthefactsoflegal-politicalorderwhichareatrueandproperprojectionofeconomicconditions。AndifIsayingreatpartandindirectlytheobjectsoftheseactivities,itistoindicatetwothings:thatinartisticorreligiousproductionthemediationfromtheconditionstotheproductsisverycomplicated,andagainthatmen,whilelivinginsociety,donottherebyceasetolivealonebythemselvesinnature,andtoreceivefromitoccasionandmaterialforcuriosityandforimagination。

  Afterall,thisisallreducedtoamoregeneralformula;mandoesnotmakeseveralhistoriesatthesametime,butalltheseallegeddifferenthistories(art,religion,etc。)makeuponealone。Anditisnotpossibletotakeaccountofthatclearlyexceptatthecharacteristicandsignificantmomentoftheproductionofnewthings,thatistosayintheperiodswhichIwillcallrevolutionary。Later,theacceptanceofthethingsthathavebeenproduced,andthetraditionalrepetitionofadefinitetype,obliteratedthesenseoftheoriginsofthings。

  Try,ifyouwill,todetachtheideologyofthefables,whichareatthefoundationoftheHomericpoems,fromthatmomentofhistoricevolutionwherewefindthedawnofAryancivilizationinthebasinoftheMediterranean,thatistosay,fromthatphaseofthehigherbarbarisminwhicharises,inGreeceandelsewhere,theepic。OrtrytoimaginethebirthandthedevelopmentofChristianityelsewherethaninRomancosmopolitanism,andotherwisethanbytheworkofthoseproletarians,thoseslaves,thoseunfortunatesthosedesperateones,whohadneedoftheredemptionoftheApocalypseandofthepromiseoftheKingdomofGod。Find,ifyouwill,thegroundforsupposingthatinthebeautifulenvironmentoftheRenaissancetheromanticismshouldbegintoappear,whichscarcelyappearedinthedecadentTorquatoTasso;

  orthatonemightattributetoRichardsonortoDiderotthenovelsofBalzac,inwhomappears,asacontemporaryofthefirstgenerationofsocialismandsociology,thepsychologyofclasses。Farback,farther,farther,atthefirstoriginsofthemythicalconceptions,itisevidentthatZeusdidnotassumethecharactersoffatherofgodsandmenuntilthepowerofthepatriapotestaswasalreadyestablished,andthatseriesofprocessusbeganwhichculminatedintheState。Zeusthusceasestobewhatwasatfirstthesimpledivus(brilliant)ortheThunderer。Anditistobeobservedthatatanoppositepointofhistoricevolution,agreatnumberofthinkersofthepastcenturyreducedtoasingleabstractGod,whoisasimpleregentoftheworld,allthatvariegatedimageoftheunknownandtranscendentaltype,developedinsogreatawealthofmythological,Christianorpagancreations。Manfelthimselfmoreathomeinnature,thankstoexperience,butfelthimselfbetterabletopenetratethegearingofsociety,theknowledgeofwhichhepossessedinpart。Themiraculousdissolvedinhismind,tothepointwherematerialismandcriticismcouldafterwardseliminatethatpoorremnantoftranscendentalism,withouttakingupwaragainstthegods。

  Thereiscertainlyahistoryofideas;butthisdoesnotconsistintheviciouscircleofideasthatexplainthemselves。Itliesinrisingfromthingstotheidea。Thereisaproblem;stillmore,thereisamultitudeofproblems,sovaried,multiple,multiformandmingledaretheprojectionswhichmenhavemadeofthemselvesandoftheireconomic-socialconditions,andthusoftheirhopesandtheirfears,oftheirdesiresandtheirdeceptions,intheirartisticandreligiousconcepts。Themethodisfound,buttheparticularexecutionisnoteasy。Wemustaboveallguardagainstthescholastictemptationofarrivingbydeductionattheproductsofhistoricactivitywhicharedisplayedinartandinreligion。WemusthopethatphilosopherslikeKrug,whoexplainedthepenwithwhichhewrotebyaprocessofdialecticdeduction,haveremainedforeverburiedinthenotesofHegel’slogic。

  HereImuststatecertaindifficulties。

  Beforeattemptingtoreducesecondaryproducts(forexample,artandreligion)

  tothesocialconditionswhichtheyidealize,onemustfirstacquirealongexperienceofspecifiedsocialpsychology,inwhichthetransformationisrealized。Thereinconsiststhejustificationofthatsumofrelations,whichisdesignatedinanotherformoflanguage,underthenameofEgyptianworld,Greekconsciousness,spiritoftheRenaissance,dominantideas,psychologyofnations,ofsocietyorofclasses。Whentheserelationsareestablished,andmenhavebecomeaccustomedtocertainconceptionsandcertainmodesofbelieforofimagination,theideastransmittedbytraditiontendtobecomecrystallized。Thustheyappearasaforcewhichresistsnewformations;andasthisresistanceshowsitselfthroughthespokenword,throughwriting,throughintolerance,throughpolemics,throughpersecution,sothestrugglebetweenthenewandtheoldsocialconditionstakesontheformofastrugglebetweenideas。

  Inthesecondplace,throughthecenturiesofhistoryproperlyso-called,andasaconsequenceoftheheredityofthepre-historyofsavageryandoftheconditionsofsubjectionandthoseofinferiorityinwhichthemajorityofmenwereandareplaced,resultedacquiescenceinwhatistraditional,andtheancienttendenciesareperpetuatedasobstinatesurvivals。

  Inthethirdplace,asIhavesaid,menlivingsocially,donotceasetolivealsoinnature。Theyarenot,ofcourse,boundtonatureasanimalsare,becausetheyliveonanartificialgroundwork。Everyoneunderstands,moreover,thatahouseisnotacave,thatagricultureisnotnaturalpasturage,andthatpharmacyisnotexorcism。Butnatureisalwaystheimmediatesubsoiloftheartificialgroundwork,anditistheenvironmentwhichcontainsus。

  Theindustrialartshaveputbetweenussocialanimals,andnature,certainintermediarieswhichmodify,setasideorremovethenaturalinfluences;

  butithasnotforallthatdestroyedtheefficacyofthese,andwecontinuallyfeeltheireffects。Andevenaswearebornmenorwomen,aswediealmostalwaysinspiteofourselves,andaswearedominatedbytheinstinctofgeneration,sowealsobearinourtemperamentcertainspecialconditionswhicheducationinthebroadsenseoftheword,orsocialcompact,canmodify,itistrue,withincertainlimits,butwhichtheycanneversuppress。Theseconditionsoftemperament,repeatedininfinitecasesthroughoutthecenturies,constitutewhatiscalledtherace。Forallthesereasons,ourdependenceuponnature,althoughithasdiminishedsinceprehistorictimes,continuesinoursociallife,justasthefoodwhichthesightofnatureaffordstothecuriosityandtheimaginationcontinuesalsoinoursociallife。Nowtheseeffectsofnature,andthesentimentsimmediateormediatewhichresultfromit,althoughtheyhavebeenperceived,sincehistorybegan,onlyonthevisualanglewhichisgivenusbytheconditionsofsociety,neverfailtoreflectthemselvesintheproductsofartandofreligion,andthataddstothedifficultiesofarealisticandcompleteinterpretationofboth。

  XI

  Inemployingthisdoctrineasanewprincipleofresearch,asaprecisemeansofdefiningourposition,andasavisualangle,willitreallybepossiblefinallytoarriveatanewnarrativehistory?Itisnotpossibletomakeanaffirmativeansweringeneraltothisgenericdemand。Because,infact,ifweassumethatthecriticalcommunist,thesociologistofeconomicmaterialism,orasheiscommonlycalled,theMarxist,hasthenecessarycriticalpreparation,thehabitofhistoricalstudy,andalsothegiftrequiredforanorderlyandvivaciousnarration,thereisnoreasonforaffirmingthathecannotwritehistory,asheretoforethepartisansofallotherpoliticalschoolshavewrittenit。

  WehavetheexampleofMarx,andthereisanargumentfromfactwhichadmitsofnoreply。Buthewasthefirstandtheprincipalauthorofthedecisiveconceptsofthisdoctrine,reducingitatonceintoaninstrumentofpoliticalorientation,inhischaracterofanincomparablepublicist,duringtherevolutionaryperiodof1848to1850。AndthenheapplieditwiththegreatestprecisioninthatessayentitledEighteenthBrumaireofLouisBonaparte,ofwhichitmaybesaidtoday,atagreatdistance,andaftersomanypublications,ifweexceptcertaininfinitesimaldetailsandcertainfalseforecasts,thatitwouldbepossibletomakeneithercorrectionsnorimportantcomplements。Iwillnotrepeat,sinceIamnotwritingabibliography,thelistofthedifferentwritingsofMarxorEngels——ofwhichwehavesomanyattemptsfromthePeasants’War(1850)downtohisposthumouswritingsonThePresentUnityofGermany——whichareanapplicationofthedoctrine,northoseoftheirsuccessorsandofthepopularizersofscientificsocialism。

  Eveninthesocialistpresswemayread,fromtimetotime,valuableattemptsatexplanationofcertainpoliticalevents,inwhichisfound,preciselybyreasonofhistoricmaterialism,aclearnessofvisionwhichwouldbesoughtinvainamongthewritersandthedisputantswhohavenotyettornawaythefantasticveilsandideologicalenvelopesofhistory。

  Hereisnottheplacetotakeupthedefenseofanabstractthesis,asanadvocatewoulddo。Itisevident,nevertheless,inallthehistorieswhichhavebeenwrittenuptothepresenttime,thatthereisalwaysatbottom,ifnotintheexplicitintentionsofthewriters,certainlyintheirspirit,atendency,aprinciple,ageneralviewoflife;andsothisdoctrine,whichhasenabledustostudythesocialstructureinanobjectivemanner,mustfinallydirectwithprecisiontheresearchesofhistory,andmustendinanarrativecomplete,transparentandintegral。

  Helpsarenotlacking。

  Economics,which,aseveryoneseesittoday,haditsbirthanddevelopmentasthescienceofbourgeoisproduction,afterbeingpuffedupwiththeillusionofrepresentingtheabsolutelawsofallformsofproduction,hasthroughthedearschoolofexperienceenteredsince,aseveryoneknows,uponaperiodofself-criticism。Justasthisself-criticismgavebirth,ononeside,tocriticalcommunism,soontheothersideithasgivenbirth,throughthelaborofthecalmest,thewisestandthemostprudentoftheacademictradition,tothehistoricalschoolofeconomicphenomena。Thankstothisschool,andthroughtheeffectoftheapplicationofthedescriptiveandcomparativemethods,wearehenceforthinpossessionofavastsumofknowledgeonthedifferenthistoricalformsofeconomics,fromthemostcomplexfactsandthosebestspecifiedthroughessentialdifferencesoftypes,downtothespecialdomainofacloisteroratradeguildoftheMiddleAges。Thesamethinghastakenplacewithstatistics,which,bytheindefinitecombinationofitssources,succeedsnowinthrowinglight,withasufficientapproximation,uponthemovementofpopulationinpastcenturies。

  Thesestudies,certainly,arenotmadeintheinterestofourdoctrine,andoftenerthannottheyaremadeinaspirithostiletosocialism;somethingnotobserved,wemaysayinpassing,bythosefoolishreadersofprintedpaperswhosooftenconfuseeconomichistory,historicaleconomics,andhistoricalmaterialism。Butthesestudies,apartfromthematerialswhichtheygather,areremarkableinthattheywitnesstheprogresswhichisincourseofmakingtheinternalhistorywhich,littlebylittle,istakingtheplaceoftheexternalhistorywithwhich,forcenturies,themenoflettersandartistswereoccupied。

  Agoodpartofthesematerialsthathavebeengatheredmustalwaysbesubmittedtonewcorrections,asforthatmatterhappensineverydomainofempiricalknowledge,whichoscillatescontinuallybetweenwhatisheldforcertainandwhatissimplyprobable,andwhatmust,later,beintegratedoreliminated。

  Thedeductionsandthecombinationsofthehistoriansofeconomics,orofthosewhorelatehistoryingeneral,availingthemselvesoftheguidingthreadofeconomicphenomena,arenotalwayssoplausibleorsoconclusive,thatonedoesnotfeeltheneedofsayingtothem:Allthismustbetakenbackandworkedover。Butthatwhichisundoubtedisthefactthatinthispresenttimeallwritingofhistorytendstobecomeascience,or,better,asocialdiscipline;andwhenthatmovement,nowuncertainandmultiform,shallbeaccomplished,theeffortsofthescholarsandinquirerswillleadinevitablytotheacceptanceofeconomicmaterialism。Bythisincidenceofeffortsandofscientificlabors,whichstartfrompointssoopposite,thematerialisticconceptionofallhistorywillendbypenetratingmen’smindsasadefiniteconquestofthought;andthiswillfinallytakeawayfrompartisansandadversariestheattempttospeakproandconasforpartisantheses。

  Apartfromthedirecthelpsjustenumerated,ourdoctrinehasmanyindirecthelps,sothatitcanprobablyemploytheresultsofmanydisciplines,inwhichbyreasonofthegreatersimplicityoftherelations,ithasbeenpossiblemoreeasilytomaketheapplicationofthegeneticmethod。Thetypicalcaseisfurnishedbyglottology,andinamorespecialfashionbythestudywhichhasforitsobjecttheancientlanguages。

  Theapplicationofhistoricalmaterialismiscertainly,hitherto,veryfarfromthatevidenceandthatclearnessofprocessusofanalysisandofreconstruction。Itwouldbeconsequentlyavainattempttotry,atthismoment,towriteasummaryofuniversalhistory,whichshouldproposetodevelopallthevariedformsofproductioninordertodeducefromthemafterwardsalltherestofhumanactivity,inaparticularandcircumstantialfashion。

  Inthepresentstateofknowledge,hewhoshouldtrytogivethiscompendiumofanewKulturgeschichtewoulddonothingbuttranslateintoeconomicphraseologythepointsofgeneralorientationwhich,inotherbooks,forexample,inHellwald,giveitinDarwinianphraseology。

  Itisalongstepfromtheacceptanceoftheprincipletoitscompleteandparticularapplicationtothewholeofavastprovinceoffacts,ortoagreatsuccessionofphenomena。

  Sotheapplicationofourdoctrinemustbekeptforamomenttotheexpositionandthestudyofdefinitepartsofhistory。Themodernformsarecleartoall。Theeconomicdevelopmentsofthebourgeoisie,themanifestknowledgeofthedifferentobstacleswhichithashadtoovercomeinthedifferentcountries,and,consequently,thedevelopmentofthedifferentrevolutions,takingthiswordinitsbroadestsense,contributetomakeourunderstandingofiteasy。Tooureyesthepre-historyofthebourgeoisie,atthemomentofthedeclineoftheMiddleAges,isequallyclear,anditwouldnotbedifficulttofind,forexample,inthedevelopmentofthecityofFlorence,anattestedseriesofdevelopments,inwhichtheeconomicandstatisticalmovementfindsaperfectcorrespondenceinthepoliticalrelationsandasufficientillustrationinthecontemporarydevelopmentofintelligencealreadyreducedintoproseandstripped,ingreatpart,ofideologicalillusions。

  Norwoulditbeimpossibletoreduce,now,underthedefinitevisualangleofmaterialism,thewholeofancientRomanhistory。Butforthat,andparticularlyfortheprimitiveperiod,therearenodirectsources;theyare,onthecontrary,abundantinGreece,frompopulartradition,theepic,andtheauthenticjuridicalinscriptions,downtothepragmaticstudiesofthehistoricalsocialrelations。

  AtRome,ontheotherhand,thestrugglesforpoliticalrightscarrywiththemalmostalwaystheeconomicreasonsuponwhichtheyrest。Thus,thedeclineofdefiniteclasses,theformationofnewclasses,themovementofconquest,thechangeofthelawsandoftheformsofpoliticalarray,appeartouswithperfectclearness。ThisRomanhistoryishardandprosaic;itwasnevercladwiththeseideologicalcomplementswhichweresuitedtoGreeklife。

  Therigidproseofconquest,ofplannedcolonization,ofinstitutionsandoftheformsoflaw,conqueredanddevisedforsolvingtheproblemsarisingfromdefinitefrictionsandcontrasts,makesallRomanhistoryachainofeventswhichfolloweachotherinasequencewhichisgrosslyevident。

  Thetrueproblemconsists,indeed,notinsubstitutingsociologyforhistory,asifthelatterhadbeenanappearancewhichconcealsbehinditasecretreality,butinunderstandinghistoryasawhole,inallitsintuitivemanifestations,andinunderstandingitthroughtheaidofeconomicsociology。Itisnotaquestionofseparatingtheaccidentfromthesubstance,theappearancefromthereality,thephenomenonfromtheintrinsickernel,orapplyinganyotherformulausedbythepartisansofanyspeciesofscholasticism,butofexplainingtheconnectionandthecomplexuspreciselyinsofarasitisaconnectionandacomplexus。Itisnotmerelyaquestionofdiscoveringanddeterminingthesocialgroundwork,andthenofmakingmenappearuponitlikesomanymarionettes,whosethreadsareheldandmoved,nolongerbyProvidencebutbyeconomiccategories。Thesecategorieshavethemselvesdevelopedandaredeveloping,likealltherest——becausemenchangeastothecapacityandtheartofvanquishing,subduing,transformingandutilizingnaturalconditions;becausemenchangeinspiritandattitudethroughthereactionoftheirtoolsuponthemselves;becausemenchangeintheirrespectiveandco-associatedrelations;andthereforeasindividualsdependinginvariousdegreesupononeanother。Wehave,infine,todowithhistory,andnotwithitsskeleton。Wearedealingwithnarrationandnotwithabstraction,withtheexplainingandtreatingofthewhole,andnotmerelywithresolvingandanalyzingit;wehavetodo,inaword,now,asalways,withanart。

  Itmaybethatthesociologistwhofollowstheprinciplesofeconomicmaterialismproposestokeephimselfsimplytotheanalysis,forexample,ofwhattheclasseswereatthemomentwhentheFrenchRevolutionbrokeout,andtopassthentotheclassesthatresultfromtheRevolutionandsurviveit。Inthatcasethetitles,theindicationsandtheclassificationsofthematerialstoanalyzearedefinite;theyare,forexample,thecityandthecountry,theartisanandthelaborer,thenoblesandtheserfs,thelandwhichisfreedfromfeudalcharges,andthesmallproprietorswhocameintobeing,commercewhichfreesitselffromsomanyrestrictions,moneywhichaccumulates,industrywhichprospers,etc。Thereisnothingtoobjecttointhechoiceofthismethod,which,becauseitfollowsthetrackofembryonicorigins,wasindispensabletothepreparationofhistoricalresearchaccordingtothedirectionofthenewdoctrine。(2*)

  Butweknowthatthestudyofembryonicoriginsdoesnotsufficetomakeusunderstandanimallife,whichisnotascheme,butiscomposedoflivingbeingswhichstruggle,andintheirstruggleemployforces,instinctsandpassions。Anditisthesame,mutatismutandis,withmenalso,insofarastheylivehistorically。Theseparticularmen,movedbycertainpassions,urgedbycertaincircumstances,withsuchandsuchdesigns,suchintentions,actinginsuchanattemptwithsuchanillusionoftheirown,orwithsuchadeception,ofanother,who,martyrsofthemselvesorofothers,enteronharshcontestsandreciprocalsuppressionsofeachother——thereistherealhistoryoftheFrenchRevolution。If,however,itistruethatallhistoryisbuttheunfoldingofdefiniteeconomicconditions,itisequallytruethatitdevelopsonlyindefiniteformsofhumanactivity——whetherthelatterbepassionateorreflective,fortunateorunsuccessful,blindlyinstinctiveordeliberatelyheroic。

  Tounderstandtheinterlacingsandthecomplexusinitsinnerconnectionanditsoutermanifestations;todescendfromthesurfacetothefoundation,andthentoreturnfromthefoundationtothesurface;toanalyzethepassionsandtheintentions,intheirmotives,fromtheclosesttothemostremote,andthentobringbackthedataofthepassionsandoftheintentionsandoftheircausestothemostremoteelementsofadefiniteeconomicsituation;

  thereisthedifficultartwhichthematerialisticconceptionmustrealize。

  Andaswemustnotimitatethatteacherwhoonthebanktaughthispupilstoswimbythedefinitionofswimming,IbegthereadertoawaittheexampleswhichIshallgiveinotheressaysinarealhistoricalnarration,workingoverintoabookwhichforsometimeIhavealreadybeendoinginmyteaching。

  Inthiswaycertainsecondaryandderivativequestionsareonceforallclearedup。

  What,forexample,isthemeaningofthelivesofthegreatmen?

  Intheselatertimes,answershavebeengiven,which,inonesenseoranother,haveanextremecharacter。Ontheoneside,therearetheextremesociologists,ontheothersidetheindividualistswho,afterthefashionofCarlyle,puttheheroesintothefirstrankoftheirhistory。Accordingtosomeitissufficienttoshowwhatwerethereasons,forexample,ofCaesarism,andCaesarmatterslittle。Accordingtoothers,therearenoobjectivereasonsofclassesandsocialinterestswhichsufficetoexplainanything;itisthegreatmindswhichgivetheimpulsetothewholehistoricmovement;andhistoryhas,sotospeak,itslordsanditsmonarchs。Theempiricistsofnarrationextractthemselvesfromembarrassmentinaverysimplefashion,puttingtogetherathazardmenandthings,objectivenecessitiesoffactandsubjectiveinfluences。

  Historicalmaterialismgoesbeyondtheantitheticalviewsofthesociologistsandtheindividualists,andatthesametimeiteliminatestheeclecticismoftheempiricalnarrators。

  Firstofallthefactum。

  LetthisparticularCaesar,asNapoleonwas,beborninsuchayear,lethimfollowsuchacareer,andfindhimselfreadyfortheEighteenthBrumaire。

  Allthisiscompletelyaccidentalwithrelationtothegeneralcourseofthingswhichwaspushingthenewclass,mistressofthefield,tosavefromtheRevolutionthatwhichappearedtoitnecessarytosave,andthatnecessitatedthecreationofabureaucratico-militarygovernment。Itwas,however,necessarytofindtheman,orthemen。Butwhatactuallyhappenedcameaboutinthefashionthatweknow。Itdependedonthisfact,thatitwasNapoleonwhodirectedtheenterpriseandnotapitiableMonk,oraridiculousBoulanger。

  Andfromthatmomenttheaccidentceasestobeaccident,preciselybecauseitisthisdefinitepersonwhogiveshisimprintandphysiognomytotheevents,determiningthefashionorthemannerinwhichtheyhaveunfolded。

  Theveryfactthatallhistoryrestsuponantitheses,contrasts,strugglesandwars,explainsthedecisiveinfluenceofcertainmenindefiniteoccasions。

  Thesemenareneitheranegligibleaccidentofthesocialmechanism,normiraculouscreatorsofwhatsociety,withoutthem,couldhavemadeinnootherfashion。Itistheveryinterlacingsoftheantitheticconditions,whichcausesthefactthatdefiniteindividuals,generous,heroic,fortunate,mischievous,arecalledatcriticalmomentstosaythedecisiveword。Aslongastheparticularinterestsofthedifferentsocialgroupsareinsuchastateoftension,thatallthepartiesinthestrugglereciprocallyparalyzeeachother,thentomakethepoliticalgearingmove,thereisneedoftheindividualconsciousnessofadefiniteindividual。

  Thesocialantitheses,whichmakeofeveryhumancommunityanunstableorganization,givetohistory,especiallywhenitisseenandexaminedrapidlyandinitsmainfeatures,thecharacterofadrama。Thisdramainallitsrelationsisrepeatedfromcommunitytocommunity,fromnationtonation,fromstatetostate,becausetheinnerinequalitiesconcurringwiththeexternaldifferentiations,haveproducedandproducethewholemovementofwars,conquests,treaties,colonizations,etc。Inthisdramahavealwaysappeared,intheroleofleadersofsociety,themenwhoarecharacterizedaseminent,asgreat,andempiricismhasconcludedfromtheirpresencethattheyweretheprincipalauthorsofhistory。Tocarrybacktheexplanationoftheirappearancetothegeneralcausesandthecommonconditionsofthesocialstructure,isathingwhichharmonizesperfectlywiththedataofourdoctrine;buttotrytoeliminatethem,ascertainaffectedobjectivistsofsociologywouldwillinglydo,ispurecapriciousness。

  Andtoconclude,thepartisanofhistoricalmaterialismwhosetshimselfthetaskofexplaining,orrelating,cannotdoitthroughschemes。

  Historyhasalwaysreceivedadefiniteform,withaninfinitenumberofaccidentsandvariations。Ithasacertaingrouping,ithasacertainperspective。

  Itisnotenoughtohaveeliminatedpreventivelythehypothesisoffactors,becausethenarratorconstantlyfindshimselfinthepresenceofthingswhichseemincongruous,independent,andsell-directing。Topresentthewholeasawhole,andtodiscoverinitthecontinuousrelationsoftheeventswhichborderoneachother,thereisthedifficulty。

  Thesumofeventsnarrowlyconsecutiveandprecisegivesthewholeofhistory;andthisisequivalenttosayingthatitisallthatweknowofourbeing,insofaraswearesocialbeingsandnotsimplynaturalbeings。

  XII

  Inthesuccessivewhole,andinthecontinuousnecessityofallhistoricalevents,isthere,then,someask,anymeaning,anysignificance?Thisquestion,whetheritcomesfromthecampoftheidealists,orwhetheritcomestousfromthemouthofthemostcircumspectcritics,certainly,andinallcases,demandsourattention,andrequiresanadequateanswer。

  Infact,ifwestopatthepremises,intuitiveorintellectual,fromwhichisderivedtheconceptionofprogressasanideawhichinclosesandembracesthetotalofthehumanprocessus,itisseenthatthesepresumptionsallrestuponthementalneed,whichisinus,ofattributingtooneormoreseriesofeventsacertainsenseandacertainsignification。Theconceptionofprogress,forwhoeverexaminesitcarefullyinitsspecificnature,alwaysimpliesjudgementsofestimation,andtherefore,thereisnoonewhocanconfuseitwiththecrudeandbarenotionofsimpledevelopment,whichdoesnotcontainthatincrementofvaluewhichmakesussayofathingthatitisprogressing。

  Ihavealreadysaid,and,itseemstome,atsufficientlength,howitisthatprogressdoesnotexistassomethingimperativeorregulativeoverthenaturalandimmediatesuccessionofthegenerationsofmen。Thatisasintuitiveasistheactualcoexistenceofpeoples,ofnationsandofstates,whichfindthemselves,atthesametime,inadifferentstageofdevelopment;

  soundeniableistheactualconditionofrelativesuperiorityandinferiorityofnationascomparedwithnation;andagainsocertainisthepartialandrelativeretrogressionwhichhasbeenproducedseveraltimesinhistory,asItalyhasexemplifiedforcenturies。Stillmore,ifthereisaconvincingproofofhowprogressmustbeunderstoodinthesenseofimmediatelaw,and,touseastrongexpression,ofaphysicalandinevitablelaw,itispreciselythisfact——thatsocialdevelopmentbytheveryreasonsoftheprocessuswhichareinherentinit,oftenleadstoretrogression。Itisevident,ontheotherhand,thatthefacultyofprogressing,likethepossibilityofretrogressing,doesnotconstitute,tobeginwith,animmediateprivilege,oraninnatedefectofarace,noriseitheronethedirectconsequenceofgeographicalconditions。And,infact,theprimitivecentersofcivilizationweremultiple,thosecentershavebeenremovedinthecourseofcenturies,andfinallythemeans,thediscoveries,theresultsandtheimpulsesofadefinitecivilization,alreadydeveloped,arewithincertainlimits,communicable,toallmenindefinitely。Inaword,progressandretrogressionareinherentintheconditionsandtherhythmofsocialdevelopment。

  Nowthen,thefaithintheuniversalityofprogress,whichappearedwithsomuchviolenceintheeighteenthcentury,restsuponthisfirstpositivefact,thatmen,whentheydonotfindobstaclesinexternalconditions,ordonotfindtheminthosewhichresult。fromtheirownworkintheirsocialenvironment,areallcapableofprogress。

  Moreover,atthebottomofthissupposedorimaginedunityofhistory,inconsequenceofwhichtheprocessusofthedifferentsocietieswouldformonesingleseriesofprogress,thereisanotherfact,whichhasofferedmotiveandoccasionforsomanyfantasticideologies。Ifallnationshavenotprogressedequally,stillmore,ifsomehavestoppedandhavefollowedabackwardroute,iftheprocessusofsocialdevelopmenthasnotalways,ineveryplaceandinalltimes,thesamerhythmandthesameintensity,itisneverthelesscertainthat,withthepassageofthedecisiveactivityfromonepeopletoanotherpeopleinthecourseofhistory,theusefulproducts,alreadyacquiredbythosewhowereindecadence,havebeentransmittedtothosewhoweregrowingandrising。Thatisnotsotrueoftheproductsofsentimentandimagination,whichneverthelessarethemselvespreservedandperpetuatedinliterarytradition,asoftheresultsofthought,andespeciallyofthediscoveryandoftheproductionoftechnicalmeans,which,oncefound,arecommunicatedandtransmitteddirectly。

  Needweremindthereaderthatwritingwasneverlost,althoughthepeopleswhoinventedithavedisappearedfromhistoriccontinuity?Needwerecallagainthatweallhaveinourpockets,engravedonourwatches,theBabyloniandial,andthatwemakeuseofalgebra,whichwasintroducedbythoseArabs,whosehistoricalactivityhassincebeendispersedlikethesandsofthedesert?Itisuselesstomultiplytheseexamples,becauseitissufficienttothinkoftechnologyandthehistoryofdiscoveriesinthebroadsenseoftheword,forwhichthealmostcontinuoustransmissionoftheinstrumentsoflaborandproductionisevident。

  Andafterall,theprovisionalsummarieswhicharecalleduniversalhistories,althoughtheyalwaysreveal,intheiraimandintheirexecution,somethingforcedandartificial,wouldneverhavebeenattemptedifhumaneventshadnotofferedtotheempiricismofthenarratorsacertainthread,eventhoughsubtle,ofcontinuity。

  TakeforexampletheItalyofthesixteenthcentury,whichisevidentlyindecadence;butwhileitisdeclining,ittransmitstotherestofEuropeitsintellectualweapons。Thesearenotallthatpasstothecivilizationwhichcontinues,buteventheworldmarketestablishesitselfuponthefoundationofthosegeographicaldiscoveries,andthosediscoveriesinthenavalart,whichweretheworkofItalianmerchants,travelersandsailors。ItisnotonlythemethodsoftheartofwarandtherefinementsofpoliticaldiplomacywhichpassedoutsideofItaly(thoughitisonlywiththesethatmenoflettersordinarilyconcernedthemselves),buteventheartofmakingmoney,whichhadacquiredalltheevidenceofanelaboratecommercialdiscipline,andoneaftertheothertherudimentsofthescience,uponwhichisfoundedmoderntechnique,andtobeginwithallthemethodicalirrigationoffieldsandthegenerallawsofhydraulics。Allthatissopreciselytrue,thatanamateurinconjecturalthesesmightcometothepointofaskinghimselfthisquestion:

  whatwouldhavebecomeofItaly,inthismodernbourgeoisepoch,if,executingtheprojectoftheVenetianSenate(1504)ofmakingsomethingwhichwouldhaveresembledinitseffectsapiercingoftheIsthmusofSuez,theItaliannavyhadfounditselfinadirectstrugglewiththePortugueseintheIndianOcean,attheverymomentwhentheshiftingofhistoricalactivityfromtheMediterraneantotheoceanpreparedthedecadenceofItaly?Butenoughoffantasy!

  Acertainhistoricalcontinuity,intheempiricalandcircumstantialsenseofthetransmissionandthesuccessiveincreaseofthemeansofcivilization,isthenanincontestablefact。And,althoughthisfactexcludesallideaofpreconceiveddesign,ofintentionalorhiddenfinality,orpre-establishedharmonyandalltheotherwhimsicalitiesinregardtowhichtherehasbeensuchadealofspeculation,itdoesnotexclude,forallthat,theideaofprogress,whichwecanutilizeasanestimationofthecoursehumandevelopment。

  Itisundeniablethatprogressdoesnotembracemateriallythesuccessionofgenerations,andthatitsconceptionimpliesnothingcategorical,consideringthatsocietieshavealsobeeninretrogression,butthatdoesnotpreventthisideafromservingasaguidingthreadandameasuretogiveameaningtothehistoricalprocessus。Thereisnocommongroundforcriticswhoareprudent,intheuseofspecificconceptsasinthemethodortheirapplication,andthosepoorextremeevolutionists,whoarescientistswithoutthegrammarandtheprincipleofscience,thatistosay,withoutlogic。

  AsIhavesaidseveraltimes,ideasdonotfallfromheaven,andeventhosewhich,atagivenmomentarisefromdefinitesituationswiththeimpetuosityoffaithandwithametaphysicalgarb,carryalwayswithinthemselvestheindexoftheircorrespondencewiththeorderofthefacts,ofwhichtheexplanationissoughtorattempted。Theideaofprogress,astheunifierofhistory,appearswithviolenceandbecomesagiantintheeighteenthcentury,thatistosay,intheheroicperiodoftheintellectualandpoliticallifeoftherevolutionarybourgeoisie。Justasthisengendered,intheorderofitsworks,themostintensiveperiodofhistorythatisknown,italsoproduceditsownideologyinthenotionofprogress。Thisideologyinitssubstancemeansthatcapitalismistheonlyformofproductionwhichiscapableofextendingallovertheearthandofreducingthewholehumanracetoconditionswhichresembleeachothereverywhere。Ifmoderntechniquecanbetransportedeverywhere,ifallthehumanraceappearonasinglefieldofcompetitionandalltheworldasasinglemarket,whatisthereastonishingintheideologywhich,reflectingintellectuallytheseconditionsoffact,reachestheaffirmationthatthepresenthistoricalunityhasbeenpreparedbyeverythingwhichprecedesit?Translatingthisconceptofpretendedpreparationintothealtogethernaturalconceptofsuccessivecondition,andthereisopenedbeforeustheroadbywhichthepassageismadefromtheideologyofprogresstohistoricalmaterialism;andnowwearriveattheaffirmationofMarx,thatthisformofbourgeoisproductionisthelastantagonisticformoftheprocessusofsociety。

  Themiraclesofthebourgeoisepoch,intheunificationofthesocialprocessus,findnoparallelinthepast。HerearethewholeNewWorld,Australia,NorthernAfrica,andNewZealand!Andtheyallresembleus!AndthereboundintheextremeEastismadethroughimitation,andinAfricathroughconquest!

  Inthepresenceofthisuniversalityandthiscosmopolitanism,theacquisitionoftheCeltsandtheIberianstoRomancivilization,andoftheGermansandthattheSlavstothecycleofRomanByzantineChristiancivilizationshrinkintoinsignificance。Thisever-growingunificationisreflectedmoreeverydayinthepoliticalmechanismofEurope;thismechanism,becausefoundedontheeconomicconquestoftheotherpartsoftheworld,oscillateshenceforthwiththefluxandrefluxwhichcomefromthemostdistantregions。InthismostcomplicatedminglingofactionandreactionsthewarbetweenJapanandChina,madewithmethodsimitated,ordirectlyborrowed,fromEuropeantechnique,leavesitstraces,deepandfar-reaching,inthediplomaticrelationsofEurope,andstillclearertracesinthestockexchange,whichisthefaithfulinterpreteroftheconsciousnessofourtime。ThisEurope,mistressofalltherestoftheworld,hasrecentlyseentherelationsofthepoliticsofthestatesofwhichitiscomposedoscillateinconsequenceofarevoltintheTransvaal,andinconsequenceoftheillsuccessoftheItalianarmiesinAbyssiniaintheselastdays。(3*)

  Thecenturieswhichhavepreparedandcarriedtoitspresentformtheeconomicdominationofbourgeoisproductionhavealsodevelopedthetendencytoaunificationofhistoryunderageneralview:andinthisfashionwefindexplainedandjustifiedtheideologyofprogress,whichfillssomanybooksofthephilosophyofhistoryandofKulturgeschichte。Theunityofsocialform,thatistosay,theunityofthecapitalisticformofproduction,towhichthebourgeoisiehastendedforcenturies,isreflectedintheconceptionoftheunityofhistoryinmoresuggestiveformsthanthemindcouldeverhavereceivedfromthenarrowcosmopolitanismoftheRomanempireortheone-sidedcosmopolitanismoftheCatholicChurch。

  Butthisunificationofthesociallife,bytheworkingofthecapitalistformofproduction,developeditselffromthebeginning,andcontinuestodevelopitself,notaccordingtopreconceivedrules,plansanddesigns,but,onthecontrary,byreasonoffrictionsandstruggles,whichintheirsumformacolossalcomplicationofantitheses。Warwithoutandwarwithin。Struggleincessantamongthenations,andstrugglesincessantbetweenthemembersofeachnation。Andtheinterlacingsofthedeedsandtheactionofsomanyemulators,competitorsandadversariesissocomplicated,thattheco-ordinationofeventsveryoftenescapestheattention,anditisaverydifficultthingtodiscovertheirintimateconnection。Thestrugglewhichactuallyexistsamongmen,thestruggleswhichnow,withvariousmethods,areunfoldingamongnationsandwithinnations,havecometomakeusunderstandbetterinthemidstofwhatdifficultiesthehistoryofthepasthasunfolded。Ifthebourgeoisideology,reflectingthetendencytocapitalistunification,hasproclaimedtheprogressofthehumanrace,historicalmaterialism,onthecontrary,andwithoutproclamation,hasdiscoveredthatthesearetheantitheseswhichhavethusfarbeenthecauseandthemotiveofallhistoricalevents。

  Thusthemovementofhistory,takeningeneral,appearstousasitwereoscillating——orrather,touseamoreappropriateimage,itseemsthatitisunfoldingonalineofteninterrupted,andatcertainmomentsitseemstoreturnuponitself,sometimesitstretchesout,removingitselffarfromthepointofdeparture——inanactualzigzag。

  Grantedtheinternalcomplicationofeverysociety,andgrantedthemeetingofseveralsocietiesonthefieldofcompetition(fromtheingenuousformsofrobbery,rapineandpiracytotherefinedmethodsoftheelegantsportofthestockexchange)itisnaturalthateveryhistoricalresult,whenitismeasuredintheonemeasureofindividualexpectation,appearsveryoftenlikechance,andafterwards,consideredtheoretically,becomesforthemindmoreinextricablethanthetrackofmeteors。

  Speakingoftheironywhichsitsasasovereignabovehistoryisnotasimplephrase;because,intruth,ifthereisnogodofEpicuruslaughingaboveoverhumanaffairs,herebelowhumanaffairsareofthemselvesplayingadivinecomedy。

  Willthisironyofhumandestiniesevercease?Willthatformofassociationeverbepossiblewhichgivesroomforthepossiblecompletedevelopmentofallaptitudes,insuchawaythattheulteriorprocessusofhistorymaybecomearealandtrueevolution?And,tospeakliketheamateursofhigh-soundingphrases,willthereeverbeahumanizationofallmen?Whenonceinthecommunismofproductiontheantitheseswhicharenowthecauseandtheeffectofeconomicdifferentiationsareeliminated,willnotallhumanenergiesacquireaveryhighdegreeofefficacyandintensityinco-operativeeffects,andatthesametimewilltheynotdevelopwithagreaterlibertyofself-expressionamongallindividuals?

  Itisintheaffirmativeanswerstothesequestionsthatconsistswhatcriticalcommunismsays,thatistosay,foresees,ofthefuture。Butitdoesnotsayitanditdoesnotforetellitasifitwerediscussinganabstractpossibility,orlikehimwhowishes,byhiswill,togivelifetoastateofthingswhichhedesiresandwhichhedreams。Butitsaysandpredictsbecausewhatitannouncesmustinevitablyhappenbytheimmanentnecessityofhistory,seenandstudiedhenceforthinthefoundationofitseconomicsubstructure。

  \"Itisonlyinanorderofthingswheretherewillnolongerbeclassesandclassantagonismsthatsocialrevolutionswillceasetobepoliticalrevolutions。\"(4*)

  \"Totheoldbourgeoissocietywithitsclassesandclassantagonismswillsucceedanassociationinwhichthefreedevelopmentofeachistheconditionofthefreedevelopmentofall。\"

  \"Therelationsofbourgeoisproductionarethelastantagonisticformofthesocialprocessusofproduction——aformantagonisticnotinthesenseofindividualantagonism,butoftheantagonismwhichproceedsfromtheconditionsofthesociallifeofindividuals;buttheproductiveforceswhicharedevelopinginthelapofbourgeoissocietyarecreatingatthesametimethematerialconditionstoterminatethatantagonism。Withthissocialorganizationendstheprehistoryofthehumanrace。\"(5*)

  \"Withthetakingpossessionofthemeansofproductiononthepartofsociety,isexcludedtheproductionofcommodities,andwithitthedominanceoftheproductovertheproducer。Theanarchywhichdominatesinsocialproductionwillbesucceededbyconsciousorganization。Thestruggleforindividualexistencewillcease。Onlyinthiswaymanwilldetachhimself,inacertainsense,fromtheanimalworldinadefinitefashion,andwillpassfromaconditionofanimalexistencetoconditionsofhumanexistence。Theentiresumoftheconditionsoflifewhichhasthusfardominatedmenwillpassundertheruleandtheexaminationofmenthemselves,whowillthusforthefirsttimebecometherealmastersofnature,becausetheywillbethemastersoftheirownassociation。Thelawsoftheirownsocialactivity,whichhadbeenoutsideofthemlikeforeignlawsimposeduponthem,willbeappliedandmasteredbythementhemselves,withfullknowledgeoftheircause。Theirveryassociation,whichappearedtomenasifimposedbynatureandhistory,willbecometheirownandtheirfreework。

  Theforeignandobjectiveforces,whichtillthendominatedhistory,willpassunderthecareofmen。Onlyfromthatmomentwillmenmaketheirownhistorywithfullunderstanding;onlyfromthatmomentwillthesocialcauseswhichtheyputinmotion,beabletoarrive,ingreatpartandinaproportioneverincreasing,atthedesiredeffects。Itistheleapofthehumanracefromthereignofnecessityintothatofliberty。Toaccomplishthisactionemancipatingtheworld,suchisthehistoricmissionofthemodernproletariat。\"

  IfMarxandEngelshadbeenphrasemakers,iftheirspirithadnotbeenmadeprudent,evenscrupulous,bythedailyandminuteuseandapplicationofscientificmethods,ifthepermanentcontactwithsomanyconspiratorsandvisionarieshadnotgiventhemahorrorofeveryUtopia,opposingitindeeduptothepointofpedantry,theseformulasmightpassforgood-naturedparadoxes,whichcriticismneednotexamine。Buttheseformulasare,asitwere,theclose,theeffectiveconclusionofthedoctrineofhistoricmaterialism。

  Theyarethedirectresultofthecriticismofeconomiesandofhistoricaldialectics。

  Intheseformulas,whichmaybedeveloped,asIhavehadoccasiontoshowelsewhere,issummedupeveryforecastofthefuture,whichisnotandisnotintendedforaromanceoraUtopia。Andintheseveryformulasthereisanadequateandconclusiveresponsetothequestionwithwhichthischapterbegan:Isthereintheseriesofhistoriceventsameaningandasignificance?

  THEEND

  NOTES:

  1。Thisgeneticstudyformsthesubjectofmyfirstessay,InMemoryoftheCommunistManifesto,whichistheindispensablepreambletoanunderstandingofalltherest。

  2。IalludetotheexcellentworkofKarlKautsky,DieKlassengensaetzevon1789。

  3。Marx,MiseredelaPhilosophie,Paris,1847,p。178。

  4。CommunistManifesto,p。16。

  5。Marx,ZurKritikderpoltisichenOekonomie,Berlin,1859,p。

  6Pref。ComparemyfirstEssay,pp。48-50。

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