第3章
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  Thebeginningofthenineteenthcenturyismarkedbyviolentcrisesandbythosefirstlabormovementswhichhavetheirimmediateorigininthedistressattendinglockouts。Theidealofthe\"naturalorder\"isoverthrown。

  Wealthhasengenderedpoverty。Thegreatindustryinchangingallsocialrelationshasincreasedvices,maladiesandsubjection。Ithas,inaword,causeddegeneration。Progresshasengenderedretrogression。Whatmustbedonethatprogressmayengendernothingelsebutprogress,thatistosay,prosperity,health,security,educationandintellectualdevelopmentequalforall?WiththisquestionOweniswhollyconcernedandheshareswithFourierandSaintSimonthischaracteristicthathenolongerappealstoself-sacrificeandtoreligion,andthathewishestoresolveandsurmountthesocialantitheseswithoutdiminishingthetechnicalandindustrialenergyofman,butrathertoincreasethis。ItisbythisroadthatOwenbecameacommunistandheisthefirstwhobecamesointheenvironmentcreatedbymodernindustry。

  Theantithesisrestsentirelyonthecontradictionbetweenthemodeofproductionandthemodeofdistribution。Thisantithesismust,then,besuppressedinasocietywhichproducescollectively。Owenbecomesutopian。Thisperfectsocietymustneedsberealizedexperimentallyandtothishedevoteshimselfwithaheroicconstancyandunequaledself-sacrificebringingamathematicalprecisionevenintohisthoughtsofitsdetails。

  Theantithesisbetweenproductionanddistributiononcediscovered,therearoseinEnglandfromThompsontoBrayaseriesofwritersofasocialismwhichisnotstrictlyutopian,butwhichshouldbequalifiedasone-sidedforitsobjectistocorrectthemanifestvicesofsocietybyasmanyappropriateremedies。(22*)

  Infactthefirststageofallthosewhoareontheroadtowardsocialismisthediscoveryofthecontradictionbetweenproductionanddistribution。

  Then,theseingenuousquestionsimmediatelyarise:Whynotabolishpoverty?

  Whynoteliminatelockouts?Whynotsuppressthemiddleman?Whynotfavorthedirectexchangeofproductsinconsiderationofthelaborthattheycontain。?

  Whynotgivetheworkertheentireproductofhislabor,etc。Thesedemandsreducethethings,tenaciousandresistant,ofreallife,intoasmanyreasoning,andtheyhavefortheirobjecttocombatthecapitalistsystemasifitwereamachinefromwhichonecantakeawayortowhichonecanaddpieces,wheelsandgearing。

  Thepartisansofcriticalcommunismhavebrokendefinitelywithallthesetendencies。Theyhavebeenthesuccessorsandthecontinuersofclassicaleconomics。(23*)Whatisthedoctrineofthestructureofpresentsociety?

  Noonecancombatthisstructureinpractice,inpoliticsorinrevolutionwithoutfirsttakinganexactaccountofitselementsanditsrelationsandmakingafundamentalstudyofthedoctrinewhichexplainsit。Theseforms,theseelementsandtheserelationsariseincertainhistoricconditionsbuttheyconstituteasystemandanecessity。Howcanitbehopedtodestroysuchasystembyanactoflogicalnegationandhoweliminateitbyreasoning?

  Eliminatepauperism?Butitisanecessaryconditionofcapitalism。Givetheworkertheentireproductofhislabor?Butwhatwouldbecomeoftheprofitofcapital,andwhereandhowcouldthemoneyexpendedinthepurchaseofcommoditiesbeincreasedifamongallthecommoditieswhichitmeetsandwithwhichitmakesexchangestherewerenotaparticularonewhichreturnstothebuyermorethanitcostshim;andisnotthiscommoditypreciselythelaborpowerofthewageworker?Theeconomicsystemisnotatissueofreasoningsbutitisasumandacomplexusoffactswhichengendersacomplextissueofrelations。Itisafoolishthingtoassumethatthissystemoffactswhichtherulingclasshasestablishedwithgreatpainsthroughthecenturiesbyviolence,bysagacity,bytalentandbysciencewillconfessitselfvanquished,willdestroyitselftogivewaytothedemandsofthepoorandtothereasoningsoftheiradvocates。Howdemandthesuppressionofpovertywithoutdemandingtheoverthrowofalltherest?Todemandofthissocietythatitshallchangeitslawwhichconstitutesitsdefenseistodemandandabsurdthing。TodemandofthisStatethatitshallceasetobethebucklerandthedefenseofthissocietyandofthislawisplungingintoabsurdities。(24*)Theone-sidedsocialismwhichwithoutbeingclearlyutopianstartsfromthehypothesisthatsocietyadmitsofcertainerratawithoutrevolution,thatistosaywithoutafundamentalchangeinthegeneralelementarystructureofsocietyitself,isamerepieceofingenuity。ThiscontradictionwiththerigidlawsoftheprocessofthingsisshowninallitsevidenceinProudhon,who,reproducingwithoutknowingit,orcopyingdirectly,someoftheone-sidedEnglishsocialists,wishedtoarrestandchangehistory,armedwithadefinitionandasyllogism。

  Thepartisansofcriticalcommunismrecognizedthathistoryhasarighttofollowitscourse。Thebourgeoisphasecanbeoutgrownanditwillbe。

  Butaslongasitexistsithasitslaws。Therelativityoftheseconsistsinthefactthattheygrowanddevelopincertaindeterminedconditions,buttheirrelativityisnotsimplytheoppositeofnecessity,amereappearance,asoap-bubble。Theselawsmaydisappearandtheywilldisappearbytheveryfactofthechangeofsociety,buttheydonotyieldtothearbitrarysuggestionwhichdemandsachange,proclaimsareform,orformulatesaprogramme。Communismmakescommoncausewiththeproletariatbecauseinthisresidestherevolutionaryforcewhich,bursts,breaks,shakesanddissolvesthepresentsocialformandcreatesinit,littlebylittle,newconditions;ortobemoreexact,theveryfactofitsmovementshowstousthatthesenewconditionsarealreadyborn。

  Thetheoryoftheclassstrugglewasfound。Itwasseentoappearbothintheoriginsofthebourgeoisie(whoseintrinsicprocessuswasalreadyillustratedbythescienceofeconomics),andinthisnewappearanceoftheproletariat。Therelativityofeconomiclawswasdiscovered,butatthesametimetheirrelativenecessitywasunderstood。Hereinliesthewholemethodandjustificationofthenewmaterialisticconceptionofhistory。Thosedeceivethemselveswho,callingittheeconomicinterpretationofhistory,thinktheyunderstanditcompletely。Thatdesignationisbettersuited,andisonlysuited,tocertainanalyticattempts,(25*)which,takenseparatelyandinadistinctfashionontheonesidetheeconomicformsandcategories,andontheother,forexample,law,legislation,politics,customs,——proceedtostudythereciprocalinfluencesofthedifferentsidesoflifeconsideredinanabstractfashion。Quitedifferentisourposition。Oursistheorganicconceptionofhistory。Thetotalityoftheunityofsociallifeisthesubjectmatterpresenttoourminds。Itiseconomicsitselfwhichdissolvesinthecourseofoneprocess,toreappearinasmanymorphologicalstages,ineachofwhichitservesasasubstructureforalltherest。Finally,itisnotourmethodtoextendtheso-calledeconomicfactorisolatedinanabstractfashionoveralltherest,asouradversariesimagine,butitis,beforeeverythingelse,toformandhistoricconceptionofeconomicsandtoexplaintheotherchangesbymeansofitschanges。Thereliesouranswertoallthecriticismswhichcometousfromallthedomainsoflearnedignorance,notexceptingthesocialistswhoareinsufficientlygroundedandwhoaresentimentalorhysterical。AndweexplainourpositionthusasMarxhasdoneinhisCapital,notthefirstbookofcriticalcommunism,butthelastgreatbookofbourgeoiseconomics。

  AtthemomentwhentheManifestowaswrittenthehistorichorizondidnotgobeyondtheclassicworld,thescarcelystudiedGermanantiquitiesandtheBiblicaltraditionwhichhadonlylatelybeenreducedtotheprosaicconditionsofallprofanehistory。Ourhistorichorizonisnowquiteanotherthing,sinceitextendstotheAryanantiquitiesandtotheancientdepositsofEgyptandMesopotamiawhichprecedealltheSemitictraditions。Anditextendsstillfurtherbackintoprehistory,thatistosay,intounwrittenhistory。Morganhasgivenusaknowledgeofancientsociety,thatistosayapre-politicalsociety,andthekeytounderstandhowfromitcameallthelaterformsmarkedbymonogamy,thedevelopmentofthepaternalfamily,theappearanceofproperty,firstofthegens,thenofthefamily,lastlyindividual,andbythesuccessiveestablishmentofthealliancesbetweengenteswhicharetheoriginoftheState。Allthisisillustratedbytheknowledgeoftheprocessoftechniqueinthediscoveryandintheuseofthemeansandinstrumentsoflaborandbytheunderstandingoftheeffectofthisprocessuponthesocialcomplexus,urgingitincertaindirectionsandmakingittraversecertainstages。Thesediscoveriesmaystillbecorrectedatcertainpoints,notablybythestudyofthedifferentspecificfashionsaccordingtowhichindifferentpartsoftheworldthepassagefrombarbarismtocivilizationhasbeeneffected。But,henceforth,onefactisindisputable,namely,thatwehavebeforeoureyesthegeneralembryogenicrecordofhumandevelopmentfromprimitivecommunismtothosecomplexformationsasatAthensoratRomewiththeirconstitutionsofcitizensarrangedinclassesaccordingtocensuswhichnotlongagoconstitutedthecolumnsofHerculesforresearchintowrittentradition。TheclasseswhichtheManifestoassumedhavebeenlaterresolvedintotheirprocessofformationandinthiscanalreadyberecognizedtheplexusofreasonsandofdifferenteconomiccausesforthecategoriesoftheeconomicscienceofourbourgeoisepoch。ThedreamofFouriertofindaplaceforanepochofcivilizationintheseriesoflongandvastprocesshasbeenrealized。AscientificsolutionhasbeenfoundfortheproblemoftheoriginofinequalityamongmenwhichRousseauhadtriedtosolvebyargumentsofanoriginaldialectic,relyinghoweverupontoofewrealdata。

  Attwopoints,theextremepointsforus,thehumanprocessispalpable。

  Oneoftheseistheoriginofthebourgeoisie,sorecentandinthefulllightofthescienceofeconomics;theotheristheancientformationofsocietydividedintoclasses,whichmarksthepassagefromhigherbarbarismtocivilization(theepochoftheState)touseexpressionsemployedbyMorgan。

  Allthatisfoundbetweenthesetwoepochsiswhathas,uptothistime,formedthesubjectmatterofthechroniclers,thehistoriansproperlyso-called,thejurists,thetheologiansandthephilosophers。Wemustnotbeover-hastyintabulatingit。Attheverybeginningwemustunderstandtheeconomicsrelativetoeachepoch,(26*)inordertoexplainspecificallytheclasseswhichdevelopinit,avoidinghypotheticalanduncertaindataandtakingcarenottocarryoverourownconditionsintoeachepoch。Forthat,skilledfingersareneeded。Thus,forexample,whattheManifestosaysofthefirstoriginofthebourgeoisieproceedingfromtheserfsoftheMiddleAgesincorporatedlittlebylittleintothecitiesisnotageneraltruth。ThismodeoforiginispeculiartoGermanyandtotheothercountrieswhichreproduceitsprocess。

  ItisnotthecaseeitherinItaly,norinSouthernFrance,norinSpain,whichwerethefieldsuponwhichbeganthefirsthistoryofthebourgeoisie,thatistosay,ofmoderncivilization。InthisfirstphasearefoundallthepremisesofthewholecapitalistsocietyasMarxinformedusinanotetothefirstvolumeofCapital。(27*)ThisfirstphasewhichreachesitsperfectformintheItalianmunicipalitiesformsthepre-historicbackgroundforthatcapitalistaccumulationwhichMarxhasexplainedwithsomanycharacteristicdetailsintheevolutionofEngland。ButIwillstopthere。

  Theproletarianscanhaveinviewnothingbutthefuture。Thatwithwhichallscientificsocialistsareprimarilyconcernedisthepresentinwhicharespontaneouslydevelopedandinwhichareripeningtheconditionsofthefuture。Theknowledgeofthepastispracticallyofuseandofinterestonlyinsofarasitthrowslightuponandexplainsthepresent。Forthemomentitisenoughtosaythatthepartisansofcriticalcommunismfiftyyearsagoconceivedtheelementsofthenewanddefinitephilosophyofhistory。

  Soonthisfashionofseeingwillimposeitselfbecauseitwillbeimpossibletothinkthecontrary;andthisdiscoverywillhavethefateofColumbus’

  egg。Andperhapsbeforeandarmysoscientistshasmadeanapplicationofthisconceptiontothecontinuousnarrationofthewholehistory,thesuccessoftheproletariatwillhavebecomesuchthatthebourgeoisepochwillappeartoallassomethingthatmustbeleftbehindbecauseitwillnearlybesoinreality。Tounderstandistoleavebehind(Hegel)。

  When,fiftyyearsago,theManifestomadeoftheproletarians,oftheunfortunateswhoexcitedpity,thepredestinedgrave-diggersofthebourgeoisie,thecircumferenceofthisburialplacemusthaveappearedverysmalltotheimaginationofthewriterswhoscarcelyconcealedinthegravityoftheirstyletheidealismoftheirintellectualpassion。TheprobablecircumferenceintheirimaginationthenembracedonlyFranceandEngland,anditwouldscarcelyhavetouchedthefrontiersofothercountries,forinstance,Germany。

  To-daythecircumferenceappearstousimmensebyreasonoftherapidandcolossalextensionofthebourgeoisformofproductionwhichbyinevitablereactionenlarges,makesuniversalandmultipliesthemovementoftheproletariatandimmenselyexpandsthesceneuponwhichisprojectedthepictureofthecomingcommunism。Theburialplaceextendsasfarastheeyecanreach。Themoreproductiveforcesthismagiciancallsforth,themoreheexcitesandpreparesforcesthatmustrebelagainsthimself。

  Allthosewhowerecommunistsideological,religiousandutopian,orevenpropheticandapocalypticinthepasthavealwaysbelievedthatthereignofjustice,equalityandhappinesswasdestinedtohavetheworldforitstheatre。To-daythewordisinvadedbycivilizationandeverywhereisdevelopingthatsocietywhichlivesuponclassantagonismsandclassdomination,theformofbourgeoisproduction(Japanmayserveusforanexample。)Theco-existenceofthetwonationsinoneandthesamestate,whichthedivinePlatohadalreadydescribed,isperpetuated。Theearthwillnotbewonovertocommunismto-morrow。Butastheconfinesofthebourgeoisworldenlarge,morenumerousarethosewhoenterintoit,abandoningandleavingbehindthelowerformsofproduction,——andthustheattemptofcommunismgainsinfirmnessandprecision。especiallybecauseinthedomainandstruggleofcompetition,thedeviationsduetoconquestandcolonizationarediminishing。TheproletarianInternational,whileembryonicintheCommunistLeagueoffiftyyearsago,henceforthbecomesInteroceanicanditaffirmsonthefirstofveryMaythattheproletariansofthewholewordarereallyandactivelyunited。Thefuturegrave-diggersofthebourgeoisieandtheirdescendantstomanygenerationswilleverrememberthedateoftheCommunistManifesto。

  NOTES

  1。IrefertothatformwhichtheManifestodesignatesironicallyunderthenameof\"Germanor’True’Socialism。\"Thisparagraph,whichisunintelligibleforthosewhoarenotwellversedintheGermanphilosophyofthatepoch,notablyincertainofitstendenciesmarkedbyacutedegeneracy,has,withgoodreason,beensurpressedintheSpanishtranslation。

  2。Itisbettertousetheexpression\"democraticsocializationofthemeansofproduction\"thanthatof\"collectiveproperty\"

  becausethelatterimpliesacertaintheoreticalerrorinthat,tobeginwith,itsubstitutesfortherealeconomicfactajuridicalexpressionandmoreoverinthemindofmorethanoneitisconfusedwiththeincreaseofmonopolies,withtheincreasingstatizationofpublicutilitiesandwithalltheotherfantasmagoriaoftheeverrecurringStatesocialism,thewholeeffectofwhichistoincreasetheeconomicmeansofoppressioninthehandsoftheoppressingclass。

  3。Twenty-fiveoctavopagesintheoriginaledition(London,February,1848)foracopyofwhichIamindebtedtothespecialkindnessofEngels。

  IshouldsayhereinpassingthatIhaveresistedthetemptationtoaffixanybibliographicalnotes,referencesandcitations,forIshouldthenhavebeenmakingaworkofscholarship,orabook,ratherthanasimpleessay。

  Ihopethereaderwilltakemywordforitthatthereareinthisessaynoallusions,orstatementsoffactoropinion,whichIcouldnotsubstantiatewithauthorities。

  4。The\"UmrissezueinerKritikderNational-oekonomie\"appearedintheGerman-FrenchYearBook,Paris,1844,pp。85-114;andhisbookonTheConditionoftheWorkingClassinEnglandatLeipzigin1845。

  5。Intheselastyearsmanyjuristshavethoughttheyfoundinthere-adjustmentofthecivilCodeapracticalmeansforamelioratingtheconditionoftheproletariat。Butwhyhavetheynotaskedthepopetobecometheheadofthefreethoughtleague?ThemostdelightfuloftheseisthatItalianauthorwhooccupyinghimselfwiththeclassstruggleasksthatbythesideofthecodewhichestablishestherightsofcapitalanotherbeelaboratedwhichshouldguaranteetherightsoflabor。

  6。ThisdevelopmenthasbeengiveninMarx’sCapitalwhichcanbeconsideredasaphilosophyofhistory。

  7。ItwasnotuntilafterthepublicationoftheItalianeditionofthisessaythatIhadatmaydisposalforsomemonthsacompletecollectionoftheNeueRheinischeZeitungforwhichIoweheartythankstothePartei-ArchivofBerlin。Theimpressionderivedfromthisreadingsurpassesexpectation。

  Itisdesirableeitherthatthisjournalwhichnowhasbecomeveryrare,bereprintedentireorthatthemostimportantarticlesandlettersinitbereproduced。

  8。MiseredelaPhilosophie,byKarlMarx,ParisandBrussels,1847;newedition,Paris,GiardandBriere,1896。

  9。Thisismadeupofarticleswhichappearedin1849intheNeueRheinischeZeitungandwhichreproducedthelecturesgivenbyMarxtotheGermanWorkingmen’sCircleofBrusselsin1847。Ithassincebeenpublishedasapropagandaleaflet。

  10。SeeChapterIIoftheManifesto。

  11。ZürKritikderpolitischenOekonomie,Berlin,1859,pp。

  IV-VIofthepreface。(InsteadofretranslatingthisextractfromtheFrenchIhaveavailedmyselfoftheassistanceofComradeHitch,whohastranslateddirectfromtheGermanofMarx。

  12。ThesearticleswhichappearedintheNeueRheinischePolitischokonomischeReview,Hamburg,1850,haverecentlybeenbroughttogetherintoapamphletbyEngels(Berlin,1895)underthetitleofDieKlassenkampfeinFrankreich1848bis1850。ThislittleworkhasaprefacebyEngels。

  13。AppearedforthefirsttimeinNewYorkin1852inareview。SeveraleditionshavesincebeenmadeinGermany。AFrenchtranslationappearedin1891publishedbyDelory,Lille。

  14。IntheprefacetotheClassStruggleinFrancein1848-50andelsewhereEngelstreatedfundamentallytheobjectivedevelopmentofthenewrevolutionarytactic。(ItiswelltorememberthatthefirstItalianeditionofthisessayappearedJune18th,andthesecond,October15,1895。

  15。InmyopinionthisisthecaseinFrance。TherecentdiscussionsoftheagrarianprogrammesubmittedtothedeliberationsofthesocialdemocracyinGermanyconfirmthereasonswhichIhaveindicated。

  16。ItwasotherwiseinGermany。After1830socialismwasimportedthereandbecameacurrentliterature;itunderwentphilosophicalalterationsofwhichGruenwasthetypicalrepresentative。Butalreadybeforethenewdoctrinesocialismhadreceivedacharacteristicimprintwhichwasproletarian,thankstothepropagandaandthewritingsofWeitling。AsMarxsaidin1844intheParisVorwaerts,\"itwasthegiantinthecradle。\"

  17。ItiswhatmanypeoplecallMarxism。Marxismisandremainsadoctrine。

  Partiescandrawneithertheirnamenorthejustificationfromadoctrine。

  \"IamnoMarxist\"said——guesswho?Marxhimself。

  18。ItishewhoestablishedthefirstrelationsbetweenMarxandtheLeagueandwhoservedastheintermediaryinthepublicationoftheManifesto。

  Hefellintheinsurrectionof1849atMurg。

  19。Marx’sCapital,Vol。III,Hamburg,1894,pp。xix-xx。Thedateof1845refersprincipallytothebookDieheiligeFamilie,Frankfort,1845,whichwasproducedincollaborationbyMarxandAngels。Thisbookisindispensabletoanunderstandingofthetheoreticaloriginofhistoricalmaterialism。

  20。IstopwithCabetwholivedattheepochoftheManifesto。

  IdonotthinkIoughttogoasfarasthesporadicformsofBellamyandHertzka。

  21。TheBalzacofthe17thcentury。

  22。ItisthesewriterswhomMengerthoughthehaddiscoveredastheauthorsofscientificsocialism。

  23。Itisforthisreasonthatcertaincritics,Wieserforexample,proposetoabandonRicardo’stheoryofvaluebecauseitleadstosocialism。

  24。ThustherearisesnotablyinFrancetheillusionofasocialmonarchywhich,succeedingtheliberalepoch,shouldsolveharmoniouslywhatiscalledthesocialquestion。ThisabsurdityreproducesitselfininfinitevarietiesofsocialismofthepulpitandStatesocialism。Tothedifferentformsofideologicalandreligiousutopianismisjoinedanewformofbureaucraticandfiscalutopianism,theUtopiaoftheidiots。

  25。ForexampleintheessaysofTh。Rogers。

  26。WhowouldhavethoughtafewyearsagoofthediscoveryandtheauthenticinterpretationofanancientBabylonianlaw?

  27。Note189,p。740,ofthe3rdGermanedition。

  Part2:

  HistoricalmaterialismI

  Thisclassofstudies,likemanyothers,butthismorethananyother,isconfrontedwithagreatdifficulty,indeedanirksomehindrance,inthatviceofmindseducatedbyliterarymethodsalonewhichisordinarilycalledverbalism。Thisbadhabitcreepsintoandspreadsitselfthroughalldomainsofknowledge;butinstudieswhichrelatetotheso-calledmoralworld,thatistosay,tothehistorico-socialcomplexus,itveryoftenhappensthatthecultandthedominionofwordssucceedincorruptingandblottingouttherealandlivingsenseofthings。

  Inthefieldwherealongobservation,repeatedexperiences,thecertainuseofimprovedinstruments,thegeneralorpartialapplicationofthecalculushaveresultedinputtingthemindintoaconstantandmethodicalrelationwiththingsandtheirvariations,asinthenaturalsciencesproperlyso-called——therethemythandsuperstitionofwordsareleftbehindandvanquished;

  therethequestionsofterminologynolongerhavemorethanthesecondaryvalueofpureconvention。Inthestudyofhumanrelationsandactions,onthecontrary,thepassions,theinterests,theprejudicesofschool,sect,classandreligion,theliteraryabuseofthetraditionalmeansofrepresentingthought,andscholasticism,evervanquishedandalwaysreborn,concealtheactualthings,ortransformtheminvoluntarilyintoterms,intowords,intoabstractandconventionalfashionsofspeech。

  Wemust,firstofall,takeaccountofthisdifficultywhenweusetheexpressionortheformula\"materialisticconceptionofhistory。\"

  Manyhaveimagined,doimagine,andwillimaginethatitispossibleandconvenienttopenetrateintothesenseofthephrasebythesimpleanalysisofthewordswhichcomposeitinsteadofarrivingatitfromthecontextofanexplanation,fromthegeneticstudyoftheformationofthedoctrine,(1*)

  orfromthepolemicalwritingsinwhichitspartisansrefutetheobjectionsofitsopponents。Verbalismtendsalwaystoshutitselfupinpurelyformaldefinitions;itgivesriseinthemindstothiserroneousbelief,thatitisaneasythingtoreduceintotermsandintosimpleandpalpableexpressionstheagitatedandimmensecomplexusofnatureandhistoryandthatitiseasytopicturethemultiformandcomplicatedinterlacingsofcausesandeffects;

  inclearerterms,itobliteratesthemeaningoftheproblemsbecauseitseesinthemnothingbutquestionsofnomenclature。

  If,moreover,itthenhappensthatverbalismfindsasupportincertaintheoreticalhypotheses,forexample,thatmatterindicatessomethingwhichisbeloworopposedtoanotherhigherornoblerthingwhichiscalledspirit;

  orifithappenstobeatonewiththatliteraryhabitwhichopposesthewordmaterialism,understoodinadisparagingsense,toallthat,inaword,iscalledidealism,thatistosay,tothesumtotaloftheanti-egoisticinclinationsandacts;thenourembarrassmentisextreme!Thenwearetoldthatinthisdoctrineitisattemptedtoexplainthewholeofmanbythemerecalculationofhismaterialinterestsandthatnovaluewhateverisallowedtoanyidealinterest。Theinexperience,theincapacityandthehasteofcertainpartisansandpropagandistsofthisdoctrinehavealsobeenacauseoftheseconfusions。Intheireagernesstoexplaintootherswhattheythemselvesonlyhalfunderstand,atatimewhenthedoctrineitselfisonlyinitsbeginningsandstillhasneedofmanydevelopments,theyhavebelievedtheycouldapplyit,suchasitwas,towhateverhistoricfacttheywereconsidering,andtheyhavealmostreducedittotatters,exposingitthustotheeasycriticismandtheridiculeofpeopleonthewatchforscientificnovelties,andotheridlepersonsofthesametype。

  Sinceithasbeenmyprivilegeinthesefirstpagessimplytorebuttheseprejudices(inapreliminaryfashion)andunmasktheintentionsandthetendenciesunderlyingthem,itmustberememberedthatthemeaningofthisdoctrineought,beforeallelse,tobedrawnfromthepositionwhichittakesandoccupieswithregardtothedoctrinesagainstwhichitisinrealityopposed,andparticularlywithregardtotheideologiesofeverysort;——thattheproofofitsvalueconsistsexclusivelyinthemoresuitableandmoreappropriateexplanationofthesuccessionofhumaneventswhichisderivedfromit;——

  thatthisdoctrinedoesnotimplyasubjectivepreferenceforacertainqualityoracertainsumofhumaninterestsopposedbyfreechoicetootherinterests,butthatitmerelyaffirmstheobjectivecoordinationandsubordinationofallinterestsinthedevelopmentofallsociety;andthisitaffirms,thankstothatgeneticprocessuswhichconsistsingoingfromtheconditionstotheconditioned,fromtheelementsofformationtothethingsformed。

  Lettheverbalistsreasonastheylikeoverthevalueofthewordmatterinsofarasitimpliesorrecallsametaphysicalconception,orinsofarasitistheexpressionofthelasthypotheticalsubstratumofexperience。

  Wearenothereinthedomainofphysics,chemistryorbiology;weareonlysearchingfortheexplicitconditionsofhumanassociationinsofarasitisnolongersimplyanimal。Itisnotforustosupportourinductionsorourdeductionsuponthedataofbiology,but,onthecontrary,torecognizebeforeallelsethepeculiaritiesofhumanassociation,whichformanddevelopthroughthesuccessionandthegrowingperfectionoftheactivityofmanhimselfingivenandvariableconditions,andtofindtherelationsofco-ordinationandsubordinationoftheneedswhicharethesubstratumofwillandaction。

  Itisnotproposedtodiscoveranintentionnortoformulateacriticism;

  itismerelythenecessityarisingfromthefactsthatmustbeputinevidence。

  Andasmen,notbyfreechoice,butbecausetheycouldnotactotherwise,satisfyfirstcertainelementaryneeds,which,intheirturn,giverisetoothersintheirupwarddevelopment,andasforthesatisfactionoftheirneeds,whatevertheymaybe,theyinventandemploycertainmeansandcertaintoolsandassociatethemselvesincertaindefinitefashions,thematerialismofhistoricalinterpretationisnothingelsethananattempttoreconstructbythoughtwithmethodthegenesisandthecomplexityofthesociallifewhichdevelopsthroughtheages。Thenoveltyofthisdoctrinedoesnotdifferfromthatofalltheotherdoctrineswhichaftermanyexcursionsthroughthedomainsoftheimaginationhavefinallyarrived,verypainfully,atreachingtheproseofrealityandhaltingthere。

  II

  Thereisacertainaffinity,apparentlyatleast,betweenthatformalviceofverbalismandanotherdefectofthemind,whoseoriginsmay,however,bevaried。InconsiderationofsomeofitsmostcommonandpopulareffectsIwillcallitphraseology,althoughthiswordisnotanexactexpressionofthethinganddoesnotsetforthitsorigin。

  Forlongcenturiesmenhavewrittenonhistory,haveexplainedit,haveillustratedit。Themostvariedinterests,fromtheinterestsmoreimmediatelypracticaltotheinterestspurelyesthetic,havemoveddifferentwriterstoconceiveandtoexecutethistypeofcomposition。Thesedifferenttypeshavealwaystakenbirthindifferentcountrieslongaftertheoriginsofcivilization,ofthedevelopmentofthestateandofthepassagefromtheprimitivecommunistsocietytothesocietywhichrestsuponclassdifferencesandclassantagonisms。Thehistorians,eveniftheyhavebeenasartlessasHerodotus,werealwaysbornandformedinasocietyhavingnothingingenuousinit,butverycomplicatedandcomplex,andatatimewhenthereasonsforthiscomplicationandcomplexitywereunknownandtheiroriginsforgotten。

  Thiscomplexity,withallthecontrastswhichitbearswithinitselfandwhichitrevealslaterandmakesburstforthinitsvariousvicissitudes,stoodforthbeforethenarratorsassomethingmysteriousandcallingforanexplanation,andifthehistorianwishedtogivesomesequenceandacertainconnectiontothethingsnarrated,hewasobligedtoaddcertaingeneralviewstothesimplenarration。FromthejealousyofthegodsofFatherHerodotustotheenvironmentofM。Taine,aninfinitenumberofconceptsservingasmeansofexplanationandascomplementstothethingsrelatedhavebeenimposeduponthenarratorsbythenaturalvoicesoftheirimmediatethought。Classtendencies,religiousideas,popularprejudices,influencesorimitationsofacurrentphilosophy,excursionsofimaginationandadesiretogiveanartisticappearancetofactsknownonlyinafragmentaryfashion,allthesecausesandotheranalogouscauseshavecontributedtoformthesubstratumofthemoreorlessartlesstheoryofeventswhichisimplicitlyatthebottomofthenarration,orwhichservesatleasttoflavorandadornit。Whethermenspeakofchanceorofdestiny,whethertheyappealtotheprovidentialdirectionofhumaneventsoradheretothewordandconceptofchance,theonlydivinityleftintherigidandoftencoarseconceptionofMachiavelli,orwhethertheyspeak,asisfrequentenoughatthepresenttime,ofthelogicofevents,alltheseconceptionswereandareeffectsandresultsofingenuousthought,ofimmediatethought,ofthoughtwhichcannotjustifytoitselfitscourse,anditsproducts,eitherbythepathsofcriticismorbythemethodsofexperience。Tofillupwithconventionalcauses(e。g。,chance)orwithastatementoftheoreticalplausibility(e。g。,theinevitablecourseofeventswhichsometimesisconfusedinthemindwiththenotionofprogressthegapsofourknowledgeastothefashioninwhichthingshavebeenactuallyproducedbytheirownnecessitywithoutcareforourfreewinandourconsent,thatisthemotiveandtheresultofthispopularphilosophy,latentorexplicit,inthechroniclers,whichbyreasonofitssuperficialcharacterdissolvesassoonasscientificcriticismappears。

  Inalltheseconceptsandalltheseimaginingswhichinthelightofcriticismappearassimpleprovisionaldevicesandeffectsofanunripethought,butwhichoftenseemto\"culturedpeople\"thenonplusultraofintelligence——inalltheseagreatpartofthehumanprocessusisrevealedandreflected;

  and,consequently。Weshouldnotconsiderthemasgratuitousinventionsnorasproductsofamomentaryillusion。Theyareapartandamomentinthedevelopmentofwhatwecallthehumanmind。Iflateritisobservedthattheseconceptsandtheseimaginingsaremingledandconfoundedintheacceptedopinionsofculturedpeople,orofthosewhopassforsuch,theymakeupanimmensemassofprejudicesandtheyconstituteanimpedimentwhichignoranceopposestotheclearandcompletevisionoftherealthings。Theseprejudicesturnupagainasetymologicalderivationsinthelanguageofprofessionalpoliticians,ofso-calledpublicistsandjournalistsofeverykind,andofferthesupportofrhetorictoself-styledpublicopinion。

  Toopposeandthentoreplacethismirageofuncriticalconceptions,theseidolsoftheimagination,theseeffectsofliteraryartifice,thisconventionalismbytherealsubjects,ortheforceswhicharepositivelyacting——thatistosay,menintheirvariousanddiversifiedsocialrelations——thisistherevolutionaryenterpriseandthescientificaimofthenewdoctrinewhichrendersobjectiveandImightsaynaturalizestheexplanationofthehistoricalprocessus。

  Acertaindefinitenation,thatistosay,notacertainmassofindividuals,butaplexusofmenorganizedinsuchandsuchafashionbynaturalrelationsofconsanguinity,orfollowingsuchorsuchanartificialorcustomaryorderofrelationshipandaffinity,orbyreasonofpermanentproximity;——thisnation,onacertaincircumscribedandlimitedterritory,havingsuchandsuchfertility,productiveinsuchandsuchamanneracquiredthroughcertaindefiniteformsbycontinuouslabor;——thisnation,thusdistributedoverthisterritoryandthusdividedandarticulatedbytheeffectofadefinitedivisionoflaborwhichisscarcelybeginningtogivebirthtoorwhichhasalreadydevelopedandripenedsuchandsuchadivisionofclasses,orwhichhasalreadydisintegratedortransformedawholeseriesofclasses;——thisnationwhichpossessessuchandsuchinstrumentsfromtheflintstonetotheelectriclightandfromthebowandarrowtotherepeatingrifle,whichproducesaccordingtoacertainfashionandsharesitsproductsconformablytoitswayofproducing;——thisnation,whichbyalltheserelationsconstitutesasocietyinwhicheitherbyhabitsofmutualaccommodationorbyexplicitconventions,orbyactsofviolencesufferedandendured,hasalreadygivenbirth,orisonthepointofgivingbirthtolegal-politicalrelationswhichresultintheformationofthestate;——thisnation,whichbytheorganizationofthestate,whichisonlyameansforfixing,defendingandperpetuatinginequalities,byreasonoftheantagonismswhichitbearswithinitself,renderscontinuouslyunstabletheorganizationitself,whenceresultthepoliticalmovementsandrevolutions,andthereforethereasonsforprogressandretrogression;——thereisthesumofwhatisatthebottomofallhistory。

  Andthereisthevictoryofrealisticproseoverallthefantasticandideologicalcombinations。

  Certainlyitrequiressomeresignationtoseethingsastheyare,passingbeyondthephantomswhichforcenturieshavepreventedrightvision。Butthisrevelationofrealisticdoctrinewasnotandisnotdesignedtobetherebellionofthematerialmanagainsttheidealman。Ithasbeenandis,onthecontrary,thediscoveryoftheprinciplesandthemotiveswhicharerealandwhichbelongtoallhumandevelopment,includingallthatwecalltheidealinpositiveconditions,determinedbyfactswhichcarryinthemselvesthereasonsandthelawandtherhythmoftheirowndevelopment。

  III

  Butitwouldbeacompleteerrortobelievethatthewriterswhonarrate,explain,orillustratehavethemselvesinventedandgivenlifetothisenormousmassofunripeconcepts,imaginings,andexplanationswhich,thankstotheforceofprejudice,concealedforcenturiestherealtruth。Itmayhappen,anditcertainlydoeshappen,thatsomeoftheseconceptsarethefruitandtheproductofpersonalviews,orofliterarycurrentsformedinthenarrowprofessionalcircleoftheuniversitiesandacademies。Thepeopleinthiscaseareabsolutelyignorantofthem。Buttheimportantfactisthathistoryitselfhasputontheseveils;thatistosay,thattheveryactorsandworkersofthehistoricevents——greatmassesofpeople,directingandorderingclasses,mastersofstate,sectsorparties,inthenarrowestsenseoftheword,ifwemakeexceptionforanoccasionalmomentoflucidinterval——

  neverhaduptotheendofthepastcenturyaconsciousnessoftheirownwork,unlessitbethroughsomeideologicalenvelopewhichpreventedanysightoftherealcauses。Alreadyatthedistantepochwhenbarbarismwaspassingoverintocivilization,thatistosay,whenthefirstdiscoveriesofagriculture,thestableestablishmentofapopulationuponadefiniteterritory,thefirstdivisionoflaborinsociety,thefirstalliancesofdifferentgentes,gavetheconditionsinwhichdevelopedpropertyandthestate,oratleastthecity——eventhen,attheepochofallthefirstsocialrevolutions,menideallytransformedtheirwork,seeinginitthemiraculousactsofgodsandheroes。Somuchsothat,whileactingastheycouldandastheymust,grantedthenecessityandthefactoftheirrelativeeconomicdevelopment,theyconceivedanexplanationoftheirownworkasifitdidnotbelongtothem。Thisideologicalenvelopeofhumanworkshaschangedsincethenmorethanonceinform,inappearance,incombinationsandinrelationsinthecourseofthecenturies,fromtheimmediateproductionoftheingenuousmythsuptothecomplicatedtheologicalsystemsandtoTheCityofGodofSt。Augustine——fromthesuperstitiouscredulityinmiraclesdowntothebewilderingmiraclesofthemetaphysicians,thatistosay,downtotheIdeawhichforthedecadentsofHegelianismengendersofitself,initself,byitsowndisaggregation,themostincongruousvariationsofsociallifeinthecourseofhistory。

  Now,preciselybecausethevisualangleofideologicalinterpretationhasnotbeenfinallyoutgrownuntilverylately,andbecauseitisonlyinourdaysthatasumtotaloftherealandreallyactingrelationshasbeenclearlydistinguishedfromtheingenuousreflectionsofmythandthemoreartificialreflectionsofreligionandmetaphysics,ourdoctrinestatesanewproblemandcarrieswithinitselfgravedifficultiesforwhoeverwishestofititforprovidingaspecificexplanationofthehistoryofthepast。

  Theproblemconsistsinthis:thatourdoctrinenecessitatesanewcriticismofthesourcesofhistory。AndIdonotwishtobeunderstoodasspeakingexclusivelyofthecriticismofdocumentsintheproperandordinarysenseoftheword,becauseasforthiswemaycontentourselveswithwhatisdeliveredtousreadymadebythecritics,thescholars,andtheprofessionalphilologists。

  ButIwouldspeakofthatimmediatesourcewhichisbehindthesocalleddocumentsproperlyandwhich,beforeexpressingitselfandfixingitselfinthese,residesinthespiritandintheformoftheconsciousnessinwhichtheactorsaccountedtothemselvesforthemotivesoftheirownwork。Thisspirit,thatistosay,thisconsciousness,isofteninadequatetothecauseswhichwearenowinapositiontodiscover,fromwhichitfollowsthattheactorsseemtousenveloped,asitwere,inacircleofillusions。Tostripthehistoricfactsfromtheseenvelopeswhichclothetheveryfactswhiletheyaredeveloping——thisistomakeanewcriticismofthesourcesintherealisticsenseofthewordandnotintheformaldocumentarysense。

  Itis,inshort,tomakereactupontheknowledgeofpastconditionstheconsciousnessofwhichwearenowcapable,andtherebytoreconstructthemanew。

  Butthisrevisionofthemostdirectsources,ifitmarkstheextremelimitofthehistoricself-consciousnesswhichmaybereached,maybeanoccasionforfallingintoaseriouserror。Asweplaceourselvesatapointofviewwhichisbeyondtheideologicalviewstowhichtheactorsinhistorywereindebtedforaconsciousnessoftheirworkandinwhichtheyoftenfoundboththemotivesandthejustificationoftheiraction,wemayfalselybelievethattheseideologicalviewswereapureappearance,asimpleartifice,apureillusioninthevulgarsenseoftheword。MartinLuther,liketheothergreatreformers,hiscontemporaries,neverknew,asweknowto-day,thattheReformationwasbutanepisodeinthedevelopmentoftheThirdEstate,andaneconomicrevoltoftheGermannationagainsttheexploitationofthePapalcourt。Hewaswhathewas,asanagitatorandapolitician,becausehewaswhollytakenupwiththebeliefwhichmadehimseeintheclassmovementwhichgaveanimpulsetotheagitationareturntotrueChristianityandadivinenecessityinthevulgarcourseofevents。Thestudyofremoteeffects,thatistosay,theincreasingstrengthofthebourgeoisieofthecitiesagainstthefeudallords,theincreaseoftheterritorialdominionoftheprincesattheexpenseoftheinter-territorialandsuper-territorialpoweroftheemperorandthepope,theviolentrepressionofthemovementofthepeasantsandthemoreproperlyproletarianmovementoftheAnabaptistspermitusnowtoreconstructtheauthentichistoryoftheeconomiccausesoftheReformation,particularlyinthefinalproportionswhichittook,whichisthebestofproofs。Butthatdoesnotmeanthatweareprivilegedtodetachthefactarrivedatfromthemodeofitsrealizationandtoanalyzethecircumstantialintegralitybyaposthumousanalysisaltogethersubjectiveandsimplified。

  Theinnercauses,or,aswouldbesaidnow,theprofaneandprosaicmotivesoftheReformation,appeartousclearlyinFrance,whereitwasnotvictorious;

  clearlyagainintheLowCountries,where,apartfromthedifferencesofnationality,thecontrastsofeconomicinterestsareshownstrikinglyinthestruggleagainstSpain;veryclearlyagaininEngland,wherethereligiousrenovationrealized,thankstopoliticalviolence,placedinfulllightthepassagetothoseconditionswhichareforourmodernbourgeoisietheforerunnersofcapitalism。Postfactum,andafterthetardyrealizationofunforeseenconsequences,thehistoryoftherealmovementswhichweretheinnercausesoftheReformation,ingreatpartunknowntotheactorsthemselves,willappearinfulllight。Butthatthefactcameaboutpreciselyasitdidcomeabout,thatittookoncertaindeterminedforms,thatitclotheditselfincertainvestments,thatitpainteditselfincertaincolors,thatitputinmovementcertainpassions,thatitdisplayedaspecialdegreeoffanaticism——intheseconsistitsspecificcharacter,whichnoanalyticabilitycanmakeotherwisethanasitwas。Onlytheloveofparadoxinseparablefromthezealofthepassionatepopularizersofanewdoctrinecanhavebroughtsometobelievethattowritehistoryitwassufficienttoputonrecordmerelytheeconomicmoment(oftenstillunknownandoftenunknowable),andthereupontocasttotheearthalltherestasauselessburdenwithwhichmenhadcapriciouslyloadedthemselves,asasuperfluity,ameretrifle,oreven,asitwere,somethingnotexistent。

  Fromthefactthathistorymustbetakeninitsentiretyandthatinitthekernelandthehuskarebutone,asGoethesaidofallthings,threeconsequencesfollow:

  First,itisevidentthatinthedomainofhistorico-socialdeterminism,thelinkingofcausestoeffects,ofconditionstothethingsconditioned,ofantecedentstoconsequents,isneverevidentatfirstsightinthesubjectivedeterminismofindividualpsychology。Inthislastdomainitwasarelativelyeasythingforabstractandformalphilosophytodiscover,passingaboveallthebaublesoffatalismandfreewill,theevidenceofthemotiveineveryvolition,because,infine,thereisnowishwithoutitsdeterminingmotive。Butbeneaththemotivesandthewishthereisthegenesisofboth,andtoreconstructthisgenesiswemustleavetheclosedfieldofconsciousnesstoarriveattheanalysisofthesimplenecessities,which,ontheoneside,arederivedfromsocialconditions,andontheothersidearelostintheobscurebackgroundoforganicdispositions,inancestryandinatavism。Itisnototherwisewithhistoricaldeterminism,where,inthesameway,webeginwithmotivesreligious,political,aesthetic,passionate,etc。,butwherewemustsubsequentlydiscoverthecausesofthesemotivesinthematerialconditionsunderlyingthem。Nowthestudyoftheseconditionsshouldbesospecifiedthatwemayperceiveindubitablynotonlywhatarethecauses,butagainbywhatmediationstheyarriveatthatformwhichrevealsthemtotheconsciousnessasmotiveswhoseoriginisoftenobliterated。

  Andthencefollowsindubitablythissecondconsequencesthatinourdoctrinewehavenottore-translateintoeconomiccategoriesallthecomplexmanifestationsofhistory,butonlytoexplaininthelastanalysis(Engels)allthehistoricfactsbymeansoftheunderlyingeconomicstructure(Marx),whichnecessitatesanalysisandreductionandtheninterlinkingandconstruction。

  Itresultsfromthis,inthethirdplace,that,passingfromtheunderlyingeconomicstructuretothepicturesquewholeofagivenhistory,weneedtheaidofthatcomplexusofnotionsandknowledgewhichmaybecalled,forlackofabetterterm,socialpsychology。Idonotmeanbythattoalludetothefantasticexistenceofasocialpsychenortotheconceptofanassumedcollectivespiritwhichbyitsownlaws,independentoftheconsciousnessofindividualsandoftheirmaterialanddefinablerelations,realizesitselfandshowsitselfinsociallife。Thatispuremysticism。NeitherdoIwishtoalludetothoseattemptsatgeneralizationwhichfilluptreatisesonsocialpsychologyandthegeneralideaofwhichistotransportandapplytoasubjectwhichiscalledsocialconsciousnesstheknowncategoriesandformsofindividualpsychology。NoragaindoIwishtoalludetothatmassofsemi-organicandsemi-psychologicaldenominationsbytheaidofwhichsomeattributetothesocialbeing,asSchaeffledoes,abrain,aspinalcolumn,sensibility,sentiment,conscience,will,etc。ButIwishtospeakofmoremodestandmoreprosaicthings,thatistosay,ofthoseconcreteandprecisestatesofmindwhichmakeusknowastheyreallyweretheplebeiansofRomeatacertainepoch,theartisansofFlorenceatthemomentwhenthemovementoftheCiompiburstforth,orthosepeasantsofFrancewithinwhomwasengendered,tofollowTaine’sexpression,the\"spontaneousanarchy\"of1789,thosepeasantswhofinallybecamefreelaborersandsmallproprietors,or,aspiringtoproperty,transformedthemselvesrapidlyfromvictorsovertheforeignerintoautomaticinstrumentsofreaction。Thissocialpsychology,whichnoonecanreducetoabstractcanonsbecause,inmostcases,itismerelydescriptive,thisiswhatthechroniclers,theorators,theartists,theromancersandtheideologistsofeverysorthaveseenanduptonowhaveconceivedastheexclusiveobjectoftheirstudies。Inthispsychology,whichisthespecificconsciousnessofmeningivensocialcondition,theagitators,oratorsandpropagandiststrusttoday,andtoittheyappeal。Weknowthatitisthefruit,theoutcome,theeffectofcertainsocialconditionsactuallydetermined——thisclass,inthissituation,determinedbythefunctionswhichitfulfills,bythesubjectioninwhichitisheld,bythedominionwhichitexercises;andfinally,theseclasses,thesefunctions,thissubjectionandthisdominioninvolvesuchandsuchadeterminedformofproductionanddistributionoftheimmediatemeansoflife,thatistosay,adeterminedeconomicstructure。Thissocialpsychology,byitsnaturealwayscircumstantial,isnottheexpressionoftheabstractandgenericprocessoftheself-styledhumanintellect。Itisalwaysaspecifiedformationfromspecifiedconditions。Weholdthisprincipletobeindisputable,thatitisnottheformsofconsciousnesswhichdeterminethehumanbeing,butitisthemannerofbeingwhichdeterminestheconsciousness(Marx)。

  Buttheseformsofconsciousness,evenastheyaredeterminedbytheconditionsoflife,constituteinthemselvesalsoapartofhistory。Thisdoesnotconsistonlyintheeconomicanatomy,butinallthatcombinationwhichclothesandcoversthatanatomyevenuptothemulticoloredreflectionsoftheimagination。

  Inotherwords,thereisnofactinhistorywhichdoesnotrecallbyitsorigintheconditionsoftheunderlyingeconomicstructure,butthereisnofactinhistorywhichisnotpreceded,accompaniedandfollowedbydeterminedformsofconsciousness,whetheritbesuperstitiousorexperimental,ingenuousorreflective,impulsiveorself-controlled,fantasticorreasoning。

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