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  But,atanyrate,ithascomeaboutthatthemembersofthegoverningclassarequiteafraidofenlargingonmilitarytopics,ordosoonlyinashamefacedmanner.Ifanyareboldenoughtodiscussthesubject,theyareatoncesetdownaseccentricindividualsofcoarseandbrutalpropensities.

  Thisisanextraordinaryinstanceinwhich,throughsheerlackofreasoning,menunhappilylosesightoffundamentalprinciples.

  WhentheDukeofChouwasministerunderCh`engWang,heregulatedceremoniesandmademusic,andveneratedtheartsofscholarshipandlearning;yetwhenthebarbariansoftheRiverHuairevolted,[60]hesalliedforthandchastisedthem.WhenConfuciusheldofficeundertheDukeofLu,andameetingwasconvenedatChia—ku,[61]hesaid:\"Ifpacificnegotiationsareinprogress,warlikepreparationsshouldhavebeenmadebeforehand.\"HerebukedandshamedtheMarquisofCh`i,whocoweredunderhimanddarednotproceedtoviolence.HowcanitbesaidthatthesetwogreatSageshadnoknowledgeofmilitarymatters?

  WehaveseenthatthegreatChuHsiheldSunTzuinhighesteem.HealsoappealstotheauthorityoftheClassics:——

  OurMasterConfucius,answeringDukeLingofWei,said:

  \"Ihaveneverstudiedmattersconnectedwitharmiesandbattalions.\"[62]ReplyingtoK`ungWen—tzu,hesaid:I

  havenotbeeninstructedaboutbuff—coatsandweapons.\"ButifweturntothemeetingatChia—ku,wefindthatheusedarmedforceagainstthemenofLai,sothatthemarquisofCh`iwasoverawed.Again,whentheinhabitantsofPirevolted,theorderedhisofficerstoattackthem,whereupontheyweredefeatedandfledinconfusion.Heonceutteredthewords:\"IfIfight,Iconquer.\"[63]AndJanYualsosaid:\"TheSageexercisesbothcivilandmilitaryfunctions.\"[64]CanitbeafactthatConfuciusneverstudiedorreceivedinstructionintheartofwar?Wecanonlysaythathedidnotspeciallychoosemattersconnectedwitharmiesandfightingtobethesubjectofhisteaching.

  SunHsing—yen,theeditorofSunTzu,writesinsimilarstrain:——

  Confuciussaid:\"Iamunversedinmilitarymatters.\"

  [65]Healsosaid:\"IfIfight,Iconquer.\"Confuciusorderedceremoniesandregulatedmusic.NowwarconstitutesoneofthefiveclassesofStateceremonial,[66]andmustnotbetreatedasanindependentbranchofstudy.Hence,thewords\"Iamunversedin\"mustbetakentomeanthattherearethingswhichevenaninspiredTeacherdoesnotknow.Thosewhohavetoleadanarmyanddevisestratagems,mustlearntheartofwar.ButifonecancommandtheservicesofagoodgenerallikeSunTzu,whowasemployedbyWuTzu—hsu,thereisnoneedtolearnitoneself.HencetheremarkaddedbyConfucius:\"IfIfight,Iconquer.\"

  Themenofthepresentday,however,willfullyinterpretthesewordsofConfuciusintheirnarrowestsense,asthoughhemeantthatbooksontheartofwarwerenotworthreading.

  Withblindpersistency,theyadducetheexampleofChaoKua,whoporedoverhisfather’sbookstonopurpose,[67]asaproofthatallmilitarytheoryisuseless.Again,seeingthatbooksonwarhavetodowithsuchthingsasopportunismindesigningplans,andtheconversionofspies,theyholdthattheartisimmoralandunworthyofasage.Thesepeopleignorethefactthatthestudiesofourscholarsandtheciviladministrationofourofficialsalsorequiresteadyapplicationandpracticebeforeefficiencyisreached.Theancientswereparticularlycharyofallowingmerenovicestobotchtheirwork.[68]Weaponsarebaneful[69]andfightingperilous;anduselessunlessageneralisinconstantpractice,heoughtnottohazardothermen’slivesinbattle.

  [70]HenceitisessentialthatSunTzu’s13chaptersshouldbestudied.

  HsiangLiangusedtoinstructhisnephewChi[71]intheartofwar.Chigotaroughideaoftheartinitsgeneralbearings,butwouldnotpursuehisstudiestotheirproperoutcome,theconsequencebeingthathewasfinallydefeatedandoverthrown.Hedidnotrealizethatthetricksandartificesofwararebeyondverbalcomputation.DukeHsiangofSungandKingYenofHsuwerebroughttodestructionbytheirmisplacedhumanity.Thetreacherousandunderhandnatureofwarnecessitatestheuseofguileandstratagemsuitedtotheoccasion.ThereisacaseonrecordofConfuciushimselfhavingviolatedanextortedoath,[72]andalsoofhishavinglefttheSungStateindisguise.[73]CanwethenrecklesslyarraignSunTzufordisregardingtruthandhonesty?

  Bibliography————

  ThefollowingaretheoldestChinesetreatisesonwar,afterSunTzu.ThenotesoneachhavebeendrawnprincipallyfromtheSSUK`UCH`UANSHUCHIENMINGMULU,ch.9,fol.22sqq.

  1.WUTZU,in1CHUANor6chapters.ByWuCh`i(d.381

  B.C.).Agenuinework.SeeSHIHCHI,ch.65.

  2.SSU—MAFA,in1CHUANor5chapters.WronglyattributedtoSsu—maJang—chuofthe6thcenturyB.C.Itsdate,however,mustbeearly,asthecustomsofthethreeancientdynastiesareconstantlytobemetwithinitspages.SeeSHIHCHI,ch.64.

  TheSSUK`UCH`UANSHU(ch.99,f.1)remarksthattheoldestthreetreatisesonwar,SUNTZU,WUTZUandSSU—MAFA,are,generallyspeaking,onlyconcernedwiththingsstrictlymilitary——theartofproducing,collecting,traininganddrillingtroops,andthecorrecttheorywithregardtomeasuresofexpediency,layingplans,transportofgoodsandthehandlingofsoldiers——instrongcontrasttolaterworks,inwhichthescienceofwarisusuallyblendedwithmetaphysics,divinationandmagicalartsingeneral.

  3.LIUT`AO,in6CHUAN,or60chapters.AttributedtoLuWang(orLuShang,alsoknownasT`aiKung)ofthe12thcenturyB.C.[74]ButitsstyledoesnotbelongtotheeraoftheThreeDynasties.LuTe—ming(550—625A.D.)mentionsthework,andenumeratestheheadingsofthesixsectionssothattheforgerycannothavebeenlaterthanSuidynasty.

  4.WEILIAOTZU,in5CHUAN.AttributedtoWeiLiao(4thcent.B.C.),whostudiedunderthefamousKuei—kuTzu.Theworkappearstohavebeenoriginallyin31chapters,whereasthetextwepossesscontainsonly24.Itsmatterissoundenoughinthemain,thoughthestrategicaldevicesdifferconsiderablyfromthoseoftheWarringStatesperiod.Itisbeenfurnishedwithacommentarybythewell—knownSungphilosopherChangTsai.

  5.SANLUEH,in3CHUAN.AttributedtoHuang—shihKung,alegendarypersonagewhoissaidtohavebestoweditonChangLiang(d.187B.C.)inaninterviewonabridge.Buthereagain,thestyleisnotthatofworksdatingfromtheCh`inorHanperiod.TheHanEmperorKuangWu[25—57A.D.]apparentlyquotesfromitinoneofhisproclamations;butthepassageinquestionmayhavebeeninsertedlateron,inordertoprovethegenuinenessofthework.WeshallnotbefaroutifwereferittotheNorthernSungperiod[420—478A.D.],orsomewhatearlier.

  6.LIWEIKUNGWENTUI,in3sections.WrittenintheformofadialoguebetweenT`aiTsungandhisgreatgeneralLiChing,itisusuallyascribedtothelatter.Competentauthoritiesconsideritaforgery,thoughtheauthorwasevidentlywellversedintheartofwar.

  7.LICHINGPINGFA(nottobeconfoundedwiththeforegoing)isashorttreatisein8chapters,preservedintheT`ungTien,butnotpublishedseparately.ThisfactexplainsitsomissionfromtheSSUK`UCH`UANSHU.

  8.WUCH`ICHING,in1CHUAN.AttributedtothelegendaryministerFengHou,withexegeticalnotesbyKung—sunHungoftheHandynasty(d.121B.C.),andsaidtohavebeeneulogizedbythecelebratedgeneralMaLung(d.300A.D.).YettheearliestmentionofitisintheSUNGCHIH.Althoughaforgery,theworkiswellputtogether.

  ConsideringthehighpopularestimationinwhichChu—koLianghasalwaysbeenheld,itisnotsurprisingtofindmorethanoneworkonwarascribedtohispen.Suchare(1)theSHIH

  LIUTS`E(1CHUAN),preservedintheYUNGLOTATIEN;(2)CHIANG

  YUAN(1CHUAN);and(3)HSINSHU(1CHUAN),whichstealswholesalefromSunTzu.Noneofthesehastheslightestclaimtobeconsideredgenuine.

  MostofthelargeChineseencyclopediascontainextensivesectionsdevotedtotheliteratureofwar.Thefollowingreferencesmaybefounduseful:——

  T`UNGTIEN(circa800A.D.),ch.148—162.

  T`AIP`INGYULAN(983),ch.270—359.

  WENHSIENTUNGK`AO(13thcent.),ch.221.

  YUHAI(13thcent.),ch.140,141.

  SANTS`AIT`UHUI(16thcent).

  KUANGPOWUCHIH(1607),ch.31,32.

  CH`IENCH`IOLEISHU(1632),ch.75.

  YUANCHIENLEIHAN(1710),ch.206—229.

  KUCHINT`USHUCHICH`ENG(1726),sectionXXX,esp.ch.81—

  90.

  HSUWENHSIENT`UNGK`AO(1784),ch.121—134.

  HUANGCH`AOCHINGSHIHWENPIEN(1826),ch.76,77.

  Thebibliographicalsectionsofcertainhistoricalworksalsodeservemention:——

  CH`IENHANSHU,ch.30.

  SUISHU,ch.32—35.

  CHIUT`ANGSHU,ch.46,47.

  HSINT`ANGSHU,ch.57,60.

  SUNGSHIH,ch.202—209.

  T`UNGCHIH(circa1150),ch.68.

  TotheseofcoursemustbeaddedthegreatCatalogueoftheImperialLibrary:——

  SSUK`UCH`UANSHUTSUNGMUT`IYAO(1790),ch.99,100.

  Footnotes—

  1.SHICHI,ch.65.

  2.Hereignedfrom514to496B.C.

  3.SHICHI,ch.130.

  4.TheappellationofNangWa.

  5.SHICHI,ch.31.

  6.SHICHI,ch.25.

  7.TheappellationofHuYen,mentionedinch.39undertheyear637.

  8.Wang—tzuCh`eng—fu,ch.32,year607.

  9.Themistakeisnaturalenough.NativecriticsrefertoaworkoftheHandynasty,whichsays:\"TenLIoutsidetheWUgate[ofthecityofWu,nowSoochowinKiangsu]thereisagreatmound,raisedtocommemoratetheentertainmentofSunWuofCh`i,whoexcelledintheartofwar,bytheKingofWu.\"

  10.\"Theyattachedstringstowoodtomakebows,andsharpenedwoodtomakearrows.TheuseofbowsandarrowsistokeeptheEmpireinawe.\"

  11.ThesonandsuccessorofHoLu.HewasfinallydefeatedandoverthrownbyKouchien,KingofYueh,in473B.C.Seepost.

  12.KingYenofHsu,afabulousbeing,ofwhomSunHsing—yensaysinhispreface:\"Hishumanitybroughthimtodestruction.\"

  13.ThepassageIhaveputinbracketsisomittedintheT`U

  SHU,andmaybeaninterpolation.Itwasknown,howevertoChangShou—chiehoftheT`angdynasty,andappearsintheT`AIP`INGYU

  LAN.

  14.Ts`aoKungseemstobethinkingofthefirstpartofchap.

  II,perhapsespeciallyofss.8.

  15.Seechap.XI.

  16.Ontheotherhand,itisnoteworthythatWUTZU,whichisnotin6chapters,has48assignedtoitintheHANCHIH.

  Likewise,theCHUNGYUNGiscreditedwith49chapters,thoughnowonlyinoneonly.Inthecaseofveryshortworks,oneistemptedtothinkthatP`IENmightsimplymean\"leaves.\"

  17.YehShihoftheSungdynasty[1151—1223].

  18.Hehardlydeservestobebracketedwithassassins.

  19.SeeChapter7,ss.27andChapter11,ss.28.

  20.SeeChapter11,ss.28.ChuanChuistheabbreviatedformofhisname.

  21.I.e.PoP`ei.Seeante.

  22.Thenucleusofthisworkisprobablygenuine,thoughlargeadditionshavebeenmadebylaterhands.Kuanchungdiedin645

  B.C.

  23.Seeinfra,beginningofINTRODUCTION.

  24.Idonotknowwhatthiswork,unlessitbethelastchapterofanotherwork.Whythatchaptershouldbesingledout,however,isnotclear.

  25.About480B.C.

  26.Thatis,Isuppose,theageofWuWangandChouKung.

  27.Inthe3rdcenturyB.C.

  28.Ssu—maJang—chu,whosefamilynamewasT`ien,livedinthelatterhalfofthe6thcenturyB.C.,andisalsobelievedtohavewrittenaworkonwar.SeeSHIHCHI,ch.64,andinfraatthebeginningoftheINTRODUCTION.

  29.SeeLegge’sClassics,vol.V,Prolegomenap.27.LeggethinksthattheTSOCHUANmusthavebeenwritteninthe5thcentury,butnotbefore424B.C.

  30.SeeMENCIUSIII.1.iii.13—20.

  31.WhenWufirstappearsintheCH`UNCH`IUin584,itisalreadyatvariancewithitspowerfulneighbor.TheCH`UNCH`IU

  firstmentionsYuehin537,theTSOCHUANin601.

  32.ThisisexplicitlystatedintheTSOCHUAN,XXXII,2.

  33.Thereisthistobesaidforthelaterperiod,thatthefeudwouldtendtogrowmorebitteraftereachencounter,andthusmorefullyjustifythelanguageusedinXI.ss.30.

  34.WithWuYuanhimselfthecaseisjustthereverse:——aspurioustreatiseonwarhasbeenfatheredonhimsimplybecausehewasagreatgeneral.Herewehaveanobviousinducementtoforgery.SunWu,ontheotherhand,cannothavebeenwidelyknowntofameinthe5thcentury.

  35.FromTSOCHUAN:\"FromthedateofKingChao’saccession[515]therewasnoyearinwhichCh`uwasnotattackedbyWu.\"

  36.Prefaceadfin:\"MyfamilycomesfromLo—an,andwearereallydescendedfromSunTzu.IamashamedtosaythatIonlyreadmyancestor’sworkfromaliterarypointofview,withoutcomprehendingthemilitarytechnique.Solonghavewebeenenjoyingtheblessingsofpeace!\"

  37.Hoa—yinisabout14milesfromT`ung—kuanontheeasternborderofShensi.ThetempleinquestionisstillvisitedbythoseabouttheascentoftheWesternSacredMountain.Itismentionedinatextasbeing\"situatedfiveLIeastofthedistrictcityofHua—yin.ThetemplecontainstheHua—shantabletinscribedbytheT`angEmperorHsuanTsung[713—755].\"

  38.Seemy\"CatalogueofChineseBooks\"(Luzac&Co.,1908),no.

  40.

  39.Thisisadiscussionof29difficultpassagesinSunTzu.

  40.Cf.CatalogueofthelibraryofFanfamilyatNingpo:\"Hiscommentaryisfrequentlyobscure;itfurnishesaclue,butdoesnotfullydevelopthemeaning.\"

  41.WENHSIENT`UNGK`AO,ch.221.

  42.ItisinterestingtonotethatM.Pelliothasrecentlydiscoveredchapters1,4and5ofthislostworkinthe\"GrottosoftheThousandBuddhas.\"SeeB.E.F.E.O.,t.VIII,nos.3—4,p.

  525.

  43.TheHsia,theShangandtheChou.Althoughthelast—namedwasnominallyexistentinSunTzu’sday,itretainedhardlyavestigeofpower,andtheoldmilitaryorganizationhadpracticallygonebytheboard.Icansuggestnootherexplanationofthepassage.

  44.SeeCHOULI,xxix.6—10.

  45.T`UNGK`AO,ch.221.

  46.Thisappearstobestillextant.SeeWylie’s\"Notes,\"p.91

  (newedition).

  47.T`UNGK`AO,loc.cit.

  48.Anotablepersoninhisday.HisbiographyisgivenintheSANKUOCHIH,ch.10.

  49.SeeXI.ss.58,note.

  50.HOUHANSHU,ch.17adinit.

  51.SANKUOCHIH,ch.54.

  52.SUNGSHIH,ch.365adinit.

  53.ThefewEuropeanswhohaveyethadanopportunityofacquaintingthemselveswithSunTzuarenotbehindhandintheirpraise.Inthisconnection,ImayperhapsbeexcusedforquotingfromaletterfromLordRoberts,towhomthesheetsofthepresentworkweresubmittedprevioustopublication:\"ManyofSunWu’smaximsareperfectlyapplicabletothepresentday,andno.11[inChapterVIII]isonethatthepeopleofthiscountrywoulddowelltotaketoheart.\"

  54.Ch.140.

  55.SeeIV.ss.3.

  56.TheallusionmaybetoMenciusVI.2.ix.2.

  57.TheTSOCHUAN.

  58.SHIHCHI,ch.25,fol.I.

  59.Cf.SHIHCHI,ch47.

  60.SeeSHUCHING,prefacess.55.

  61.SeeSHIHCHI,ch.47.

  62.LunYu,XV.1.

  63.Ifailedtotracethisutterance.

  64.Supra.

  65.Supra.

  66.Theotherfourbeingworship,mourning,entertainmentofguests,andfestiverites.SeeSHUCHING,ii.1.III.8,andCHOULI,IX.fol.49.

  67.SeeXIII.ss.11,note.

  68.ThisisaratherobscureallusiontotheTSOCHUAN,whereTzu—ch`ansays:\"Ifyouhaveapieceofbeautifulbrocade,youwillnotemployamerelearnertomakeitup.\"

  69.Cf.TAOTECHING,ch.31.

  70.SunHsing—yenmighthavequotedConfuciusagain.SeeLUN

  YU,XIII.29,30.

  71.BetterknownasHsiangYu[233—202B.C.].

  72.SHIHCHI,ch.47.

  73.SHIHCHI,ch.38.

  74.SeeXIII.ss.27,note.FurtherdetailsonT`aiKungwillbefoundintheSHIHCHI,ch.32adinit.BesidesthetraditionwhichmakeshimaformerministerofChouHsin,twootheraccountsofhimaretheregiven,accordingtowhichhewouldappeartohavebeenfirstraisedfromahumbleprivatestationbyWenWang.

  I.LAYINGPLANS

  [Ts`aoKung,indefiningthemeaningoftheChineseforthetitleofthischapter,saysitreferstothedeliberationsinthetempleselectedbythegeneralforhistemporaryuse,orasweshouldsay,inhistent.See.ss.26.]

  1.SunTzusaid:TheartofwarisofvitalimportancetotheState.

  2.Itisamatteroflifeanddeath,aroadeithertosafetyortoruin.Henceitisasubjectofinquirywhichcanonnoaccountbeneglected.

  3.Theartofwar,then,isgovernedbyfiveconstantfactors,tobetakenintoaccountinone’sdeliberations,whenseekingtodeterminetheconditionsobtaininginthefield.

  4.Theseare:(1)TheMoralLaw;(2)Heaven;(3)Earth;

  (4)TheCommander;(5)Methodanddiscipline.

  [ItappearsfromwhatfollowsthatSunTzumeansby\"MoralLaw\"aprincipleofharmony,notunliketheTaoofLaoTzuinitsmoralaspect.Onemightbetemptedtorenderitby\"morale,\"

  wereitnotconsideredasanattributeoftherulerinss.13.]

  5,6.TheMORALLAWcausesthepeopletobeincompleteaccordwiththeirruler,sothattheywillfollowhimregardlessoftheirlives,undismayedbyanydanger.

  [TuYuquotesWangTzuassaying:\"Withoutconstantpractice,theofficerswillbenervousandundecidedwhenmusteringforbattle;withoutconstantpractice,thegeneralwillbewaveringandirresolutewhenthecrisisisathand.\"]

  7.HEAVENsignifiesnightandday,coldandheat,timesandseasons.

  [Thecommentators,Ithink,makeanunnecessarymysteryoftwowordshere.MengShihrefersto\"thehardandthesoft,waxingandwaning\"ofHeaven.WangHsi,however,mayberightinsayingthatwhatismeantis\"thegeneraleconomyofHeaven,\"

  includingthefiveelements,thefourseasons,windandclouds,andotherphenomena.]

  8.EARTHcomprisesdistances,greatandsmall;dangerandsecurity;opengroundandnarrowpasses;thechancesoflifeanddeath.

  9.TheCOMMANDERstandsforthevirtuesofwisdom,sincerely,benevolence,courageandstrictness.

  [ThefivecardinalvirtuesoftheChineseare(1)humanityorbenevolence;(2)uprightnessofmind;(3)self—respect,self—

  control,or\"properfeeling;\"(4)wisdom;(5)sincerityorgoodfaith.Here\"wisdom\"and\"sincerity\"areputbefore\"humanityorbenevolence,\"andthetwomilitaryvirtuesof\"courage\"and\"strictness\"substitutedfor\"uprightnessofmind\"and\"self—

  respect,self—control,or’properfeeling.’\"]

  10.ByMETHODANDDISCIPLINEaretobeunderstoodthemarshalingofthearmyinitspropersubdivisions,thegraduationsofrankamongtheofficers,themaintenanceofroadsbywhichsuppliesmayreachthearmy,andthecontrolofmilitaryexpenditure.

  11.Thesefiveheadsshouldbefamiliartoeverygeneral:

  hewhoknowsthemwillbevictorious;hewhoknowsthemnotwillfail.

  12.Therefore,inyourdeliberations,whenseekingtodeterminethemilitaryconditions,letthembemadethebasisofacomparison,inthiswise:——

  13.(1)WhichofthetwosovereignsisimbuedwiththeMorallaw?

  [I.e.,\"isinharmonywithhissubjects.\"Cf.ss.5.]

  (2)Whichofthetwogeneralshasmostability?

  (3)WithwhomlietheadvantagesderivedfromHeavenandEarth?

  [Seess.7,8]

  (4)Onwhichsideisdisciplinemostrigorouslyenforced?

  [TuMualludestotheremarkablestoryofTs`aoTs`ao(A.D.

  155—220),whowassuchastrictdisciplinarianthatonce,inaccordancewithhisownsevereregulationsagainstinjurytostandingcrops,hecondemnedhimselftodeathforhavingallowedhimhorsetoshyintoafieldofcorn!However,inlieuoflosinghishead,hewaspersuadedtosatisfyhissenseofjusticebycuttingoffhishair.Ts`aoTs`ao’sowncommentonthepresentpassageischaracteristicallycurt:\"whenyoulaydownalaw,seethatitisnotdisobeyed;ifitisdisobeyedtheoffendermustbeputtodeath.\"]

  (5)Whicharmyisstronger?

  [Morallyaswellasphysically.AsMeiYao—ch`enputsit,freelyrendered,\"ESPIRITDECORPSand’bigbattalions.’\"]

  (6)Onwhichsideareofficersandmenmorehighlytrained?

  [TuYuquotesWangTzuassaying:\"Withoutconstantpractice,theofficerswillbenervousandundecidedwhenmusteringforbattle;withoutconstantpractice,thegeneralwillbewaveringandirresolutewhenthecrisisisathand.\"]

  (7)Inwhicharmyistherethegreaterconstancybothinrewardandpunishment?

  [Onwhichsideistherethemostabsolutecertaintythatmeritwillbeproperlyrewardedandmisdeedssummarilypunished?]

  14.BymeansofthesesevenconsiderationsIcanforecastvictoryordefeat.

  15.Thegeneralthathearkenstomycounselandactsuponit,willconquer:——letsuchaoneberetainedincommand!Thegeneralthathearkensnottomycounselnoractsuponit,willsufferdefeat:——letsuchaonebedismissed!

  [TheformofthisparagraphremindsusthatSunTzu’streatisewascomposedexpresslyforthebenefitofhispatronHoLu,kingoftheWuState.]

  16.Whileheadingtheprofitofmycounsel,availyourselfalsoofanyhelpfulcircumstancesoverandbeyondtheordinaryrules.

  17.Accordingascircumstancesarefavorable,oneshouldmodifyone’splans.

  [SunTzu,asapracticalsoldier,willhavenoneofthe\"bookishtheoric.\"Hecautionsusherenottopinourfaithtoabstractprinciples;\"for,\"asChangYuputsit,\"whilethemainlawsofstrategycanbestatedclearlyenoughforthebenefitofallandsundry,youmustbeguidedbytheactionsoftheenemyinattemptingtosecureafavorablepositioninactualwarfare.\"OntheeveofthebattleofWaterloo,LordUxbridge,commandingthecavalry,wenttotheDukeofWellingtoninordertolearnwhathisplansandcalculationswereforthemorrow,because,asheexplained,hemightsuddenlyfindhimselfCommander—in—chiefandwouldbeunabletoframenewplansinacriticalmoment.TheDukelistenedquietlyandthensaid:\"Whowillattackthefirsttomorrow——IorBonaparte?\"\"Bonaparte,\"repliedLordUxbridge.

  \"Well,\"continuedtheDuke,\"Bonapartehasnotgivenmeanyideaofhisprojects;andasmyplanswilldependuponhis,howcanyouexpectmetotellyouwhatmineare?\"[1]]

  18.Allwarfareisbasedondeception.

  [Thetruthofthispithyandprofoundsayingwillbeadmittedbyeverysoldier.Col.HendersontellsusthatWellington,greatinsomanymilitaryqualities,wasespeciallydistinguishedby\"theextraordinaryskillwithwhichheconcealedhismovementsanddeceivedbothfriendandfoe.\"]

  19.Hence,whenabletoattack,wemustseemunable;whenusingourforces,wemustseeminactive;whenwearenear,wemustmaketheenemybelievewearefaraway;whenfaraway,wemustmakehimbelievewearenear.

  20.Holdoutbaitstoenticetheenemy.Feigndisorder,andcrushhim.

  [Allcommentators,exceptChangYu,say,\"Whenheisindisorder,crushhim.\"ItismorenaturaltosupposethatSunTzuisstillillustratingtheusesofdeceptioninwar.]

  21.Ifheissecureatallpoints,bepreparedforhim.Ifheisinsuperiorstrength,evadehim.

  22.Ifyouropponentisofcholerictemper,seektoirritatehim.Pretendtobeweak,thathemaygrowarrogant.

  [WangTzu,quotedbyTuYu,saysthatthegoodtacticianplayswithhisadversaryasacatplayswithamouse,firstfeigningweaknessandimmobility,andthensuddenlypouncinguponhim.]

  23.Ifheistakinghisease,givehimnorest.

  [ThisisprobablythemeaningthoughMeiYao—ch`enhasthenote:\"whilewearetakingourease,waitfortheenemytotirehimselfout.\"TheYULANhas\"Lurehimonandtirehimout.\"]

  Ifhisforcesareunited,separatethem.

  [Lessplausibleistheinterpretationfavoredbymostofthecommentators:\"Ifsovereignandsubjectareinaccord,putdivisionbetweenthem.\"]

  24.Attackhimwhereheisunprepared,appearwhereyouarenotexpected.

  25.Thesemilitarydevices,leadingtovictory,mustnotbedivulgedbeforehand.

  26.Nowthegeneralwhowinsabattlemakesmanycalculationsinhistempleerethebattleisfought.

  [ChangYutellsusthatinancienttimesitwascustomaryforatempletobesetapartfortheuseofageneralwhowasabouttotakethefield,inorderthathemightthereelaboratehisplanofcampaign.]

  Thegeneralwholosesabattlemakesbutfewcalculationsbeforehand.Thusdomanycalculationsleadtovictory,andfewcalculationstodefeat:howmuchmorenocalculationatall!ItisbyattentiontothispointthatIcanforeseewhoislikelytowinorlose.

  [1]\"WordsonWellington,\"bySir.W.Fraser.

  II.WAGINGWAR

  [Ts`aoKunghasthenote:\"Hewhowishestofightmustfirstcountthecost,\"whichpreparesusforthediscoverythatthesubjectofthechapterisnotwhatwemightexpectfromthetitle,butisprimarilyaconsiderationofwaysandmeans.]

  1.SunTzusaid:Intheoperationsofwar,wherethereareinthefieldathousandswiftchariots,asmanyheavychariots,andahundredthousandmail—cladsoldiers,[The\"swiftchariots\"werelightlybuiltand,accordingtoChangYu,usedfortheattack;the\"heavychariots\"wereheavier,anddesignedforpurposesofdefense.LiCh`uan,itistrue,saysthatthelatterwerelight,butthisseemshardlyprobable.

  ItisinterestingtonotetheanalogiesbetweenearlyChinesewarfareandthatoftheHomericGreeks.Ineachcase,thewar—

  chariotwastheimportantfactor,formingasitdidthenucleusroundwhichwasgroupedacertainnumberoffoot—soldiers.Withregardtothenumbersgivenhere,weareinformedthateachswiftchariotwasaccompaniedby75footmen,andeachheavychariotby25footmen,sothatthewholearmywouldbedividedupintoathousandbattalions,eachconsistingoftwochariotsandahundredmen.]

  withprovisionsenoughtocarrythemathousandLI,[2.78modernLIgotoamile.ThelengthmayhavevariedslightlysinceSunTzu’stime.]

  theexpenditureathomeandatthefront,includingentertainmentofguests,smallitemssuchasglueandpaint,andsumsspentonchariotsandarmor,willreachthetotalofathousandouncesofsilverperday.Suchisthecostofraisinganarmyof100,000

  men.

  2.Whenyouengageinactualfighting,ifvictoryislongincoming,thenmen’sweaponswillgrowdullandtheirardorwillbedamped.Ifyoulaysiegetoatown,youwillexhaustyourstrength.

  3.Again,ifthecampaignisprotracted,theresourcesoftheStatewillnotbeequaltothestrain.

  4.Now,whenyourweaponsaredulled,yourardordamped,yourstrengthexhaustedandyourtreasurespent,otherchieftainswillspringuptotakeadvantageofyourextremity.Thennoman,howeverwise,willbeabletoaverttheconsequencesthatmustensue.

  5.Thus,thoughwehaveheardofstupidhasteinwar,clevernesshasneverbeenseenassociatedwithlongdelays.

  [Thisconciseanddifficultsentenceisnotwellexplainedbyanyofthecommentators.Ts`aoKung,LiCh`uan,MengShih,TuYu,TuMuandMeiYao—ch`enhavenotestotheeffectthatageneral,thoughnaturallystupid,mayneverthelessconquerthroughsheerforceofrapidity.HoShihsays:\"Hastemaybestupid,butatanyrateitsavesexpenditureofenergyandtreasure;protractedoperationsmaybeveryclever,buttheybringcalamityintheirtrain.\"WangHsievadesthedifficultybyremarking:\"Lengthyoperationsmeananarmygrowingold,wealthbeingexpended,anemptyexchequeranddistressamongthepeople;trueclevernessinsuresagainsttheoccurrenceofsuchcalamities.\"ChangYusays:\"Solongasvictorycanbeattained,stupidhasteispreferabletocleverdilatoriness.\"

  NowSunTzusaysnothingwhatever,exceptpossiblybyimplication,aboutill—consideredhastebeingbetterthaningeniousbutlengthyoperations.Whathedoessayissomethingmuchmoreguarded,namelythat,whilespeedmaysometimesbeinjudicious,tardinesscanneverbeanythingbutfoolish——ifonlybecauseitmeansimpoverishmenttothenation.InconsideringthepointraisedherebySunTzu,theclassicexampleofFabiusCunctatorwillinevitablyoccurtothemind.ThatgeneraldeliberatelymeasuredtheenduranceofRomeagainstthatofHannibals’sisolatedarmy,becauseitseemedtohimthatthelatterwasmorelikelytosufferfromalongcampaigninastrangecountry.Butitisquiteamootquestionwhetherhistacticswouldhaveprovedsuccessfulinthelongrun.Theirreversalitistrue,ledtoCannae;butthisonlyestablishesanegativepresumptionintheirfavor.]

  6.Thereisnoinstanceofacountryhavingbenefitedfromprolongedwarfare.

  7.Itisonlyonewhoisthoroughlyacquaintedwiththeevilsofwarthatcanthoroughlyunderstandtheprofitablewayofcarryingiton.

  [Thatis,withrapidity.Onlyonewhoknowsthedisastrouseffectsofalongwarcanrealizethesupremeimportanceofrapidityinbringingittoaclose.Onlytwocommentatorsseemtofavorthisinterpretation,butitfitswellintothelogicofthecontext,whereastherendering,\"Hewhodoesnotknowtheevilsofwarcannotappreciateitsbenefits,\"isdistinctlypointless.]

  8.Theskillfulsoldierdoesnotraiseasecondlevy,neitherarehissupply—wagonsloadedmorethantwice.

  [Oncewarisdeclared,hewillnotwasteprecioustimeinwaitingforreinforcements,norwillhereturnhisarmybackforfreshsupplies,butcrossestheenemy’sfrontierwithoutdelay.

  Thismayseemanaudaciouspolicytorecommend,butwithallgreatstrategists,fromJuliusCaesartoNapoleonBonaparte,thevalueoftime——thatis,beingalittleaheadofyouropponent——

  hascountedformorethaneithernumericalsuperiorityorthenicestcalculationswithregardtocommissariat.]

  9.Bringwarmaterialwithyoufromhome,butforageontheenemy.Thusthearmywillhavefoodenoughforitsneeds.

  [TheChinesewordtranslatedhereas\"warmaterial\"

  literallymeans\"thingstobeused\",andismeantinthewidestsense.Itincludesalltheimpedimentaofanarmy,apartfromprovisions.]

  10.PovertyoftheStateexchequercausesanarmytobemaintainedbycontributionsfromadistance.Contributingtomaintainanarmyatadistancecausesthepeopletobeimpoverished.

  [Thebeginningofthissentencedoesnotbalanceproperlywiththenext,thoughobviouslyintendedtodoso.Thearrangement,moreover,issoawkwardthatIcannothelpsuspectingsomecorruptioninthetext.ItneverseemstooccurtoChinesecommentatorsthatanemendationmaybenecessaryforthesense,andwegetnohelpfromthemthere.TheChinesewordsSunTzuusedtoindicatethecauseofthepeople’simpoverishmentclearlyhavereferencetosomesystembywhichthehusbandmensenttheircontributionsofcorntothearmydirect.Butwhyshoulditfallonthemtomaintainanarmyinthisway,exceptbecausetheStateorGovernmentistoopoortodoso?]

  11.Ontheotherhand,theproximityofanarmycausespricestogoup;andhighpricescausethepeople’ssubstancetobedrainedaway.

  [WangHsisayshighpricesoccurbeforethearmyhasleftitsownterritory.Ts`aoKungunderstandsitofanarmythathasalreadycrossedthefrontier.]

  12.Whentheirsubstanceisdrainedaway,thepeasantrywillbeafflictedbyheavyexactions.

  13,14.Withthislossofsubstanceandexhaustionofstrength,thehomesofthepeoplewillbestrippedbare,andthree—tenthsoftheirincomewillbedissipated;

  [TuMuandWangHsiagreethatthepeoplearenotmulctednotof3/10,butof7/10,oftheirincome.Butthisishardlytobeextractedfromourtext.HoShihhasacharacteristictag:

  \"ThePEOPLEbeingregardedastheessentialpartoftheState,andFOODasthepeople’sheaven,isitnotrightthatthoseinauthorityshouldvalueandbecarefulofboth?\"]

  whilegovernmentexpensesforbrokenchariots,worn—outhorses,breast—platesandhelmets,bowsandarrows,spearsandshields,protectivemantles,draught—oxenandheavywagons,willamounttofour—tenthsofitstotalrevenue.

  15.Henceawisegeneralmakesapointofforagingontheenemy.Onecartloadoftheenemy’sprovisionsisequivalenttotwentyofone’sown,andlikewiseasinglePICULofhisprovenderisequivalenttotwentyfromone’sownstore.

  [Becausetwentycartloadswillbeconsumedintheprocessoftransportingonecartloadtothefront.APICULisaunitofmeasureequalto133.3pounds(65.5kilograms).]

  16.Nowinordertokilltheenemy,ourmenmustberousedtoanger;thattheremaybeadvantagefromdefeatingtheenemy,theymusthavetheirrewards.

  [TuMusays:\"Rewardsarenecessaryinordertomakethesoldiersseetheadvantageofbeatingtheenemy;thus,whenyoucapturespoilsfromtheenemy,theymustbeusedasrewards,sothatallyourmenmayhaveakeendesiretofight,eachonhisownaccount.\"]

  17.Thereforeinchariotfighting,whentenormorechariotshavebeentaken,thoseshouldberewardedwhotookthefirst.Ourownflagsshouldbesubstitutedforthoseoftheenemy,andthechariotsmingledandusedinconjunctionwithours.Thecapturedsoldiersshouldbekindlytreatedandkept.

  18.Thisiscalled,usingtheconqueredfoetoaugmentone’sownstrength.

  19.Inwar,then,letyourgreatobjectbevictory,notlengthycampaigns.

  [AsHoShihremarks:\"Warisnotathingtobetrifledwith.\"SunTzuherereiteratesthemainlessonwhichthischapterisintendedtoenforce.\"]

  20.Thusitmaybeknownthattheleaderofarmiesisthearbiterofthepeople’sfate,themanonwhomitdependswhetherthenationshallbeinpeaceorinperil.

  III.ATTACKBYSTRATAGEM

  1.SunTzusaid:Inthepracticalartofwar,thebestthingofallistotaketheenemy’scountrywholeandintact;toshatteranddestroyitisnotsogood.So,too,itisbettertorecaptureanarmyentirethantodestroyit,tocapturearegiment,adetachmentoracompanyentirethantodestroythem.

  [Theequivalenttoanarmycorps,accordingtoSsu—maFa,consistednominallyof12500men;accordingtoTs`aoKung,theequivalentofaregimentcontained500men,theequivalenttoadetachmentconsistsfromanynumberbetween100and500,andtheequivalentofacompanycontainsfrom5to100men.Forthelasttwo,however,ChangYugivestheexactfiguresof100and5

  respectively.]

  2.Hencetofightandconquerinallyourbattlesisnotsupremeexcellence;supremeexcellenceconsistsinbreakingtheenemy’sresistancewithoutfighting.

  [Hereagain,nomodernstrategistbutwillapprovethewordsoftheoldChinesegeneral.Moltke’sgreatesttriumph,thecapitulationofthehugeFrencharmyatSedan,waswonpracticallywithoutbloodshed.]

  3.Thusthehighestformofgeneralshipistobalktheenemy’splans;

  [Perhapstheword\"balk\"fallsshortofexpressingthefullforceoftheChineseword,whichimpliesnotanattitudeofdefense,wherebyonemightbecontenttofoiltheenemy’sstratagemsoneafteranother,butanactivepolicyofcounter—

  attack.HoShihputsthisveryclearlyinhisnote:\"Whentheenemyhasmadeaplanofattackagainstus,wemustanticipatehimbydeliveringourownattackfirst.\"]

  thenextbestistopreventthejunctionoftheenemy’sforces;

  [Isolatinghimfromhisallies.WemustnotforgetthatSunTzu,inspeakingofhostilities,alwayshasinmindthenumerousstatesorprincipalitiesintowhichtheChinaofhisdaywassplitup.]

  thenextinorderistoattacktheenemy’sarmyinthefield;

  [Whenheisalreadyatfullstrength.]

  andtheworstpolicyofallistobesiegewalledcities.

  4.Theruleis,nottobesiegewalledcitiesifitcanpossiblybeavoided.

  [Anothersoundpieceofmilitarytheory.HadtheBoersacteduponitin1899,andrefrainedfromdissipatingtheirstrengthbeforeKimberley,Mafeking,orevenLadysmith,itismorethanprobablethattheywouldhavebeenmastersofthesituationbeforetheBritishwerereadyseriouslytoopposethem.]

  Thepreparationofmantlets,movableshelters,andvariousimplementsofwar,willtakeupthreewholemonths;

  [ItisnotquiteclearwhattheChineseword,heretranslatedas\"mantlets\",described.Ts`aoKungsimplydefinesthemas\"largeshields,\"butwegetabetterideaofthemfromLiCh`uan,whosaystheyweretoprotecttheheadsofthosewhowereassaultingthecitywallsatclosequarters.ThisseemstosuggestasortofRomanTESTUDO,readymade.TuMusaystheywerewheeledvehiclesusedinrepellingattacks,butthisisdeniedbyCh`enHao.SeesupraII.14.Thenameisalsoappliedtoturretsoncitywalls.Ofthe\"movableshelters\"wegetafairlycleardescriptionfromseveralcommentators.Theywerewoodenmissile—proofstructuresonfourwheels,propelledfromwithin,coveredoverwithrawhides,andusedinsiegestoconveypartiesofmentoandfromthewalls,forthepurposeoffillinguptheencirclingmoatwithearth.TuMuaddsthattheyarenowcalled\"woodendonkeys.\"]

  andthepilingupofmoundsoveragainstthewallswilltakethreemonthsmore.

  [Theseweregreatmoundsorrampartsofearthheapeduptotheleveloftheenemy’swallsinordertodiscovertheweakpointsinthedefense,andalsotodestroythefortifiedturretsmentionedintheprecedingnote.]

  5.Thegeneral,unabletocontrolhisirritation,willlaunchhismentotheassaultlikeswarmingants,[ThisvividsimileofTs`aoKungistakenfromthespectacleofanarmyofantsclimbingawall.Themeaningisthatthegeneral,losingpatienceatthelongdelay,maymakeaprematureattempttostormtheplacebeforehisenginesofwarareready.]

  withtheresultthatone—thirdofhismenareslain,whilethetownstillremainsuntaken.Sucharethedisastrouseffectsofasiege.

  [WeareremindedoftheterriblelossesoftheJapanesebeforePortArthur,inthemostrecentsiegewhichhistoryhastorecord.]

  6.Thereforetheskillfulleadersubduestheenemy’stroopswithoutanyfighting;hecapturestheircitieswithoutlayingsiegetothem;heoverthrowstheirkingdomwithoutlengthyoperationsinthefield.

  [ChiaLinnotesthatheonlyoverthrowstheGovernment,butdoesnoharmtoindividuals.TheclassicalinstanceisWuWang,whoafterhavingputanendtotheYindynastywasacclaimed\"Fatherandmotherofthepeople.\"]

  7.WithhisforcesintacthewilldisputethemasteryoftheEmpire,andthus,withoutlosingaman,histriumphwillbecomplete.

  [OwingtothedoublemeaningsintheChinesetext,thelatterpartofthesentenceissusceptibleofquiteadifferentmeaning:\"Andthus,theweaponnotbeingbluntedbyuse,itskeennessremainsperfect.\"]

  Thisisthemethodofattackingbystratagem.

  8.Itistheruleinwar,ifourforcesaretentotheenemy’sone,tosurroundhim;iffivetoone,toattackhim;

  [Straightway,withoutwaitingforanyfurtheradvantage.]

  iftwiceasnumerous,todivideourarmyintotwo.

  [TuMutakesexceptiontothesaying;andatfirstsight,indeed,itappearstoviolateafundamentalprincipleofwar.

  Ts’aoKung,however,givesacluetoSunTzu’smeaning:\"Beingtwototheenemy’sone,wemayuseonepartofourarmyintheregularway,andtheotherforsomespecialdiversion.\"ChangYuthusfurtherelucidatesthepoint:\"Ifourforceistwiceasnumerousasthatoftheenemy,itshouldbesplitupintotwodivisions,onetomeettheenemyinfront,andonetofalluponhisrear;ifherepliestothefrontalattack,hemaybecrushedfrombehind;iftotherearwardattack,hemaybecrushedinfront.\"Thisiswhatismeantbysayingthat’onepartmaybeusedintheregularway,andtheotherforsomespecialdiversion.’TuMudoesnotunderstandthatdividingone’sarmyissimplyanirregular,justasconcentratingitistheregular,strategicalmethod,andheistoohastyincallingthisamistake.\"]

  9.Ifequallymatched,wecanofferbattle;

  [LiCh`uan,followedbyHoShih,givesthefollowingparaphrase:\"Ifattackersandattackedareequallymatchedinstrength,onlytheablegeneralwillfight.\"]

  ifslightlyinferiorinnumbers,wecanavoidtheenemy;

  [Themeaning,\"wecanWATCHtheenemy,\"iscertainlyagreatimprovementontheabove;butunfortunatelythereappearstobenoverygoodauthorityforthevariant.ChangYuremindsusthatthesayingonlyappliesiftheotherfactorsareequal;asmalldifferenceinnumbersisoftenmorethancounterbalancedbysuperiorenergyanddiscipline.]

  ifquiteunequalineveryway,wecanfleefromhim.

  10.Hence,thoughanobstinatefightmaybemadebyasmallforce,intheenditmustbecapturedbythelargerforce.

  11.NowthegeneralisthebulwarkoftheState;ifthebulwarkiscompleteatallpoints;theStatewillbestrong;ifthebulwarkisdefective,theStatewillbeweak.

  [AsLiCh`uanterselyputsit:\"Gapindicatesdeficiency;

  ifthegeneral’sabilityisnotperfect(i.e.ifheisnotthoroughlyversedinhisprofession),hisarmywilllackstrength.\"]

  12.Therearethreewaysinwhicharulercanbringmisfortuneuponhisarmy:——

  13.(1)Bycommandingthearmytoadvanceortoretreat,beingignorantofthefactthatitcannotobey.Thisiscalledhobblingthearmy.

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