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  AssistantintheDepartmentofOrientalPrintedBooksandMSS.

  intheBritishMuseumFirstPublishedin1910

  TomybrotherCaptainValentineGiles,R.G.

  inthehopethatawork2400yearsoldmayyetcontainlessonsworthconsiderationbythesoldieroftodaythistranslationisaffectionatelydedicated.

  INTRODUCTION

  SunWuandhisBook

  Ssu—maCh`iengivesthefollowingbiographyofSunTzu:[1]

  SunTzuWuwasanativeoftheCh`iState.HisARTOF

  WARbroughthimtothenoticeofHoLu,[2]KingofWu.HoLusaidtohim:\"Ihavecarefullyperusedyour13chapters.

  MayIsubmityourtheoryofmanagingsoldierstoaslighttest?\"

  SunTzureplied:\"Youmay.\"

  HoLuasked:\"Maythetestbeappliedtowomen?\"

  Theanswerwasagainintheaffirmative,soarrangementsweremadetobring180ladiesoutofthePalace.SunTzudividedthemintotwocompanies,andplacedoneoftheKing’sfavoriteconcubinesattheheadofeach.Hethenbadethemalltakespearsintheirhands,andaddressedthemthus:\"I

  presumeyouknowthedifferencebetweenfrontandback,righthandandlefthand?\"

  Thegirlsreplied:Yes.

  SunTzuwenton:\"WhenIsay\"Eyesfront,\"youmustlookstraightahead.WhenIsay\"Leftturn,\"youmustfacetowardsyourlefthand.WhenIsay\"Rightturn,\"youmustfacetowardsyourrighthand.WhenIsay\"Aboutturn,\"youmustfacerightroundtowardsyourback.\"

  Againthegirlsassented.Thewordsofcommandhavingbeenthusexplained,hesetupthehalberdsandbattle—axesinordertobeginthedrill.Then,tothesoundofdrums,hegavetheorder\"Rightturn.\"Butthegirlsonlyburstoutlaughing.SunTzusaid:\"Ifwordsofcommandarenotclearanddistinct,ifordersarenotthoroughlyunderstood,thenthegeneralistoblame.\"

  Sohestarteddrillingthemagain,andthistimegavetheorder\"Leftturn,\"whereuponthegirlsoncemoreburstintofitsoflaughter.SunTzu:\"Ifwordsofcommandarenotclearanddistinct,ifordersarenotthoroughlyunderstood,thegeneralistoblame.ButifhisordersARE

  clear,andthesoldiersneverthelessdisobey,thenitisthefaultoftheirofficers.\"

  Sosaying,heorderedtheleadersofthetwocompaniestobebeheaded.NowthekingofWuwaswatchingthescenefromthetopofaraisedpavilion;andwhenhesawthathisfavoriteconcubineswereabouttobeexecuted,hewasgreatlyalarmedandhurriedlysentdownthefollowingmessage:\"Wearenowquitesatisfiedastoourgeneral’sabilitytohandletroops.IfWearebereftofthesetwoconcubines,ourmeatanddrinkwilllosetheirsavor.Itisourwishthattheyshallnotbebeheaded.\"

  SunTzureplied:\"HavingoncereceivedHisMajesty’scommissiontobethegeneralofhisforces,therearecertaincommandsofHisMajestywhich,actinginthatcapacity,Iamunabletoaccept.\"

  Accordingly,hehadthetwoleadersbeheaded,andstraightwayinstalledthepairnextinorderasleadersintheirplace.Whenthishadbeendone,thedrumwassoundedforthedrilloncemore;andthegirlswentthroughalltheevolutions,turningtotherightortotheleft,marchingaheadorwheelingback,kneelingorstanding,withperfectaccuracyandprecision,notventuringtoutterasound.ThenSunTzusentamessengertotheKingsaying:\"Yoursoldiers,Sire,arenowproperlydrilledanddisciplined,andreadyforyourmajesty’sinspection.Theycanbeputtoanyusethattheirsovereignmaydesire;bidthemgothroughfireandwater,andtheywillnotdisobey.\"

  ButtheKingreplied:\"Letourgeneralceasedrillingandreturntocamp.Asforus,Wehavenowishtocomedownandinspectthetroops.\"

  ThereuponSunTzusaid:\"TheKingisonlyfondofwords,andcannottranslatethemintodeeds.\"

  Afterthat,HoLusawthatSunTzuwasonewhoknewhowtohandleanarmy,andfinallyappointedhimgeneral.Inthewest,hedefeatedtheCh`uStateandforcedhiswayintoYing,thecapital;tothenorthheputfearintotheStatesofCh`iandChin,andspreadhisfameabroadamongstthefeudalprinces.AndSunTzusharedinthemightoftheKing.

  AboutSunTzuhimselfthisisallthatSsu—maCh`ienhastotellusinthischapter.Butheproceedstogiveabiographyofhisdescendant,SunPin,bornaboutahundredyearsafterhisfamousancestor’sdeath,andalsotheoutstandingmilitarygeniusofhistime.ThehistorianspeaksofhimtooasSunTzu,andinhisprefaceweread:\"SunTzuhadhisfeetcutoffandyetcontinuedtodiscusstheartofwar.\"[3]Itseemslikely,then,that\"Pin\"wasanicknamebestowedonhimafterhismutilation,unlessthestorywasinventedinordertoaccountforthename.

  Thecrowningincidentofhiscareer,thecrushingdefeatofhistreacherousrivalP`angChuan,willbefoundbrieflyrelatedinChapterV.ss.19,note.

  ToreturntotheelderSunTzu.HeismentionedintwootherpassagesoftheSHIHCHI:——

  Inthethirdyearofhisreign[512B.C.]HoLu,kingofWu,tookthefieldwithTzu—hsu[i.e.WuYuan]andPoP`ei,andattackedCh`u.HecapturedthetownofShuandslewthetwoprince’ssonswhohadformerlybeengeneralsofWu.HewasthenmeditatingadescentonYing[thecapital];butthegeneralSunWusaid:\"Thearmyisexhausted.Itisnotyetpossible.Wemustwait\"[Afterfurthersuccessfulfighting,]\"intheninthyear[506B.C.],KingHoLuaddressedWuTzu—hsuandSunWu,saying:\"Formerly,youdeclaredthatitwasnotyetpossibleforustoenterYing.

  Isthetimeripenow?\"Thetwomenreplied:\"Ch`u’sgeneralTzu—ch`ang,[4]isgraspingandcovetous,andtheprincesofT`angandTs`aibothhaveagrudgeagainsthim.IfYourMajestyhasresolvedtomakeagrandattack,youmustwinoverT`angandTs`ai,andthenyoumaysucceed.\"HoLufollowedthisadvice,[beatCh`uinfivepitchedbattlesandmarchedintoYing.][5]

  ThisisthelatestdateatwhichanythingisrecordedofSunWu.Hedoesnotappeartohavesurvivedhispatron,whodiedfromtheeffectsofawoundin496.

  Inanotherchapterthereoccursthispassage:[6]

  Fromthistimeonward,anumberoffamoussoldiersarose,oneaftertheother:Kao—fan,[7]whowasemployedbytheChinState;Wang—tzu,[8]intheserviceofCh`i;andSunWu,intheserviceofWu.Thesemendevelopedandthrewlightupontheprinciplesofwar.

  ItisobviousenoughthatSsu—maCh`ienatleasthadnodoubtabouttherealityofSunWuasanhistoricalpersonage;andwithoneexception,tobenoticedpresently,heisbyfarthemostimportantauthorityontheperiodinquestion.Itwillnotbenecessary,therefore,tosaymuchofsuchaworkastheWU

  YUEHCH`UNCH`IU,whichissupposedtohavebeenwrittenbyChaoYehofthe1stcenturyA.D.Theattributionissomewhatdoubtful;butevenifitwereotherwise,hisaccountwouldbeoflittlevalue,basedasitisontheSHIHCHIandexpandedwithromanticdetails.ThestoryofSunTzuwillbefound,forwhatitisworth,inchapter2.Theonlynewpointsinitworthnotingare:(1)SunTzuwasfirstrecommendedtoHoLubyWuTzu—hsu.(2)HeiscalledanativeofWu.(3)Hehadpreviouslylivedaretiredlife,andhiscontemporarieswereunawareofhisability.

  ThefollowingpassageoccursintheHuai—nanTzu:\"Whensovereignandministersshowperversityofmind,itisimpossibleevenforaSunTzutoencounterthefoe.\"Assumingthatthisworkisgenuine(andhithertonodoubthasbeencastuponit),wehaveheretheearliestdirectreferenceforSunTzu,forHuai—nanTzudiedin122B.C.,manyyearsbeforetheSHIHCHIwasgiventotheworld.

  LiuHsiang(80—9B.C.)says:\"ThereasonwhySunTzuattheheadof30,000menbeatCh`uwith200,000isthatthelatterwereundisciplined.\"

  TengMing—shihinformsusthatthesurname\"Sun\"wasbestowedonSunWu’sgrandfatherbyDukeChingofCh`i[547—490

  B.C.].SunWu’sfatherSunP`ing,rosetobeaMinisterofStateinCh`i,andSunWuhimself,whosestylewasCh`ang—ch`ing,fledtoWuonaccountoftherebellionwhichwasbeingfomentedbythekindredofT`ienPao.Hehadthreesons,ofwhomthesecond,namedMing,wasthefatherofSunPin.Accordingtothisaccountthen,PinwasthegrandsonofWu,which,consideringthatSunPin’svictoryoverWeiwasgainedin341B.C.,maybedismissedaschronologicalimpossible.WhencethesedatawereobtainedbyTengMing—shihIdonotknow,butofcoursenoreliancewhatevercanbeplacedinthem.

  AninterestingdocumentwhichhassurvivedfromthecloseoftheHanperiodistheshortprefacewrittenbytheGreatTs`aoTs`ao,orWeiWuTi,forhiseditionofSunTzu.Ishallgiveitinfull:——

  Ihaveheardthattheancientsusedbowsandarrowstotheiradvantage.[10]TheSHUCHUmentions\"thearmy\"amongthe\"eightobjectsofgovernment.\"TheICHINGsays:

  \"’army’indicatesfirmnessandjustice;theexperiencedleaderwillhavegoodfortune.\"TheSHIHCHINGsays:\"TheKingrosemajesticinhiswrath,andhemarshaledhistroops.\"TheYellowEmperor,T`angtheCompleterandWuWangallusedspearsandbattle—axesinordertosuccortheirgeneration.TheSSU—MAFAsays:\"Ifonemanslayanotherofsetpurpose,hehimselfmayrightfullybeslain.\"Hewhoreliessolelyonwarlikemeasuresshallbeexterminated;hewhoreliessolelyonpeacefulmeasuresshallperish.

  InstancesofthisareFuCh`ai[11]ontheonehandandYenWangontheother.[12]Inmilitarymatters,theSage’sruleisnormallytokeepthepeace,andtomovehisforcesonlywhenoccasionrequires.Hewillnotusearmedforceunlessdriventoitbynecessity.

  ManybookshaveIreadonthesubjectofwarandfighting;buttheworkcomposedbySunWuistheprofoundestofthemall.[SunTzuwasanativeoftheCh`istate,hispersonalnamewasWu.HewrotetheARTOFWARin13chaptersforHoLu,KingofWu.Itsprinciplesweretestedonwomen,andhewassubsequentlymadeageneral.Heledanarmywestwards,crushedtheCh`ustateandenteredYingthecapital.Inthenorth,hekeptCh`iandChininawe.A

  hundredyearsandmoreafterhistime,SunPinlived.HewasadescendantofWu.][13]Inhistreatmentofdeliberationandplanning,theimportanceofrapidityintakingthefield,[14]clearnessofconception,anddepthofdesign,SunTzustandsbeyondthereachofcarpingcriticism.Mycontemporaries,however,havefailedtograspthefullmeaningofhisinstructions,andwhileputtingintopracticethesmallerdetailsinwhichhisworkabounds,theyhaveoverlookeditsessentialpurport.Thatisthemotivewhichhasledmetooutlinearoughexplanationofthewhole.

  Onethingtobenoticedintheaboveistheexplicitstatementthatthe13chapterswerespeciallycomposedforKingHoLu.ThisissupportedbytheinternalevidenceofI.ss.15,inwhichitseemsclearthatsomerulerisaddressed.

  InthebibliographicsectionoftheHANSHU,thereisanentrywhichhasgivenrisetomuchdiscussion:\"TheworksofSunTzuofWuin82P`IEN(orchapters),withdiagramsin9CHUAN.\"

  Itisevidentthatthiscannotbemerelythe13chaptersknowntoSsu—maCh`ien,orthosewepossesstoday.ChangShou—chiehreferstoaneditionofSunTzu’sARTOFWARofwhichthe\"13

  chapters\"formedthefirstCHUAN,addingthatthereweretwootherCHUANbesides.Thishasbroughtforthatheory,thatthebulkofthese82chaptersconsistedofotherwritingsofSunTzu——weshouldcallthemapocryphal——similartotheWENTA,ofwhichaspecimendealingwiththeNineSituations[15]ispreservedintheT`UNGTIEN,andanotherinHoShin’scommentary.

  ItissuggestedthatbeforehisinterviewwithHoLu,SunTzuhadonlywrittenthe13chapters,butafterwardscomposedasortofexegesisintheformofquestionandanswerbetweenhimselfandtheKing.PiI—hsun,theauthoroftheSUNTZUHSULU,backsthisupwithaquotationfromtheWUYUEHCH`UNCH`IU:\"TheKingofWusummonedSunTzu,andaskedhimquestionsabouttheartofwar.Eachtimehesetforthachapterofhiswork,theKingcouldnotfindwordsenoughtopraisehim.\"Ashepointsout,ifthewholeworkwasexpoundedonthesamescaleasintheabove—

  mentionedfragments,thetotalnumberofchapterscouldnotfailtobeconsiderable.ThenthenumerousothertreatisesattributedtoSunTzumightbeincluded.ThefactthattheHANCHIH

  mentionsnoworkofSunTzuexceptthe82P`IEN,whereastheSuiandT`angbibliographiesgivethetitlesofothersinadditiontothe\"13chapters,\"isgoodproof,PiI—hsunthinks,thatallofthesewerecontainedinthe82P`IEN.WithoutpinningourfaithtotheaccuracyofdetailssuppliedbytheWUYUEHCH`UNCH`IU,oradmittingthegenuinenessofanyofthetreatisescitedbyPiI—hsun,wemayseeinthistheoryaprobablesolutionofthemystery.BetweenSsu—maCh`ienandPanKutherewasplentyoftimeforaluxuriantcropofforgeriestohavegrownupunderthemagicnameofSunTzu,andthe82P`IENmayverywellrepresentacollectededitionoftheselumpedtogetherwiththeoriginalwork.Itisalsopossible,thoughlesslikely,thatsomeofthemexistedinthetimeoftheearlierhistorianandwerepurposelyignoredbyhim.[16]

  TuMu’sconjectureseemstobebasedonapassagewhichstates:\"WeiWuTistrungtogetherSunWu’sArtofWar,\"whichinturnmayhaveresultedfromamisunderstandingofthefinalwordsofTs`aoKing’spreface.This,asSunHsing—yenpointsout,isonlyamodestwayofsayingthathemadeanexplanatoryparaphrase,orinotherwords,wroteacommentaryonit.Onthewhole,thistheoryhasmetwithverylittleacceptance.Thus,theSSUK`UCH`UANSHUsays:\"Thementionofthe13chaptersintheSHIHCHIshowsthattheywereinexistencebeforetheHAN

  CHIH,andthatlatteraccretionsarenottobeconsideredpartoftheoriginalwork.TuMu’sassertioncancertainlynotbetakenasproof.\"

  Thereiseveryreasontosuppose,then,thatthe13chaptersexistedinthetimeofSsu—maCh`ienpracticallyaswehavethemnow.Thattheworkwasthenwellknownhetellsusinsomanywords.\"SunTzu’s13ChaptersandWuCh`i’sArtofWararethetwobooksthatpeoplecommonlyrefertoonthesubjectofmilitarymatters.Bothofthemarewidelydistributed,soIwillnotdiscussthemhere.\"Butaswegofurtherback,seriousdifficultiesbegintoarise.ThesalientfactwhichhastobefacedisthattheTSOCHUAN,thegreatestcontemporaryrecord,makesnomentionwhatsoeverofSunWu,eitherasageneralorasawriter.Itisnatural,inviewofthisawkwardcircumstance,thatmanyscholarsshouldnotonlycastdoubtonthestoryofSunWuasgivenintheSHIHCHI,butevenshowthemselvesfranklyskepticalastotheexistenceofthemanatall.ThemostpowerfulpresentmentofthissideofthecaseistobefoundinthefollowingdispositionbyYehShui—hsin:[17]——

  ItisstatedinSsu—maCh`ien’shistorythatSunWuwasanativeoftheCh`iState,andemployedbyWu;andthatinthereignofHoLuhecrushedCh`u,enteredYing,andwasagreatgeneral.ButinTso’sCommentarynoSunWuappearsatall.ItistruethatTso’sCommentaryneednotcontainabsolutelyeverythingthatotherhistoriescontain.ButTsohasnotomittedtomentionvulgarplebeiansandhirelingruffianssuchasYingK`ao—shu,[18]Ts`aoKuei,[19],ChuChih—wuandChuanShe—chu[20].InthecaseofSunWu,whosefameandachievementsweresobrilliant,theomissionismuchmoreglaring.Again,detailsaregiven,intheirdueorder,abouthiscontemporariesWuYuanandtheMinisterP`ei.[21]

  IsitcrediblethatSunWualoneshouldhavebeenpassedover?

  Inpointofliterarystyle,SunTzu’sworkbelongstothesameschoolasKUANTZU,[22]LIUT`AO,[23]andtheYUEH

  YU[24]andmayhavebeentheproductionofsomeprivatescholarlivingtowardstheendofthe\"SpringandAutumn\"orthebeginningofthe\"WarringStates\"period.[25]ThestorythathispreceptswereactuallyappliedbytheWuState,ismerelytheoutcomeofbigtalkonthepartofhisfollowers.

  FromtheflourishingperiodoftheChoudynasty[26]

  downtothetimeofthe\"SpringandAutumn,\"allmilitarycommanderswerestatesmenaswell,andtheclassofprofessionalgenerals,forconductingexternalcampaigns,didnotthenexist.Itwasnotuntiltheperiodofthe\"SixStates\"[27]thatthiscustomchanged.NowalthoughWuwasanuncivilizedState,itisconceivablethatTsoshouldhaveleftunrecordedthefactthatSunWuwasagreatgeneralandyetheldnociviloffice?Whatwearetold,therefore,aboutJang—chu[28]andSunWu,isnotauthenticmatter,buttherecklessfabricationoftheorizingpundits.ThestoryofHoLu’sexperimentonthewomen,inparticular,isutterlypreposterousandincredible.

  YehShui—hsinrepresentsSsu—maCh`ienashavingsaidthatSunWucrushedCh`uandenteredYing.Thisisnotquitecorrect.

  Nodoubttheimpressionleftonthereader’smindisthatheatleastsharedintheseexploits.Thefactmayormaynotbesignificant;butitisnowhereexplicitlystatedintheSHIHCHI

  eitherthatSunTzuwasgeneralontheoccasionofthetakingofYing,orthatheevenwentthereatall.Moreover,asweknowthatWuYuanandPoP`eibothtookpartintheexpedition,andalsothatitssuccesswaslargelyduetothedashandenterpriseofFuKai,HoLu’syoungerbrother,itisnoteasytoseehowyetanothergeneralcouldhaveplayedaveryprominentpartinthesamecampaign.

  Ch`enChen—sunoftheSungdynastyhasthenote:——

  MilitarywriterslookuponSunWuasthefatheroftheirart.ButthefactthathedoesnotappearintheTSOCHUAN,althoughheissaidtohaveservedunderHoLuKingofWu,makesituncertainwhatperiodhereallybelongedto.

  Healsosays:——

  TheworksofSunWuandWuCh`imaybeofgenuineantiquity.

  ItisnoticeablethatbothYehShui—hsinandCh`enChen—sun,whilerejectingthepersonalityofSunWuashefiguresinSsu—maCh`ien’shistory,areinclinedtoacceptthedatetraditionallyassignedtotheworkwhichpassesunderhisname.TheauthoroftheHSULUfailstoappreciatethisdistinction,andconsequentlyhisbitterattackonCh`enChen—sunreallymissesitsmark.Hemakesoneoftwopoints,however,whichcertainlytellinfavorofthehighantiquityofour\"13chapters.\"\"SunTzu,\"hesays,\"musthavelivedintheageofChingWang[519—476],becauseheisfrequentlyplagiarizedinsubsequentworksoftheChou,Ch`inandHandynasties.\"ThetwomostshamelessoffendersinthisrespectareWuCh`iandHuai—nanTzu,bothofthemimportanthistoricalpersonagesintheirday.TheformerlivedonlyacenturyaftertheallegeddateofSunTzu,andhisdeathisknowntohavetakenplacein381B.C.Itwastohim,accordingtoLiuHsiang,thatTsengShendeliveredtheTSOCHUAN,whichhadbeenentrustedtohimbyitsauthor.[29]NowthefactthatquotationsfromtheARTOFWAR,acknowledgedorotherwise,aretobefoundinsomanyauthorsofdifferentepochs,establishesaverystronganteriortothemall,——inotherwords,thatSunTzu’streatisewasalreadyinexistencetowardstheendofthe5thcenturyB.C.FurtherproofofSunTzu’santiquityisfurnishedbythearchaicorwhollyobsoletemeaningsattachingtoanumberofthewordsheuses.Alistofthese,whichmightperhapsbeextended,isgivenintheHSULU;andthoughsomeoftheinterpretationsaredoubtful,themainargumentishardlyaffectedthereby.Again,itmustnotbeforgottenthatYehShui—

  hsin,ascholarandcriticofthefirstrank,deliberatelypronouncesthestyleofthe13chapterstobelongtotheearlypartofthefifthcentury.SeeingthatheisactuallyengagedinanattempttodisprovetheexistenceofSunWuhimself,wemaybesurethathewouldnothavehesitatedtoassigntheworktoalaterdatehadhenothonestlybelievedthecontrary.AnditispreciselyonsuchapointthatthejudgmentofaneducatedChinamanwillcarrymostweight.Otherinternalevidenceisnotfartoseek.ThusinXIII.ss.1,thereisanunmistakableallusiontotheancientsystemofland—tenurewhichhadalreadypassedawaybythetimeofMencius,whowasanxioustoseeitrevivedinamodifiedform.[30]TheonlywarfareSunTzuknowsisthatcarriedonbetweenthevariousfeudalprinces,inwhicharmoredchariotsplayalargepart.TheiruseseemstohaveentirelydiedoutbeforetheendoftheChoudynasty.HespeaksasamanofWu,astatewhichceasedtoexistasearlyas473

  B.C.OnthisIshalltouchpresently.

  Butoncerefertheworktothe5thcenturyorearlier,andthechancesofitsbeingotherthanabonafideproductionaresensiblydiminished.Thegreatageofforgeriesdidnotcomeuntillongafter.Thatitshouldhavebeenforgedintheperiodimmediatelyfollowing473isparticularlyunlikely,fornoone,asarule,hastenstoidentifyhimselfwithalostcause.AsforYehShui—hsin’stheory,thattheauthorwasaliteraryrecluse,thatseemstomequiteuntenable.IfonethingismoreapparentthananotherafterreadingthemaximsofSunTzu,itisthattheiressencehasbeendistilledfromalargestoreofpersonalobservationandexperience.Theyreflectthemindnotonlyofabornstrategist,giftedwithararefacultyofgeneralization,butalsoofapracticalsoldiercloselyacquaintedwiththemilitaryconditionsofhistime.TosaynothingofthefactthatthesesayingshavebeenacceptedandendorsedbyallthegreatestcaptainsofChinesehistory,theyofferacombinationoffreshnessandsincerity,acutenessandcommonsense,whichquiteexcludestheideathattheywereartificiallyconcoctedinthestudy.Ifweadmit,then,thatthe13chapterswerethegenuineproductionofamilitarymanlivingtowardstheendofthe\"CH`UN

  CH`IU\"period,arewenotbound,inspiteofthesilenceoftheTSOCHUAN,toacceptSsu—maCh`ien’saccountinitsentirety?Inviewofhishighreputeasasoberhistorian,mustwenothesitatetoassumethattherecordshedrewuponforSunWu’sbiographywerefalseanduntrustworthy?Theanswer,Ifear,mustbeinthenegative.Thereisstillonegrave,ifnotfatal,objectiontothechronologyinvolvedinthestoryastoldintheSHIHCHI,which,sofarasIamaware,nobodyhasyetpointedout.TherearetwopassagesinSunTzuinwhichhealludestocontemporaryaffairs.ThefirstininVI.ss.21:——

  ThoughaccordingtomyestimatethesoldiersofYuehexceedourowninnumber,thatshalladvantagethemnothinginthematterofvictory.Isaythenthatvictorycanbeachieved.

  TheotherisinXI.ss.30:——

  AskedifanarmycanbemadetoimitatetheSHUAI—JAN,I

  shouldanswer,Yes.ForthemenofWuandthemenofYuehareenemies;yetiftheyarecrossingariverinthesameboatandarecaughtbyastorm,theywillcometoeachother’sassistancejustasthelefthandhelpstheright.

  Thesetwoparagraphsareextremelyvaluableasevidenceofthedateofcomposition.TheyassigntheworktotheperiodofthestrugglebetweenWuandYueh.SomuchhasbeenobservedbyPiI—hsun.ButwhathashithertoescapednoticeisthattheyalsoseriouslyimpairthecredibilityofSsu—maCh`ien’snarrative.Aswehaveseenabove,thefirstpositivedategiveninconnectionwithSunWuis512B.C.Heisthenspokenofasageneral,actingasconfidentialadvisertoHoLu,sothathisallegedintroductiontothatmonarchhadalreadytakenplace,andofcoursethe13chaptersmusthavebeenwrittenearlierstill.

  Butatthattime,andforseveralyearsafter,downtothecaptureofYingin506,Ch`uandnotYueh,wasthegreathereditaryenemyofWu.Thetwostates,Ch`uandWu,hadbeenconstantlyatwarforoverhalfacentury,[31]whereasthefirstwarbetweenWuandYuehwaswagedonlyin510,[32]andeventhenwasnomorethanashortinterludesandwichedinthemidstofthefiercestrugglewithCh`u.NowCh`uisnotmentionedinthe13

  chaptersatall.ThenaturalinferenceisthattheywerewrittenatatimewhenYuehhadbecometheprimeantagonistofWu,thatis,afterCh`uhadsufferedthegreathumiliationof506.Atthispoint,atableofdatesmaybefounduseful.

  B.C.

  514AccessionofHoLu.

  512HoLuattacksCh`u,butisdissuadedfromenteringYing,thecapital.SHICHImentionsSunWuasgeneral.

  511AnotherattackonCh`u.

  510WumakesasuccessfulattackonYueh.Thisisthefirstwarbetweenthetwostates.

  509

  orCh`uinvadesWu,butissignallydefeatedatYu—chang.

  508

  506HoLuattacksCh`uwiththeaidofT`angandTs`ai.

  DecisivebattleofPo—chu,andcaptureofYing.LastmentionofSunWuinSHIHCHI.

  505YuehmakesaraidonWuintheabsenceofitsarmy.WuisbeatenbyCh`inandevacuatesYing.

  504HoLusendsFuCh`aitoattackCh`u.

  497KouChienbecomesKingofYueh.

  496WuattacksYueh,butisdefeatedbyKouChienatTsui—li.

  HoLuiskilled.

  494FuCh`aidefeatsKouChieninthegreatbattleofFu—

  chaio,andentersthecapitalofYueh.

  485

  orKouChienrendershomagetoWu.DeathofWuTzu—hsu.

  484

  482KouChieninvadesWuintheabsenceofFuCh`ai.

  478

  toFurtherattacksbyYuehonWu.

  476

  475KouChienlayssiegetothecapitalofWu.

  473FinaldefeatandextinctionofWu.

  ThesentencequotedabovefromVI.ss.21hardlystrikesmeasonethatcouldhavebeenwritteninthefullflushofvictory.

  Itseemsrathertoimplythat,forthemomentatleast,thetidehadturnedagainstWu,andthatshewasgettingtheworstofthestruggle.Hencewemayconcludethatourtreatisewasnotinexistencein505,beforewhichdateYuehdoesnotappeartohavescoredanynotablesuccessagainstWu.HoLudiedin496,sothatifthebookwaswrittenforhim,itmusthavebeenduringtheperiod505—496,whentherewasalullinthehostilities,WuhavingpresumablyexhaustedbyitssupremeeffortagainstCh`u.

  Ontheotherhand,ifwechoosetodisregardthetraditionconnectingSunWu’snamewithHoLu,itmightequallywellhaveseenthelightbetween496and494,orpossiblyintheperiod482—473,whenYuehwasonceagainbecomingaveryseriousmenace.

  [33]Wemayfeelfairlycertainthattheauthor,whoeverhemayhavebeen,wasnotamanofanygreateminenceinhisownday.

  OnthispointthenegativetestimonyoftheTSOCHUANfaroutweighsanyshredofauthoritystillattachingtotheSHIHCHI,ifonceitsotherfactsarediscredited.SunHsing—yen,however,makesafeebleattempttoexplaintheomissionofhisnamefromthegreatcommentary.ItwasWuTzu—hsu,hesays,whogotallthecreditofSunWu’sexploits,becausethelatter(beinganalien)wasnotrewardedwithanofficeintheState.

  HowthendidtheSunTzulegendoriginate?Itmaybethatthegrowingcelebrityofthebookimpartedbydegreesakindoffactitiousrenowntoitsauthor.Itwasfelttobeonlyrightandproperthatonesowellversedinthescienceofwarshouldhavesolidachievementstohiscreditaswell.NowthecaptureofYingwasundoubtedlythegreatestfeatofarmsinHoLu’sreign;itmadeadeepandlastingimpressiononallthesurroundingstates,andraisedWutotheshort—livedzenithofherpower.Hence,whatmorenatural,astimewenton,thanthattheacknowledgedmasterofstrategy,SunWu,shouldbepopularlyidentifiedwiththatcampaign,atfirstperhapsonlyinthesensethathisbrainconceivedandplannedit;afterwards,thatitwasactuallycarriedoutbyhiminconjunctionwithWuYuan,[34]PoP`eiandFuKai?

  ItisobviousthatanyattempttoreconstructeventheoutlineofSunTzu’slifemustbebasedalmostwhollyonconjecture.Withthisnecessaryproviso,IshouldsaythatheprobablyenteredtheserviceofWuaboutthetimeofHoLu’saccession,andgatheredexperience,thoughonlyinthecapacityofasubordinateofficer,duringtheintensemilitaryactivitywhichmarkedthefirsthalfoftheprince’sreign.[35]Ifherosetobeageneralatall,hecertainlywasneveronanequalfootingwiththethreeabovementioned.HewasdoubtlesspresentattheinvestmentandoccupationofYing,andwitnessedWu’ssuddencollapseinthefollowingyear.Yueh’sattackatthiscriticaljuncture,whenherrivalwasembarrassedoneveryside,seemstohaveconvincedhimthatthisupstartkingdomwasthegreatenemyagainstwhomeveryeffortwouldhenceforthhavetobedirected.SunWuwasthusawell—seasonedwarriorwhenhesatdowntowritehisfamousbook,whichaccordingtomyreckoningmusthaveappearedtowardstheend,ratherthanthebeginningofHoLu’sreign.Thestoryofthewomenmaypossiblyhavegrownoutofsomerealincidentoccurringaboutthesametime.AswehearnomoreofSunWuafterthisfromanysource,heishardlylikelytohavesurvivedhispatronortohavetakenpartinthedeath—strugglewithYueh,whichbeganwiththedisasteratTsui—

  li.

  Iftheseinferencesareapproximatelycorrect,thereisacertainironyinthefatewhichdecreedthatChina’smostillustriousmanofpeaceshouldbecontemporarywithhergreatestwriteronwar.

  TheTextofSunTzu

  IhavefounditdifficulttogleanmuchaboutthehistoryofSunTzu’stext.Thequotationsthatoccurinearlyauthorsgotoshowthatthe\"13chapters\"ofwhichSsu—maCh`ienspeakswereessentiallythesameasthosenowextant.Wehavehiswordforitthattheywerewidelycirculatedinhisday,andcanonlyregretthatherefrainedfromdiscussingthemonthataccount.

  SunHsing—yensaysinhispreface:——

  DuringtheCh`inandHandynastiesSunTzu’sARTOFWAR

  wasingeneraluseamongstmilitarycommanders,buttheyseemtohavetreateditasaworkofmysteriousimport,andwereunwillingtoexpounditforthebenefitofposterity.ThusitcameaboutthatWeiWuwasthefirsttowriteacommentaryonit.

  Aswehavealreadyseen,thereisnoreasonablegroundtosupposethatTs`aoKungtamperedwiththetext.Butthetextitselfisoftensoobscure,andthenumberofeditionswhichappearedfromthattimeonwardsogreat,especiallyduringtheT`angandSungdynasties,thatitwouldbesurprisingifnumerouscorruptionshadnotmanagedtocreepin.TowardsthemiddleoftheSungperiod,bywhichtimeallthechiefcommentariesonSunTzuwereinexistence,acertainChiT`ien—paopublishedaworkin15CHUANentitled\"SunTzuwiththecollectedcommentariesoftenwriters.\"Therewasanothertext,withvariantreadingsputforwardbyChuFuofTa—hsing,whichalsohadsupportersamongthescholarsofthatperiod;butintheMingeditions,SunHsing—

  yentellsus,thesereadingswereforsomereasonorothernolongerputintocirculation.Thus,untiltheendofthe18thcentury,thetextinsolepossessionofthefieldwasonederivedfromChiT`ien—pao’sedition,althoughnoactualcopyofthatimportantworkwasknowntohavesurvived.That,therefore,isthetextofSunTzuwhichappearsintheWarsectionofthegreatImperialencyclopediaprintedin1726,theKUCHINT`USHUCHI

  CH`ENG.Anothercopyatmydisposalofwhatispracticallythesametext,withslightvariations,isthatcontainedinthe\"ElevenphilosophersoftheChouandCh`indynasties\"[1758].

  AndtheChineseprintedinCapt.Calthrop’sfirsteditionisevidentlyasimilarversionwhichhasfilteredthroughJapanesechannels.SothingsremaineduntilSunHsing—yen[1752—1818],adistinguishedantiquarianandclassicalscholar,whoclaimedtobeanactualdescendantofSunWu,[36]accidentallydiscoveredacopyofChiT`ien—pao’slong—lostwork,whenonavisittothelibraryoftheHua—yintemple.[37]AppendedtoitwastheI

  SHUOofChengYu—Hsien,mentionedintheT`UNGCHIH,andalsobelievedtohaveperished.ThisiswhatSunHsing—yendesignatesasthe\"originaledition(ortext)\"——arathermisleadingname,foritcannotbyanymeansclaimtosetbeforeusthetextofSunTzuinitspristinepurity.ChiT`ien—paowasacarelesscompiler,andappearstohavebeencontenttoreproducethesomewhatdebasedversioncurrentinhisday,withouttroublingtocollateitwiththeearliesteditionsthenavailable.

  Fortunately,twoversionsofSunTzu,evenolderthanthenewlydiscoveredwork,werestillextant,oneburiedintheT`UNGTIEN,TuYu’sgreattreatiseontheConstitution,theothersimilarlyenshrinedintheT`AIP`INGYULANencyclopedia.Inboththecompletetextistobefound,thoughsplitupintofragments,intermixedwithothermatter,andscatteredpiecemealoveranumberofdifferentsections.ConsideringthattheYULANtakesusbacktotheyear983,andtheT`UNGTIENabout200yearsfurtherstill,tothemiddleoftheT`angdynasty,thevalueoftheseearlytranscriptsofSunTzucanhardlybeoverestimated.

  YettheideaofutilizingthemdoesnotseemtohaveoccurredtoanyoneuntilSunHsing—yen,actingunderGovernmentinstructions,undertookathoroughrecensionofthetext.Thisishisownaccount:——

  BecauseofthenumerousmistakesinthetextofSunTzuwhichhiseditorshadhandeddown,theGovernmentorderedthattheancientedition[ofChiT`ien—pao]shouldbeused,andthatthetextshouldberevisedandcorrectedthroughout.

  IthappenedthatWuNien—hu,theGovernorPiKua,andHsi,agraduateoftheseconddegree,hadalldevotedthemselvestothisstudy,probablysurpassingmetherein.Accordingly,I

  havehadthewholeworkcutonblocksasatextbookformilitarymen.

  ThethreeindividualsherereferredtohadevidentlybeenoccupiedonthetextofSunTzupriortoSunHsing—yen’scommission,butweareleftindoubtastotheworktheyreallyaccomplished.Atanyrate,thenewedition,whenultimatelyproduced,appearedinthenamesofSunHsing—yenandonlyoneco—

  editorWuJen—shi.Theytookthe\"originaledition\"astheirbasis,andbycarefulcomparisonwitholderversions,aswellastheextantcommentariesandothersourcesofinformationsuchastheISHUO,succeededinrestoringaverylargenumberofdoubtfulpassages,andturnedout,onthewhole,whatmustbeacceptedastheclosesapproximationweareeverlikelytogettoSunTzu’soriginalwork.Thisiswhatwillhereafterbedenominatedthe\"standardtext.\"

  ThecopywhichIhaveusedbelongstoareissuedated1877.

  itisin6PEN,formingpartofawell—printedsetof23earlyphilosophicalworksin83PEN.[38]ItopenswithaprefacebySunHsing—yen(largelyquotedinthisintroduction),vindicatingthetraditionalviewofSunTzu’slifeandperformances,andsummingupinremarkablyconcisefashiontheevidenceinitsfavor.ThisisfollowedbyTs`aoKung’sprefacetohisedition,andthebiographyofSunTzufromtheSHIHCHI,bothtranslatedabove.Thencome,firstly,ChengYu—hsien’sISHUO,[39]withauthor’spreface,andnext,ashortmiscellanyofhistoricalandbibliographicalinformationentitledSUNTZUHSULU,compiledbyPiI—hsun.Asregardsthebodyofthework,eachseparatesentenceisfollowedbyanoteonthetext,ifrequired,andthenbythevariouscommentariesappertainingtoit,arrangedinchronologicalorder.Theseweshallnowproceedtodiscussbriefly,onebyone.

  TheCommentators

  SunTzucanboastanexceptionallylongdistinguishedrollofcommentators,whichwoulddohonortoanyclassic.Ou—yangHsiuremarksonthisfact,thoughhewrotebeforethetalewascomplete,andratheringeniouslyexplainsitbysayingthattheartificesofwar,beinginexhaustible,mustthereforebesusceptibleoftreatmentinagreatvarietyofways.

  1.TS`AOTS`AOorTs`aoKung,afterwardsknownasWeiWuTi[A.D.155—220].ThereishardlyanyroomfordoubtthattheearliestcommentaryonSunTzuactuallycamefromthepenofthisextraordinaryman,whosebiographyintheSANKUOCHIHreadslikearomance.Oneofthegreatestmilitarygeniusesthattheworldhasseen,andNapoleonicinthescaleofhisoperations,hewasespeciallyfamedforthemarvelousrapidityofhismarches,whichhasfoundexpressionintheline\"TalkofTs`aoTs`ao,andTs`aoTs`aowillappear.\"Ou—yangHsiusaysofhimthathewasagreatcaptainwho\"measuredhisstrengthagainstTungCho,LuPuandthetwoYuan,fatherandson,andvanquishedthemall;whereuponhedividedtheEmpireofHanwithWuandShu,andmadehimselfking.ItisrecordedthatwheneveracouncilofwarwasheldbyWeiontheeveofafar—reachingcampaign,hehadallhiscalculationsready;thosegeneralswhomadeuseofthemdidnotloseonebattleinten;thosewhorancountertotheminanyparticularsawtheirarmiesincontinentlybeatenandputtoflight.\"Ts`aoKung’snotesonSunTzu,modelsofausterebrevity,aresothoroughlycharacteristicofthesterncommanderknowntohistory,thatitishardindeedtoconceiveofthemastheworkofamereLITTERATEUR.Sometimes,indeed,owingtoextremecompression,theyarescarcelyintelligibleandstandnolessinneedofacommentarythanthetextitself.[40]

  2.MENGSHIH.Thecommentarywhichhascomedowntousunderthisnameiscomparativelymeager,andnothingabouttheauthorisknown.Evenhispersonalnamehasnotbeenrecorded.

  ChiT`ien—pao’seditionplaceshimafterChiaLin,andCh`aoKung—

  wualsoassignshimtotheT`angdynasty,[41]butthisisamistake.InSunHsing—yen’spreface,heappearsasMengShihoftheLiangdynasty[502—557].OtherswouldidentifyhimwithMengK`angofthe3rdcentury.Heisnamedinoneworkasthelastofthe\"FiveCommentators,\"theothersbeingWeiWuTi,TuMu,Ch`enHaoandChiaLin.

  3.LICH`UANofthe8thcenturywasawell—knownwriteronmilitarytactics.Oneofhisworkshasbeeninconstantusedowntothepresentday.TheT`UNGCHIHmentions\"LivesoffamousgeneralsfromtheChoutotheT`angdynasty\"aswrittenbyhim.

  [42]AccordingtoCh`aoKung—wuandtheT`IEN—I—KOcatalogue,hefollowedavariantofthetextofSunTzuwhichdiffersconsiderablyfromthosenowextant.Hisnotesaremostlyshortandtothepoint,andhefrequentlyillustrateshisremarksbyanecdotesfromChinesehistory.

  4.TUYU(died812)didnotpublishaseparatecommentaryonSunTzu,hisnotesbeingtakenfromtheT`UNGTIEN,theencyclopedictreatiseontheConstitutionwhichwashislife—

  work.TheyarelargelyrepetitionsofTs`aoKungandMengShih,besideswhichitisbelievedthathedrewontheancientcommentariesofWangLingandothers.OwingtothepeculiararrangementofT`UNGTIEN,hehastoexplaineachpassageonitsmerits,apartfromthecontext,andsometimeshisownexplanationdoesnotagreewiththatofTs`aoKung,whomhealwaysquotesfirst.Thoughnotstrictlytobereckonedasoneofthe\"TenCommentators,\"hewasaddedtotheirnumberbyChiT`ien—pao,beingwronglyplacedafterhisgrandsonTuMu.

  5.TUMU(803—852)isperhapsthebestknownasapoet——abrightstareveninthegloriousgalaxyoftheT`angperiod.WelearnfromCh`aoKung—wuthatalthoughhehadnopracticalexperienceofwar,hewasextremelyfondofdiscussingthesubject,andwasmoreoverwellreadinthemilitaryhistoryoftheCH`UNCH`IUandCHANKUOeras.Hisnotes,therefore,arewellworthattention.Theyareverycopious,andrepletewithhistoricalparallels.ThegistofSunTzu’sworkisthussummarizedbyhim:\"Practicebenevolenceandjustice,butontheotherhandmakefulluseofartificeandmeasuresofexpediency.\"

  HefurtherdeclaredthatallthemilitarytriumphsanddisastersofthethousandyearswhichhadelapsedsinceSunTzu’sdeathwould,uponexamination,befoundtoupholdandcorroborate,ineveryparticular,themaximscontainedinhisbook.TuMu’ssomewhatspitefulchargeagainstTs`aoKunghasalreadybeenconsideredelsewhere.

  6.CH`ENHAOappearstohavebeenacontemporaryofTuMu.

  Ch`aoKung—wusaysthathewasimpelledtowriteanewcommentaryonSunTzubecauseTs`aoKung’sontheonehandwastooobscureandsubtle,andthatofTuMuontheothertoolong—windedanddiffuse.Ou—yangHsiu,writinginthemiddleofthe11thcentury,callsTs`aoKung,TuMuandCh`enHaothethreechiefcommentatorsonSunTzu,andobservesthatCh`enHaoiscontinuallyattackingTuMu’sshortcomings.Hiscommentary,thoughnotlackinginmerit,mustrankbelowthoseofhispredecessors.

  7.CHIALINisknowntohavelivedundertheT`angdynasty,forhiscommentaryonSunTzuismentionedintheT`angShuandwasafterwardsrepublishedbyChiHsiehofthesamedynastytogetherwiththoseofMengShihandTuYu.Itisofsomewhatscantytexture,andinpointofquality,too,perhapstheleastvaluableoftheeleven.

  8.MEIYAO—CH`EN(1002—1060),commonlyknownbyhis\"style\"

  asMeiSheng—yu,was,likeTuMu,apoetofdistinction.HiscommentarywaspublishedwithalaudatoryprefacebythegreatOu—yangHsiu,fromwhichwemaycullthefollowing:——

  LaterscholarshavemisreadSunTzu,distortinghiswordsandtryingtomakethemsquarewiththeirownone—sidedviews.Thus,thoughcommentatorshavenotbeenlacking,onlyafewhaveprovedequaltothetask.MyfriendSheng—yuhasnotfallenintothismistake.InattemptingtoprovideacriticalcommentaryforSunTzu’swork,hedoesnotlosesightofthefactthatthesesayingswereintendedforstatesengagedininternecinewarfare;thattheauthorisnotconcernedwiththemilitaryconditionsprevailingunderthesovereignsofthethreeancientdynasties,[43]norwiththeninepunitivemeasuresprescribedtotheMinisterofWar.

  [44]Again,SunWulovedbrevityofdiction,buthismeaningisalwaysdeep.Whetherthesubjectbemarchinganarmy,orhandlingsoldiers,orestimatingtheenemy,orcontrollingtheforcesofvictory,itisalwayssystematicallytreated;

  thesayingsareboundtogetherinstrictlogicalsequence,thoughthishasbeenobscuredbycommentatorswhohaveprobablyfailedtograsptheirmeaning.Inhisowncommentary,MeiSheng—yuhasbrushedasidealltheobstinateprejudicesofthesecritics,andhastriedtobringoutthetruemeaningofSunTzuhimself.Inthisway,thecloudsofconfusionhavebeendispersedandthesayingsmadeclear.I

  amconvincedthatthepresentworkdeservestobehandeddownsidebysidewiththethreegreatcommentaries;andforagreatdealthattheyfindinthesayings,cominggenerationswillhaveconstantreasontothankmyfriendSheng—yu.

  Makingsomeallowancefortheexuberanceoffriendship,Iaminclinedtoendorsethisfavorablejudgment,andwouldcertainlyplacehimaboveCh`enHaoinorderofmerit.

  9.WANGHSI,alsooftheSungdynasty,isdecidedlyoriginalinsomeofhisinterpretations,butmuchlessjudiciousthanMeiYao—ch`en,andonthewholenotaverytrustworthyguide.HeisfondofcomparinghisowncommentarywiththatofTs`aoKung,butthecomparisonisnotoftenflatteringtohim.

  WelearnfromCh`aoKung—wuthatWangHsirevisedtheancienttextofSunTzu,fillinguplacunaeandcorrectingmistakes.[45]

  10.HOYEN—HSIoftheSungdynasty.ThepersonalnameofthiscommentatorisgivenasabovebyChengCh`iaointheTUNG

  CHIH,writtenaboutthemiddleofthetwelfthcentury,butheappearssimplyasHoShihintheYUHAI,andMaTuan—linquotesCh`aoKung—wuassayingthathispersonalnameisunknown.ThereseemstobenoreasontodoubtChengCh`iao’sstatement,otherwiseIshouldhavebeeninclinedtohazardaguessandidentifyhimwithoneHoCh`u—fei,theauthorofashorttreatiseonwar,wholivedinthelatterpartofthe11thcentury.HoShih’scommentary,inthewordsoftheT`IEN—I—KOcatalogue,\"containshelpfuladditions\"hereandthere,butischieflyremarkableforthecopiousextractstaken,inadaptedform,fromthedynastichistoriesandothersources.

  11.CHANGYU.Thelistcloseswithacommentatorofnogreatoriginalityperhaps,butgiftedwithadmirablepowersoflucidexposition.HiscommentatorisbasedonthatofTs`aoKung,whosetersesentenceshecontrivestoexpandanddevelopinmasterlyfashion.WithoutChangYu,itissafetosaythatmuchofTs`aoKung’scommentarywouldhaveremainedcloakedinitspristineobscurityandthereforevalueless.HisworkisnotmentionedintheSunghistory,theT`UNGK`AO,ortheYUHAI,butitfindsanicheintheT`UNGCHIH,whichalsonameshimastheauthorofthe\"LivesofFamousGenerals.\"[46]

  Itisratherremarkablethatthelast—namedfourshouldallhaveflourishedwithinsoshortaspaceoftime.Ch`aoKung—wuaccountsforitbysaying:\"DuringtheearlyyearsoftheSungdynastytheEmpireenjoyedalongspellofpeace,andmenceasedtopracticetheartofwar.butwhen[Chao]Yuan—hao’srebellioncame[1038—42]andthefrontiergeneralsweredefeatedtimeaftertime,theCourtmadestrenuousinquiryformenskilledinwar,andmilitarytopicsbecamethevogueamongstallthehighofficials.HenceitisthatthecommentatorsofSunTzuinourdynastybelongmainlytothatperiod.[47]

  Besidestheseelevencommentators,thereareseveralotherswhoseworkhasnotcomedowntous.TheSUISHUmentionsfour,namelyWangLing(oftenquotedbyTuYuasWangTzu);ChangTzu—

  shang;ChiaHsuofWei;[48]andShenYuofWu.TheT`ANGSHU

  addsSunHao,andtheT`UNGCHIHHsiaoChi,whiletheT`USHU

  mentionsaMingcommentator,HuangJun—yu.Itispossiblethatsomeofthesemayhavebeenmerelycollectorsandeditorsofothercommentaries,likeChiT`ien—paoandChiHsieh,mentionedabove.

  AppreciationsofSunTzu—————

  SunTzuhasexercisedapotentfascinationoverthemindsofsomeofChina’sgreatestmen.AmongthefamousgeneralswhoareknowntohavestudiedhispageswithenthusiasmmaybementionedHanHsin(d.196B.C.),[49]FengI(d.34A.D.),[50]LuMeng(d.219),[51]andYoFei(1103—1141).[52]TheopinionofTs`aoKung,whodisputeswithHanHsinthehighestplaceinChinesemilitaryannals,hasalreadybeenrecorded.[53]Stillmoreremarkable,inoneway,isthetestimonyofpurelyliterarymen,suchasSuHsun(thefatherofSuTung—p`o),whowroteseveralessaysonmilitarytopics,allofwhichowetheirchiefinspirationtoSunTzu.ThefollowingshortpassagebyhimispreservedintheYUHAI:[54]——

  SunWu’ssaying,thatinwaronecannotmakecertainofconquering,[55]isverydifferentindeedfromwhatotherbookstellus.[56]WuCh`iwasamanofthesamestampasSunWu:theybothwrotebooksonwar,andtheyarelinkedtogetherinpopularspeechas\"SunandWu.\"ButWuCh`i’sremarksonwararelessweighty,hisrulesarerougherandmorecrudelystated,andthereisnotthesameunityofplanasinSunTzu’swork,wherethestyleisterse,butthemeaningfullybroughtout.

  Thefollowingisanextractfromthe\"ImpartialJudgmentsintheGardenofLiterature\"byChengHou:——

  SunTzu’s13chaptersarenotonlythestapleandbaseofallmilitarymen’straining,butalsocompelthemostcarefulattentionofscholarsandmenofletters.Hissayingsareterseyetelegant,simpleyetprofound,perspicuousandeminentlypractical.SuchworksastheLUN

  YU,theICHINGandthegreatCommentary,[57]aswellasthewritingsofMencius,HsunK`uangandYangChu,allfallbelowthelevelofSunTzu.

  ChuHsi,commentingonthis,fullyadmitsthefirstpartofthecriticism,althoughhedislikestheaudaciouscomparisonwiththeveneratedclassicalworks.Languageofthissort,hesays,\"encouragesaruler’sbenttowardsunrelentingwarfareandrecklessmilitarism.\"

  ApologiesforWar—

  AccustomedaswearetothinkofChinaasthegreatestpeace—lovingnationonearth,weareinsomedangerofforgettingthatherexperienceofwarinallitsphaseshasalsobeensuchasnomodernStatecanparallel.Herlongmilitaryannalsstretchbacktoapointatwhichtheyarelostinthemistsoftime.ShehadbuilttheGreatWallandwasmaintainingahugestandingarmyalongherfrontiercenturiesbeforethefirstRomanlegionarywasseenontheDanube.WhatwiththeperpetualcollisionsoftheancientfeudalStates,thegrimconflictswithHuns,Turksandotherinvadersafterthecentralizationofgovernment,theterrificupheavalswhichaccompaniedtheoverthrowofsomanydynasties,besidesthecountlessrebellionsandminordisturbancesthathaveflamedupandflickeredoutagainonebyone,itishardlytoomuchtosaythattheclashofarmshasneverceasedtoresoundinoneportionoranotheroftheEmpire.

  NolessremarkableisthesuccessionofillustriouscaptainstowhomChinacanpointwithpride.Asinallcountries,thegreatestarefondofemergingatthemostfatefulcrisesofherhistory.Thus,PoCh`istandsoutconspicuousintheperiodwhenCh`inwasenteringuponherfinalstrugglewiththeremainingindependentstates.Thestormyyearswhichfollowedthebreak—upoftheCh`indynastyareilluminatedbythetranscendentgeniusofHanHsin.WhentheHouseofHaninturnistotteringtoitsfall,thegreatandbalefulfigureofTs`aoTs`aodominatesthescene.AndintheestablishmentoftheT`angdynasty,oneofthemightiesttasksachievedbyman,thesuperhumanenergyofLiShih—min(afterwardstheEmperorT`aiTsung)wassecondedbythebrilliantstrategyofLiChing.NoneofthesegeneralsneedfearcomparisonwiththegreatestnamesinthemilitaryhistoryofEurope.

  Inspiteofallthis,thegreatbodyofChinesesentiment,fromLaoTzudownwards,andespeciallyasreflectedinthestandardliteratureofConfucianism,hasbeenconsistentlypacificandintenselyopposedtomilitarisminanyform.Itissuchanuncommonthingtofindanyoftheliteratidefendingwarfareonprinciple,thatIhavethoughtitworthwhiletocollectandtranslateafewpassagesinwhichtheunorthodoxviewisupheld.Thefollowing,bySsu—maCh`ien,showsthatforallhisardentadmirationofConfucius,hewasyetnoadvocateofpeaceatanyprice:——

  MilitaryweaponsarethemeansusedbytheSagetopunishviolenceandcruelty,togivepeacetotroubloustimes,toremovedifficultiesanddangers,andtosuccorthosewhoareinperil.Everyanimalwithbloodinitsveinsandhornsonitsheadwillfightwhenitisattacked.Howmuchmoresowillman,whocarriesinhisbreastthefacultiesofloveandhatred,joyandanger!Whenheispleased,afeelingofaffectionspringsupwithinhim;whenangry,hispoisonedstingisbroughtintoplay.ThatisthenaturallawwhichgovernshisbeingWhatthenshallbesaidofthosescholarsofourtime,blindtoallgreatissues,andwithoutanyappreciationofrelativevalues,whocanonlybarkouttheirstaleformulasabout\"virtue\"and\"civilization,\"condemningtheuseofmilitaryweapons?Theywillsurelybringourcountrytoimpotenceanddishonorandthelossofherrightfulheritage;or,attheveryleast,theywillbringaboutinvasionandrebellion,sacrificeofterritoryandgeneralenfeeblement.Yettheyobstinatelyrefusetomodifythepositiontheyhavetakenup.Thetruthisthat,justasinthefamilytheteachermustnotsparetherod,andpunishmentscannotbedispensedwithintheState,somilitarychastisementcanneverbeallowedtofallintoabeyanceintheEmpire.Allonecansayisthatthispowerwillbeexercisedwiselybysome,foolishlybyothers,andthatamongthosewhobeararmssomewillbeloyalandothersrebellious.[58]

  ThenextpieceistakenfromTuMu’sprefacetohiscommentaryonSunTzu:——

  Warmaybedefinedaspunishment,whichisoneofthefunctionsofgovernment.ItwastheprofessionofChungYuandJanCh`iu,bothdisciplesofConfucius.Nowadays,theholdingoftrialsandhearingoflitigation,theimprisonmentofoffendersandtheirexecutionbyflogginginthemarket—

  place,arealldonebyofficials.Butthewieldingofhugearmies,thethrowingdownoffortifiedcities,thehaulingofwomenandchildrenintocaptivity,andthebeheadingoftraitors——thisisalsoworkwhichisdonebyofficials.

  Theobjectsoftherackandofmilitaryweaponsareessentiallythesame.Thereisnointrinsicdifferencebetweenthepunishmentoffloggingandcuttingoffheadsinwar.Forthelesserinfractionsoflaw,whichareeasilydealtwith,onlyasmallamountofforceneedbeemployed:

  hencetheuseofmilitaryweaponsandwholesaledecapitation.

  Inbothcases,however,theendinviewistogetridofwickedpeople,andtogivecomfortandrelieftothegood

  Chi—sunaskedJanYu,saying:\"Haveyou,Sir,acquiredyourmilitaryaptitudebystudy,orisitinnate?\"JanYureplied:\"Ithasbeenacquiredbystudy.\"[59]\"Howcanthatbeso,\"saidChi—sun,\"seeingthatyouareadiscipleofConfucius?\"\"Itisafact,\"repliedJanYu;\"IwastaughtbyConfucius.ItisfittingthatthegreatSageshouldexercisebothcivilandmilitaryfunctions,thoughtobesuremyinstructionintheartoffightinghasnotyetgoneveryfar.\"

  Now,whotheauthorwasofthisrigiddistinctionbetweenthe\"civil\"andthe\"military,\"andthelimitationofeachtoaseparatesphereofaction,orinwhatyearofwhichdynastyitwasfirstintroduced,ismorethanIcansay.

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