第41章
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  thequestionhowfarthecharacteristicsofthehumansuperiors

  calledSovereignscanbesupposedtoattachtoanall-powerful

  andnon-humanruler,andhowmanyoftheconceptionsdependenton

  humanSovereigntymustbeconsideredascontainedinhis

  commands。Imuchdoubtwhethersuchanenquirywouldhaveseemed

  calledforinatreatiselikeAustin’s。Takenatitsbest,itis

  adiscussionbelongingnottothephilosophyoflawbuttothe

  philosophyoflegislation。Thejurist,properlysocalled,has

  nothingtodowithanyidealstandardoflawormorals。LectureXIIISovereigntyandEmpire

  Theword’law’hascomedowntousincloseassociationwith

  twonotions,thenotionoforderandthenotionofforce。The

  associationisofconsiderableantiquityandisdisclosedbya

  considerablevarietyoflanguages,andtheproblemhasrepeatedly

  suggesteditself,whichofthetwonotionsthuslinkedtogether

  isentitledtoprecedenceovertheother,whichofthemisfirst

  inpointofmentalconception?Theanswer,beforetheAnalytical

  Juristswrote,wouldonthewholehavebeenthat’law’beforeall

  thingsimpliedorder。’Law,initsmostgeneralandcomprehensive

  sense,signifiesaruleofaction,andisapplied

  indiscriminatelytoallkindsofaction,whetheranimateor

  inanimate,rationalorirrational。Thuswesay,thelawsof

  motion,ofgravitation,ofopticsormechanics,aswellasthe

  lawsofnatureandofnations。’WiththesewordsBlackstone

  beginsthatChapteron’theNatureofLawsinGeneral,’whichmay

  almostbesaidtohavemadeBenthamandAustinintoJuristsby

  virtueofsheerrepulsion。TheAnalyticalJurists,ontheother

  hand,laydownunhesitatinglythatthenotionofforcehas

  priorityoverthenotionoforder。Theysaythatatruelaw,the

  commandofanirresistibleSovereign,enjoinsaclassofactsor

  aclassofomissionseitheronasubjectoronanumber。of

  subjects,placedbythecommandalikeandindifferentlyundera

  legalobligation。Thecharacteristicwhichthusasamatterof

  factattachestomosttruelawsofbindinganumberofpersons,

  takenindifferently,toanumberofactsoromissions,determined

  generally,hascausedtheterm’law’tobeextendedbymetaphor

  toalluniformitiesorinvariablesuccessionsinthephysical

  world,intheoperationsofthemind,orintheactionsof

  mankind。LawwhenusedinsuchexpressionsastheLawofGravity

  theLawofMentalAssociation,ortheLawofRentistreatedby

  theAnalyticalJuristsasawordwrestedfromitstruemeaningby

  aninaccuratefigurativeextension,andthesortofdisrespect

  withwhichtheyspeakofitisextremelyremarkable。ButI

  supposethat,ifdignityandimportancecanproperlybe

  attributedtoaword,thereareinourdayfewwordsmore

  dignifiedandmoreimportantthanLaw,inthesenseofthe

  invariablesuccessionofphenomena,physical,mental,oreven

  politico-economical。Withthismeaning,’law’entersintoagreat

  dealofmodernthought,andhasalmostbecometheconditionof

  itsbeingcarriedon。Itisdifficultatfirsttobelievethat

  suchanexpressionas’theReignofLaw,’inthesenseinwhich

  thewordshavebeenpopularisedbytheDukeofArgyll’sbook,

  wouldhavebeenstronglydislikedbyAustin;buthislanguage

  leaveslittledoubtonthepoint,andmorethanonceremindsus

  that,thoughhisprincipalwritingsarenotmuchmorethanforty

  yearsold,hewrotebeforemen’sideaswereleavenedtothe

  presentdepthbythesciencesofexperimentandobservation。The

  statementthat,inalllanguages,Lawprimarilymeansthecommand

  ofaSovereign,andhasbeenappliedderivativelytotheorderly

  sequencesofNatureisextremelydifficultofverification。and

  itmaybedoubtedwhetheritsvalue,ifitbetrue,wOuldrepay

  thelabourofestablishingitstruth。Thedifficultywouldbethe

  greaterbecausetheknownhistoryofphilosophicalandjuridical

  speculationshowsusthetwonotions,whichasamatteroffact

  areassociatedwithLaw,actingandreactingononeanother。The

  orderofNaturehasunquestionablybeenregardedasdeterminedby

  aSovereigncommand。Manypersonstowhomthepedigreeofmuchof

  modernthoughtistraceable,conceivedtheparticlesofmatter

  whichmakeuptheuniverseasobeyingthecommandsofapersonal

  Godjustasliterallyassubjectsobeythecommandsofa

  sovereignthroughfearofapenalsanction。Ontheotherhand,

  thecontemplationoforderintheexternalworldhasstrongly

  influencedtheviewtakenoflawsproperbymuchofthecivilised

  partofmankind。TheRomantheoryofaLawNaturalhasaffected

  thewholehistoryoflaw,andthisfamoustheoryisinfact

  compoundedoftwoelements,onefurnishedbyanearlyperception,

  Greekinorigin,ofacertainorderandregularityinphysical

  nature,andtheotherattributabletoanearlyperception,Roman

  inorigin,ofacertainorderanduniformityamongthe

  observancesofthehumanrace。Ineednothererepeattheproof

  ofthiswhichIattemptedtogiveinavolumepublishedsome

  yearsago。Nobodyisatlibertytocensuremenorcommunitiesof

  menforusingwordsinanysensetheyplease,orwithasmany

  meaningsastheyplease,butthedutyofthescientificenquirer

  istodistinguishthemeaningsofanimportantwordfromone

  another,toselectthemeaningappropriatetohisownpurposes,

  andconsistentlytoemploythewordduringhisinvestigationsin

  thissenseandnoother。Thelawswithwhichthestudentof

  Jurisprudenceisconcernedinourowndayareundoubtedlyeither

  theactualcommandsofSovereigns,understoodastheportionof

  thecommunityendowedwithirresistiblecoerciveforce,orelse

  theyarepracticesofmankindbroughtundertheformula’alawis

  acommand,’byhelpoftheformula,’whatevertheSovereign

  permits,ishiscommand。’FromthepointofviewoftheJurist,

  lawisonlyassociatedwithorderthroughthenecessarycondition

  ofeverytruelawthatitmustprescribeaclassofactsor

  omissions,oranumberofactsandomissionsdetermined

  generally;thelawwhichprescribesasingleactnotbeingatrue

  law,butbeingdistinguishedasan’occasional’or’particular’

  command。Law,thusdefinedandlimited,isthesubject-matterof

  JurisprudenceasconceivedbytheAnalyticalJurists。Atpresent

  weareonlyconcernedwiththefoundationsoftheirsystem;and

  thequestionswhichIwishtoraiseinthepresentLectureare

  these:hastheforcewhichcompelsobediencetoalawalwaysbeen

  ofsuchanaturethatitcanreasonablybeidentifiedwiththe

  coerciveforceoftheSovereign,andhavelawsalwaysbeen

  characterisedbythatgeneralitywhich,itissaid,alone

  connectsthemwithphysicallawsorgeneralformulasdescribing

  thefactsofnature?Theseenquiriesmayseemtoyoutoleadus

  farafield,butItrustyouwillperceiveintheendthatthey

  haveinterestandimportance,andthattheythrowlightonthe

  limitswhichmustbeassignedincertaincases,nottothe

  theoreticalsoundness,buttothepracticalvalue,ofthe

  speculationswehavebeendiscussing。

  LetmerecurtoSovereignty,asconceivedbytheAnalytical

  Jurists。ThereadersofAustin’streatisewillrememberhis

  examinationofanumberofexistinggovernmentsorashewould

  say,formsofpoliticalsuperiorityandinferiority,forthe

  purposeofdeterminingtheexactseatofsovereigntyineachof

  them。Thisisamongthemostinterestingpartsofhiswritings,

  andhissagacityandoriginalityarenowheremoresignally

  demonstrated。Theproblemhadbecomemuchmorecomplexthanit

  waswhenHobbeswrote,andeventhanitwasatthedateof

  Bentham’searlierpublications。Hobbes,apartisaninEngland,

  wasakeenscientificobserverofthepoliticalphenomenaofthe

  Continent,andtherethepoliticalconditionsopentohis

  observationwereputtingEnglandasidepracticallylimitedto

  despotismandanarchy。But,bythetimeAustinwrote,England,

  probablyconsideredbyHobbesasthegroundonwhichthebattle

  ofhisprincipleswastohefoughtout,hadlongsincebecomea

  ’limitedmonarchy,’anexpressiondislikedbyHobbes’successors

  almostasmuchasthethingwasbyHobbeshimself,andmoreover

  theinfluencesofthefirstFrenchRevolutionwerebeginningto

  havetheirplay。Francehadlatelybecomealimitedmonarchy,and

  almostalltheotherContinentalStateshadgivensignsof

  becomingso。ThecomplexpoliticalmechanismoftheUnitedStates

  hadarisenontheothersideoftheAtlantic,andtheevenmore

  complicatedsystemsoftheGermanandSwissConfederationsin

  ContinentalEurope。Theanalysisofpoliticalsocieties,forthe

  purposeofdeterminingtheseatofsovereignty,hadobviously

  becomemuchmoredifficult,andnothingcanexceedthe

  penetrationevincedbyAustininapplyingthisanalysistoextant

  examples。

  NeverthelessAustinfullyrecognisestheexistenceof

  communities,oraggregatesofmen,inwhichnodissectioncould

  discloseapersonorgroupansweringtohisdefinitionofa

  Sovereign。Inthefirstplace,likeHobbes,hefullyallowsthat

  thereisastateofanarchy。Whereversuchastateisfound,the

  questionofSovereigntyisbeingactivelyfoughtout,andthe

  instancegivenbyAustinisthatwhichwasneverabsentfrom

  Hobbes’smind,thestrugglebetweenCharlestheFirstandhis

  Parliament。AnacutecriticofHobbesandAustin,whomIam

  permittedtoidentifywithMrFitzjamesStephen,insiststhat

  thereisaconditionofdormantanarchy,andthereservationis

  doubtlessmadetomeetsuchcasesasthatoftheUnitedStates

  beforetheWarofSecession。Heretheseatofsovereigntywasfor

  yearsthesubjectofviolentdisputeinwordsoronpaper,and

  manyeminentAmericansacquiredfamebymeasureswhich

  compromisedforatimeanotoriousdifferenceofprinciple,and

  adjournedastrugglewhichwasneverthelessinevitable。Itisin

  factquitepossiblethattheremaybedeliberateabstinencefrom

  fightingoutaquestionknowntobeundecided,andIseeno

  objectiontocallingthetemporaryequilibriumthusproduceda

  stateofdormantanarchy。Austinfurtheradmitsthetheoretical

  possibilityofastateofnature。Hedoesnotattachtoitthe

  importancewhichbelongstoitinthespeculationsofHobbesand

  others,butheallowsitsexistencewhereveranumberofmen,or

  ofgroupsnotnumerousenoughtobepolitical,havenotasyet

  beenbroughtunderanycommonorhabituallyactingauthority。

  And,inspeakinginthislastsentenceofgroupsnotnumerous

  enoughtobepolitical,Ihaveintroducedthemostremarkable

  exceptionallowedbyAustintotherulethatSovereigntyis

  universalamongmankind。Thepassageoccursatp。237ofthe

  firstvolumeofthethirdedition:——

  ’Letussupposethatasinglefamilyofsavageslivesin

  absoluteestrangementfromeveryothercommunity。Andletus

  supposethatthefather,thechiefofthisinsulatedfamily,

  receiveshabitualobediencefromthemotherandchildren。Now,

  sinceitisnotalimbofanotherandlargercommunity,the

  societyformedbytheparentsandchildren,isclearlyan

  independentsociety,and,sincetherestofitsmembers

  habituallyobeyitschief,thisindependentsocietywouldforma

  societypolitical,incasethenumberofitsmemberswerenot

  extremelyminute。But,sincethenumberofitsmembersis

  extremelyminute,itwould,Ibelieve,beesteemedasocietyina

  stateofnature;thatis,asocietyconsistingofpersonsnotin

  astateofsubjection。Withoutanapplicationoftheterms,which

  wouldsomewhatsmackoftheridiculous,wecouldhardlystylethe

  societyasocietypoliticalandindependent,theimperative

  fatherandchiefamonarchorsovereign,ortheobedientmother

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