第7章
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  Butthenewimpetusgiventoresearchhascauseditsoriginatorstooverleapthemselves,asitwere。Theyhaveoccupiedsoexclusivelythepointofviewwhencethemanorofthelatermiddleagesisvisiblethattheyhavedisregardedtheevidencewhichcomesfromotherquartersinsteadoffindinganexplanationwhichwillsatisfyallthefacts。Theinvestigation’fromtheknowntotheunknown’hasitsdefinitedanger,againstwhichonehastobeconstantlyonone’sguard:itsobviousdangeristodestroyperspectiveandignoredevelopmentbycarryingintothe’unknown’ofearlytimesthatwhichisknownoflaterconditions。Altogethertheattempttooverthrowsomeoftheestablishedresultsofinvestigationastoraceandclassesdoesnotseemtobeahappyone。Andso,althoughgreatworkhasbeendoneinourfieldofstudy,itcannotbesaidthatithasbeenbroughttoaclose——’bisandieSterneweit。’Manythingsremaintobedone,andsomeproblemsareespeciallypressing。Thelegalandtheeconomicalsideoftheinquirymustbeworkeduptothesamelevel;manorialdocumentsmustbeexaminedsystematically,ifnotexhaustively,andtheirmaterialmadetofitwiththeevidenceestablishedfromothersourcesofinformation;thewholefieldhastobegoneoverwithaneyeforproofandnotfordoctrine。Areviewoftheworkalreadydone,andofthenamesofscholarsengagedinit,iscertainlyanincitementtomodestyforeverynewreaperinthefield,butitisalsoasourceofhope。Itshowsthatschoolsandleadingscholarsdisplaceoneanothermoreundertheinfluenceofgeneralcurrentsofthoughtthanofindividualtalent。Thefermenttowardstheformationofgroupscomesfromtheoutside,fromthemodernlifewhichsurroundsresearch,formsthescholar,suggestssolutions。Moreover,theoreticaldevelopmenthasacontinuityofitsown;allthestrengthofthismanifoldlifecannotbreakorturnbackitscourse,butisreducedtodriveitforwardinevernewbendsandcurves。Thepresenttimeisespeciallypropitioustoourstudy:onefeels,asitwere,thatitisripeningtofar-reachingconclusions。SomuchhasbeendonealreadyforthisfieldofenquiryinthedifferentcountriesofEurope,thatthehopetoseeinourageageneraltreatmentofthesocialoriginsofWesternEuropewillnotseemanextravagantone。Andsuchatreatmentmustformasitwerethecorner-stoneofanyattempttotracethelawofdevelopmentofhumansociety。Itisinthisconsciousnessofbeingbornebyamightygeneralcurrent,thatthesinglescholarmaygatherhopethatmaybuoyhimagainsttheinsignificanceofhisforcesandthedrudgeryofhiswork。

  VillainageinEngland:EssaysinEnglishMediaevalHistorybyPaulVinogradoff1892

  FirstEssayThePeasantryoftheFeudalAge。

  ChapterOneTheLegalAspectofVillainage。GeneralConceptionsIthasbecomeacommonplacetoopposemedievalserfdomtoancientslavery,oneimplyingdependenceonthelordofthesoilandattachmenttotheglebe,theotherbeingbasedoncompletesubjectiontoanowner。Thereisnodoubtthatgreatlandmarksinthecourseofsocialdevelopmentaresetbythethreemodeshithertoemployedoforganisinghumanlabour:usingtheworkingman1asachattelatwill,2asasubordinatewhosedutiesarefixedbycustom,3asafreeagentboundbycontract。Theselandmarksprobablyindicatemolecularchangesinthestructureofsocietyscarcelylessimportantthanthosepoliticalandintellectualrevolutionswhichareusuallytakenastheturning-pointsofancient,medieval,andmodernhistory。

  Andstillwemustnotforget,indrawingsuchdefinitions,thatwereachthemonlybylookingatthingsfromsuchaheightthatalllesserinequalitiesandaccidentalfeaturesofthesoilarenolongersensibletotheeyesight。Infindingone’swayoverthelandonemustneedsgoovertheseveryinequalitiesandtakeintoaccounttheseveryfeatures。If,fromageneralsurveyofmedievalservitude,weturntotheactualconditionoftheEnglishpeasantry,sayinthethirteenthcentury,thefirstfactwehavetomeetwillstandinverymarkedcontrasttoourgeneralproposition。

  Themajorityofthepeasantsarevillains,andthelegalconceptionofvillainagehasitsrootsnotintheconnexionofthevillainwiththesoil,butinhispersonaldependenceonthelord。

  Ifthisisafact,itisamostimportantone。Itwouldberecklesstotreatitasaproductofmerelegalpedantry。*ThegreatworkachievedbytheEnglishlawyersofthetwelfthandthirteenthcenturieswaspromptedbyaspiritwhichhadnothingtodowithpedantry。Theywerefashioningstateandsociety,proudlyconsciousofhighaimsandpower,enlightenedbythescholastictrainingoftheirday,butsufficientlystrongtouseitfortheirownpurposes;soundenoughnottoindulgeinmereabstractions,andfirmenoughnottosurrendertomeretechnicalities。*InthetreatmentofquestionsofstatusandtenurebythelawyersofHenryII,HenryIII,andEdwardI,wemustrecogniseamightyinfluencewhichwasbroughttobearontheactualconditionofthings,andourrecordsshowusoneverythatthistreatmentwasbynomeansamatterofmeretheory。

  Indeedoneofthebestmeansthatwehaveforestimatingthesocialprocessofthosetimesisaffordedbytheformationandthebreakupoflegalnotionsintheircrossinfluenceswithsurroundingpoliticalandeconomicfacts。

  AstothegeneralaspectofvillainageinthelegaltheoryofEnglishfeudalismtherecanbenodoubt。The’DialogusdeScaccario’givesitinafewwords:thelordsareownersnotonlyofthechattelsbutofthebodiesoftheirascripticii,theymaytransferthemwherevertheyplease,’andsellorotherwisealienatethemiftheylike。’*GlanvilleandBracton,FletaandBritton*followinsubstancethesamedoctrine,althoughtheyusedifferentterms。TheyappropriatetheRomanviewthatthereisnodifferenceofqualitybetweenserfsandserfs:allareinthesameabjectstate。Legaltheorykeepsaveryfirmgraspofthedistinctionbetweenstatusandtenure,betweenavillainandafreemanholdinginvillainage,butitdoesnotadmitofanydistinctionofstatusamongserfs:servus,villanus,andnativusareequivalenttermsastopersonalcondition,althoughthislastisprimarilymeanttoindicatesomethingelsebesidescondition,namely,thefactthatapersonhascometoitbybirth。*Thecloseconnexionbetweenthetermsiswellillustratedbytheearlyuseofnativa,nieve,’asafemininetovillanus。’

  Thesenotionsarebynomeansabstractionsbereftofpracticalimport。Quiteinkeepingwiththem,manoriallordscouldremovepeasantsfromtheirholdingsattheirwillandpleasure。Anappealtothecourtswasofnoavail:thelordinreplyhadonlytoopposehisrightovertheplaintiff’sperson,andtorefusetogointothesubject-matterofthecase。*Norcouldthevillainhaveanyhelpastotheamountandthenatureofhisservices;*theKing’sCourtswillnotexamineanycomplaintinthisrespect,andmaysometimesgosofarastoexplainthatitisnobusinessoftheirstointerferebetweenthelordandhisman。*Infactanyattemptonthepartofthedependanttoassertcivilrightsastohismasterwillbemetanddefeatedbythe’exceptiovillenagii。’*Thestaterefusestoregulatethepositionofthisclassontheland,andthereforetherecanbenoquestionaboutanylegal’ascription’tothesoil。Evenastohisperson,thevillainwasliabletobepunishedandputintoprisonbythelord,ifthepunishmentinflicteddidnotamounttolossoflifeorinjurytohisbodyTheextantPleaRollsandotherjudicialrecordsarefullofallusionstoalltheserightsofthelordanddisabilitiesofthevillain,anditmustbetakenintoaccountthatonlyaninfinitelysmallpartoftheactualcasescanhaveleftanytraceinsuchrecords,asitwasalmosthopelesstobringthemtothenoticeoftheRoyalCourts。*

  ItisnotstrangethatinviewofsuchdisabilitiesBractonthoughthimselfentitledtoassumeequalityofconditionbetweentheEnglishvillainandtheRomanslave,andtousethetermsservus,villanus,andnativusindiscriminately。ThecharacteristicsofslaveryarecopiedbyhimfromAzo’scommentaryontheinstitutes,asmaterialforadescriptionoftheEnglishbondmen,andhedistinguishesthemcarefullyevenfromtheRomanadscripticiiorcoloniofbasecondition。Thevillainsareprotectedinsomemeasureagainsttheirlordincriminallaw;theycannotbeslainormaimedatpleasure;butsuchprotectionisalsoaffordedtoslavesinthelaterlawoftheEmpire,andinfactitisbasedinBractononthetextoftheInstitutesgivenbyAzo,whichinitsturnissimplyasummaryofenactmentsmadebyHadrianandAntonine。TheminorlawbooksofthethirteenthcenturyfollowBractoninthisidentificationofvillainagewithslavery。Althoughthisidentificationcouldnotbutexerciseadecisiveinfluenceonthetheoryofthesubject,itmustbeborneinmindthatitdidnotoriginateinawantonattempttobringtogetherinthebooksdissimilarfactsfromdissimilarages。Onthecontrary,itcameintothebooksbecausepracticehadpavedthewayforit。BractonwasenabledtostateitbecausehedidnotseemuchdifferencebetweenthedefinitionsofAzoandtheprinciplesofCommonLaw,astheyhadbeenestablishedbyhismastersMartinofPateshullandWilliamRaleigh。Hewaswrong,aswillbeshownby-and-by,butcertainlyhehadfactstoleanupon,andhistheorycannotbedismissedonthegroundofhishavingsimplycopieditfromaforeigner’streatise。

  Mostmodernwritersonthesubjecthavelaidstressuponadifferencebetweenvillainsregardantandvillainsingross,saidtobefoundinthelawbooks。*Ithasbeentakentodenotetwodegreesofservitude——thepredialdependenceofacolonusandthepersonaldependenceofatrueslave。Thevillainregardantwasitissaidavillainwholabouredunderdisabilitiesinrelationtohislordonly,thevillainingrosspossessednoneofthequalitiesofafreeman。Onesub-divisionwouldillustratethedebasementoffreemenwhohadlosttheirownland,whiletheotherwouldpresentthesurvivalofancientslavery。

  InoppositiontothesenotionsIcannothelpthinkingthatHallamwasquiterightinsaying:’Intheconditionofthesevillainsregardantandvillainsingross,whateverhasbeensaidbysomewriters,Icanfindnomannerofdifference;thedistinctionwasmerelytechnical,andaffectedonlythemodeofpleading。Thetermingrossisappropriatedinourlegallanguagetopropertyheldabsolutelyandwithoutreferencetoanyother。

  Thusitisappliedtorightsofadvowsonorofcommon,whenpossessedsimply,andnotasincidenttoanyparticularlands。

  Andtherecanbenodoubtthatitwasusedinthesamesenseforthepossessionofavillein。’MiddleAges,iii。173;cf。noteXIV。Hallam’sstatementdidnotcarryconvictionwithithowever,andasthequestionisofconsiderableimportanceinitselfanditsdiscussionwillincidentallyhelptobringoutoneofthechiefpointsaboutvillainage,Imaybeallowedtogointoitatsomelength。

  Matterswouldbegreatlysimplifiedifthedistinctioncouldreallybetracedthroughtheauthorities。Inpointoffactitturnsouttobealateone。WemaystartfromCokeintracingbackitshistory。HiscommentaryuponLittletoncertainlyhasapassagewhichshowsthathecameacrossopinionsimplyingadifferenceofstatusbetweenvillainsregardantandvillainsingross。Hespeaksoftherightofthevillaintopursueeverykindofactionagainsteverypersonexcepthislord,andadds:’thereisnodiversityherein,whetherhebeavillainregardantoringross,althoughsomehavesaidtothecontrary,*Co。Lit。123

  b。Littletonhimselftreatsofthetermsinseveralsections,anditisclearthathenevertakesthemtoindicatestatusordefinevariationofcondition。AshasbeenpointedoutbyHallam,heusesthemonlyinconnexionwithadiversityintitle,andaconsequentdiversityinthemodeofpleading。Ifthelordhasadeedorarecordedconfessiontoproveaman’sbondage,hemayimpleadhimashisvillainingross;ifthelordhastorelyuponprescription,hehastopointoutthemanortowhichthepartyandhisancestorshavebeenregardant,havebelonged,timeoutofmind。*Asitisaquestionoftitleandnotofcondition,Littletoncurrentlyusesthemere’villain’withoutanyqualification,whereassuchaqualificationcouldnotbedispensedwith,iftherehadbeenreallytwodifferentclassesofvillains。Lastbutnotleast,anythoughtofadiversityofconditionisprecludedbythefact,thatLittletonassumesthetransferfromonesub-divisiontotheothertodependentirelyonthefreewillofthelordsections175,181,182,185。Butstill,althoughevenLittletondoesnotcountenancetheclassificationIamnowanalysing,itseemstomethatsomeofhisremarksmayhavegivenorigintotheprevalentmisconceptiononthesubject。

  LetustakeuptheYearBooks,which,evenintheirpresentstate,affordsuchaninestimablesourceofinformationforthehistoryoflegalconceptionsinthefourteenthandfifteenthcenturies。AnexaminationofthereportsintheageoftheEdwardswillshowatoncethatthetermsregardantandingrossareused,orrathercomeintouse,inthefourteenthcenturyasdefinitionsofthemodeofpleadinginparticularcases。Theyaresuggestedbydifferenceintitle,buttheydonotcoincidewithit,andanyattempttomakethemcoincidemustcertainlyleadtomisapprehension。Imeanthistheterm’villainregardant’appliedtoamandoesnotimplythatthepersoninquestionhasanystatussuperiortothatofthe’villainingross,’anditdoesnotimplythatthelordhasacquiredatitletohimbysomeparticularmodeofacquisition,e。g。byprescriptionascontrastedwithgrantorconfession;itsimplyimpliesthatforthepurposeofthemattertheninhand,forthepurposeofthecasethatisthenbeingargued,thelordisassertingandhopingtoproveatitletothevillainbyrelyingonatitletoamanorwithwhichthevillainisorhasbeenconnected-titleitmustberememberedisonething,proofoftitleisanother。Asthecontrastisbasedonpleadingandnotontitle,oneandthesamepersonmaybetakenanddescribedinonecaseasavillainregardanttoamanor,andinanotherasavillainingross。Andnowfortheproof。

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