第48章
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  Fromthelawyer’spointofview,again,theimportanceisobvious。Healwayswishestoknowpreciselyatwhatpointthelawcanbebroughttobear。whetherarulewillbeenforcedbythecourts,orgenerallyUnderwhatcircumstancesacustomwillbeacceptedasalaw。Theanswernecessarilyleadstomuchlegalsubtlety。Thecustommaybetreatedasconstructivelyalaw。Thesovereignhasnotactuallymadenor’sanctioned’it;butvirtuehassomehowgoneoutofhimbyimplication,andhisrecognitionisequivalenttoimpositionoftherule。Thoughthe’sovereign’

  hasnotreally’made’thelaw,hemaybeconsideredashavingmadeitbyametaphysicalfiction。InthisdirectionAustinbecomesthetwelfthcenturyschoolman,andhastosplithairstoforcehisdefinitionuponthefacts。Theinquiry,thoughnecessaryfromthelawyer’spointofview,becomesirrelevantfromthesociologist’s。Thesocialactionisthesame,whethertheruleobeyedbeacustomoralawstrictlysocalled。

  Confusionthereforefollowswhenthequestionoflegalvalidityissubstitutedforthequestionofrealefficacy。Primitivesocietiesobeyimplicitlyavarietyofelaborate’laws’or’customs,’thoughtheyhavenoconceptionoflegislation。Theobediencetotheruleisinstinctive,andtheruleregardedasabsolutelyunalterable。Aresuchrules’laws’——thoughnotmadebyasovereign——ormere’customs,’thoughobeyedasstrictlyasthemosteffective’laws’?Austinanswersconsistentlythattheyarenotlawsatall。Therearepeople,hesays,in’astateofnature,’4*suchasthesavagesinNewHollandorNorthAmerica。

  Theirlife,inHobbes’sfamousphrase,is’solitary,poor,nasty,brutish,andshort。’Theirlawscorrespondtomere’positivemoralityorthelawsetbypublicopinion,’whichisnecessarilysouncertainthatitcannotserveasacompleteguideofconduct,norcanitbesufficientlyminuteordetailed。5*Savages,itseems,formherdsnotsocieties,andmaybesimplyleftoutofconsiderationbythephilosophicaljurist。Austin,ofcourse。

  couldnotbeexpectedtoanticipatemorerecentinvestigationsintoarchaicinstitutions;buthewasunluckyinthussummarilycondemningthembyanticipation。Inanycasethepositionindicatesanimportantgapinhissystem。Whatwasthelegalbondwhichconvertedtheherdsintopoliticalsocieties?Theproblemoftheformationofsocietyhadbeensolvednotbyhistoricalinquirybutbythe’socialcontracttheory。’AustinfollowsBenthamandHume。Theyhadshownconclusivelynotonlythatthecontractwasafigmenthistorically,butthatitcouldnotsupplywhatwaswanted。Itprofessedtoaddthesanctityofapromisetothesocialbond,whereasthesanctityofapromiseitselfrequiresexplanation。Thetheorysimplyamounted,asBenthamhadurged,toaroundaboutwayofintroducingutility。Anysortofcontract,asAustinurges,6*presupposesaformedpoliticalsociety。Clearlyitcannototherwisebeacontractinhissense——anobligationenforcedbyasanction——whenitisitselftobethefoundationofsovereigntyorsanctions。AustinthereforerejectscontemptuouslythedoctrineofnaturallawacceptedbyhisGermanteachers。Thetheorythatthereissomehoworotherabodyoflaw,deduciblebythepurereason,andyetcapableofoverridingordeterminingthe’lawproper,’ishisgreatexampleofontological’jargon’and’fustian。’Austin’sdiscipleshold7*thathismainservicetothephilosophyoflawwaspreciselyhisexposureofthefallacy。The’Natur-Recht’is’jargon。’Itismostdesirabletodiscussideallawasmeaningthelawwhichitwouldbeusefultoadopt;buttospeakasifithadalreadysometranscendentalrealityistoconfuse’ought’

  with’is’or,asAustinwouldsay,thequestionofutilitywiththequestionofactualexistence。The’naturallaw’correspondstothelegalfictionsdenouncedbyBentham,underwhich,whenreallymakinglaw,judgespretendedtobeonlyapplyinganexistinglaw;andtothetheoriesattackedintheAnarchicalFallacies,accordingtowhichthisideallawcouldoverridetheactuallaw。Austin’spolemicwasnodoubtdirectedagainstatheoryfertileinconfusionandfallacies。

  Stillthesocialcontract,thoughexploded,leavesaproblemforsolution。Somehoworotherthesocialorganismhasbeenputtogether,or,inAustin’sphrase,thesovereignhascomeintoexistence。Toexplainthisisthesociologicalproblem。Austinrecognisesadifficulty。Generallyspeaking,hesays,’theconstitutionofthesupremesocietyhasgrown。’8*Itshouldthen,wemightexpect,bestudiedlikeothergrowths,asthephysiologiststudiesthegrowthofplantsandanimalsandtriestoformulatetheprocesses。Austin,however,protestsbyanticipation。Hedoesnotusethe’fustianbutcurrentphrase,’

  Growth,tocoveranythingmysterious。Heonlymeansthatgovernmentshaveinfactbeenputtogetherbyunsystematicprocesses’——’byalongseriesof’authors’and’successivesovereigns。’Theydidnot,thatis,springready-madefromthehandofasupernaturallegislator,buttheyweremadebyaseriesofpatchingsandcobblingscarriedoutbyignorantandshort-sightedrulers。The’growing,’then,wasreally’making,’

  howeverblunderingandimperfect。Thuswehaveno’mystical’

  socialbond。Societyhasbeenconstructedallalongbythesamemethod。Theultimatecausehasalwaysbeen,theperceptionoftheutilityofpoliticalgovernment,orthepreferencebythebulkofthecommunityofanygovernmenttoanarchy。’9*Thetheorythusappearstobethatmeninfactmadesuchanagreementasthesocialcontractsupposes,thoughtheagreementhadnottheforceofacontract。Menhavealwaysseen,astheyseenow,thatgovernmentisuseful;andthus’perceptionofutility’notutilitysimplyisthesoleforcewhichholdssocietytogetherandsupportsthesovereignandthesanctions。

  Apracticallawyerhaslittleconcernwithsavagesandtheoriginofcivilsociety。Austin’sprinciples,however,applytothemodernsocietyalso。Law,asheseemstothink,excludesorsupersedescustom,sothatthewholefabricofthestateisentirelydependentuponthe’sovereign,’andthesocialunionuponthe’perceptionofutility。’Asarule,onemightobserve,thequestionhardlyarises。Menacceptthesocialconstitutionintowhichtheyareborn,becausetheycan’thelpit。Theyneveraskwhetheritisusefulbecausetheyhavenoalternativeofjoiningorseparating。ImayaskwhetherIshallbelongtothisorthatclub;butnoonecanchoosewhetherheshallorshallnotbeamemberofsociety。ThisleadstothepointalreadynoticedunderBentham。Customisnotreallythecreatureoflaw,butlawtheproductofcustom。Thegrowthofasocietydoesnotimplythedisappearanceofinstinct,butimpliesonthecontrarythatcertainfundamentalinstinctsandthecorrespondingmodesofactionhavebecomesothoroughlysettledandorganisedthatthesocietyiscapableofcombiningtomodifyparticularregulations。

  WhentheEnglishpeoplepassedtheReformBillandtheAmericansacceptedtheconstitutionoftheUnitedStatestheyalteredveryimportantlaws,butitwaspreciselybecausetheyhadbeensothoroughlyimbuedwithcertainhabitsofcombinedaction,involvingtheacceptanceofcomplexlegislativeprocesses,thattheywereabletomakechangesinthelessessentialpartsoftheconstitution。The’sanction’nodoubtdeterminestheconductoftheindividual。Butwhenweaskuponwhatthendoesthesovereignpowerdepend,wemustgobehindthelaw,andaskwhatarethecomplexinstincts,beliefs,andpassionswhichinfactbindmentogetherandconstitutethesocietyasamoralorganism。

  Theweaksideofthe’Austiniananalysis’isthistransferenceofalegalconceptiontoasociologicalproblem。

  Distinctionsvalidandimportantintheirownspherebecomeirrelevantandleadtoidlesubtletiesbeyondthatsphere。What,infact,isthesovereign?Hestandsforanundeniablefact。Lawpresupposesastateandpoliticalunity。Politicalorderimpliessomesupremeanddefiniteauthoritywhichcanbeinvokedinallcontroversiesastowhatisorisnotthelaw。Thesimplestcasewouldbeanirresponsibledespotwhocouldcommandwhateverhepleased,andwhosecommandswouldbeimplicitlyobeyed。Ifhedoesnotexisthemustbeinvented,asVoltairesaidoftheDeity。Heisa’fictitiousentity,’ortheincarnationoflegalauthority。ThiscorrespondstothetruthimpliedintheUtilitarianpolemicagainstthesupposedbalanceofpowersandthemixtureofthethreeabstractforms,monarchy,aristocracy,anddemocracy。Theexistenceofthestateimpliesunityofauthorityandtheagreementthatthevalidityoflawsshalldependupontheirelaborationbydefiniteconstitutionalprocesses。Butthenwehavetoask,Whopreciselyisthesovereign?Theanswerwouldbesimpleinthecaseoftheindividualdespot。Whenthesovereignisnotasinglemanbutanorganisedbodyofmen,suchphrasesas’will’and’command’

  becomemetaphorical。Thewillisnotonewill,buttheproductofmultitudinouswillsactingincomplexthoughdefinableways。Thesovereignisnotanentitydistinctfromthesubjects,butiscomposedofthesubjectsthemselves,orsomefractionofthem,accordingtoadefinitesetofregulations。Canthestatebetreatedastheembodimentofanexternalforce?Austinisgreatlypuzzledtosaywho,inagivencase,isthesovereign?Isparliament,ortheHouseofCommons,ortheelectoralbodytheultimatesovereignofEngland?WhoisthetruesovereigninafederalgovernmentsuchastheUnitedStates,wheresovereignpowersaredistributedincomplexways?Thelegalquestion,Whataretherecognisedformsbywhichvalidlawsarenominallyconstructed?isagainconfoundedwiththequestionoffact,Whataretherealforceswhich,infact,produceobedience?TheBritishConstitutionhasbeensteadilyalteringfromremotetimesasacertainunderstandinghasbeendeveloped。Thecentreofpowerhasimperceptiblyshiftedwithoutdefinitelegislation;andthelegaltheoryhasremainedunaltered,orhasonlyconformedtocustomsalreadyestablished。Thequestion,therefore,whatformsmustbeobservedinconformitytoprecedentorexplicitlegislation,isentirelydifferentfromthequestion,Whatarethereallydominantforces?Thecrowncanundoubtedlyvetoanactofparliamentinthelegalsenseof’can’;whetherit’can’dosointhepracticalsenseisaquestiononlytobesolvedbysayingwhataretherealforceswhichliebeneaththeconstitutionalmachinery。

  IhavealreadynoticedthetendencyoftheUtilitarianstoconfusethelegaldoctrineofthesovereign’somnipotencewiththedoctrineofhisomnipotenceinfact。MacaulayhadsufficientlypointedouttoMillthatthesovereignwaslimited:

  limitedbyhisowncharacterandbytheimpossibilityofenforcinglawsnotcongenialtothepublicsentiment。Austinillustratesafurtherresult。Customsarelegallyinvalidtillrecognisedandsanctionedbythesovereign。Thatisimportantforthelawyer。Butinterpretedasalawof’socialdynamics,’itleadstotheinversionbywhichcustomissupposedtobecreatedbythelaw,andthesovereignmadetheultimatesourceofpower,insteadofbeinghimselftheproductofalongandintricateprocessofdevelopmentofcustom。Here,therefore,isthepointatwhichtheUtilitarianviewbecomesantithetictothehistorical。Itseekstoexplainthefirststateofsocietybythelast,insteadofexplainingthelastbythefirst。Wecansee,too,themainreasonforthismodeofconceivingthecase。ToAustinthereferencetotheunderlyingforcesbywhichpoliticalsocietyisbuiltupseemedtobe’mysticism。’Afullydeveloped’law’isintelligible:thecustomswhichgrowupinthetwilightbeforethefulllightofdayhasappearedaretooincoherentandshadowyforscientifictreatment。Themodeofanalysingallphenomenaintoindependentanduniformatomsleadstothisresult。Causationitselfhadbeenreducedtomeresequencetogetridofa’mysticbond,’andthesamemethodisappliedtosocialphenomena。10*WehavethedifficultywhichoccurssooftenintheUtilitariantheories。Theydesireontheonehandtobescientific,andontheotherhandtobethoroughlyempirical。Theresultistodividethetwospheres:toenlargeasmuchaspossiblethevariabilityofhumansocietyinordertobe’empirical’;andtoregardtheconstituentatomsasunchangeable。

  Hencetheyhavealwaysadifficultyofconceivingofgrowthor’evolution,’inwhichvariationissupposedtobecompatiblewiththeexistenceoflaw,ortocombinethetwoaspectsofchangeanduniformity。Thatalwaysappearstothemtobe’mystical。’Thoughtheydeny’freewill,’theygivethewidestpossiblerangetothesphereofvoluntaryaction。’Making’isradicallydistinguishedfrom’growing,’insteadofbeingsimplygrowthdirectedbyconsciousforesight。Thereisnothingreallymore’mystical,’

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