Fromthelawyer’spointofview,again,theimportanceisobvious。Healwayswishestoknowpreciselyatwhatpointthelawcanbebroughttobear。whetherarulewillbeenforcedbythecourts,orgenerallyUnderwhatcircumstancesacustomwillbeacceptedasalaw。Theanswernecessarilyleadstomuchlegalsubtlety。Thecustommaybetreatedasconstructivelyalaw。Thesovereignhasnotactuallymadenor’sanctioned’it;butvirtuehassomehowgoneoutofhimbyimplication,andhisrecognitionisequivalenttoimpositionoftherule。Thoughthe’sovereign’
hasnotreally’made’thelaw,hemaybeconsideredashavingmadeitbyametaphysicalfiction。InthisdirectionAustinbecomesthetwelfthcenturyschoolman,andhastosplithairstoforcehisdefinitionuponthefacts。Theinquiry,thoughnecessaryfromthelawyer’spointofview,becomesirrelevantfromthesociologist’s。Thesocialactionisthesame,whethertheruleobeyedbeacustomoralawstrictlysocalled。
Confusionthereforefollowswhenthequestionoflegalvalidityissubstitutedforthequestionofrealefficacy。Primitivesocietiesobeyimplicitlyavarietyofelaborate’laws’or’customs,’thoughtheyhavenoconceptionoflegislation。Theobediencetotheruleisinstinctive,andtheruleregardedasabsolutelyunalterable。Aresuchrules’laws’——thoughnotmadebyasovereign——ormere’customs,’thoughobeyedasstrictlyasthemosteffective’laws’?Austinanswersconsistentlythattheyarenotlawsatall。Therearepeople,hesays,in’astateofnature,’4*suchasthesavagesinNewHollandorNorthAmerica。
Theirlife,inHobbes’sfamousphrase,is’solitary,poor,nasty,brutish,andshort。’Theirlawscorrespondtomere’positivemoralityorthelawsetbypublicopinion,’whichisnecessarilysouncertainthatitcannotserveasacompleteguideofconduct,norcanitbesufficientlyminuteordetailed。5*Savages,itseems,formherdsnotsocieties,andmaybesimplyleftoutofconsiderationbythephilosophicaljurist。Austin,ofcourse。
couldnotbeexpectedtoanticipatemorerecentinvestigationsintoarchaicinstitutions;buthewasunluckyinthussummarilycondemningthembyanticipation。Inanycasethepositionindicatesanimportantgapinhissystem。Whatwasthelegalbondwhichconvertedtheherdsintopoliticalsocieties?Theproblemoftheformationofsocietyhadbeensolvednotbyhistoricalinquirybutbythe’socialcontracttheory。’AustinfollowsBenthamandHume。Theyhadshownconclusivelynotonlythatthecontractwasafigmenthistorically,butthatitcouldnotsupplywhatwaswanted。Itprofessedtoaddthesanctityofapromisetothesocialbond,whereasthesanctityofapromiseitselfrequiresexplanation。Thetheorysimplyamounted,asBenthamhadurged,toaroundaboutwayofintroducingutility。Anysortofcontract,asAustinurges,6*presupposesaformedpoliticalsociety。Clearlyitcannototherwisebeacontractinhissense——anobligationenforcedbyasanction——whenitisitselftobethefoundationofsovereigntyorsanctions。AustinthereforerejectscontemptuouslythedoctrineofnaturallawacceptedbyhisGermanteachers。Thetheorythatthereissomehoworotherabodyoflaw,deduciblebythepurereason,andyetcapableofoverridingordeterminingthe’lawproper,’ishisgreatexampleofontological’jargon’and’fustian。’Austin’sdiscipleshold7*thathismainservicetothephilosophyoflawwaspreciselyhisexposureofthefallacy。The’Natur-Recht’is’jargon。’Itismostdesirabletodiscussideallawasmeaningthelawwhichitwouldbeusefultoadopt;buttospeakasifithadalreadysometranscendentalrealityistoconfuse’ought’
with’is’or,asAustinwouldsay,thequestionofutilitywiththequestionofactualexistence。The’naturallaw’correspondstothelegalfictionsdenouncedbyBentham,underwhich,whenreallymakinglaw,judgespretendedtobeonlyapplyinganexistinglaw;andtothetheoriesattackedintheAnarchicalFallacies,accordingtowhichthisideallawcouldoverridetheactuallaw。Austin’spolemicwasnodoubtdirectedagainstatheoryfertileinconfusionandfallacies。
Stillthesocialcontract,thoughexploded,leavesaproblemforsolution。Somehoworotherthesocialorganismhasbeenputtogether,or,inAustin’sphrase,thesovereignhascomeintoexistence。Toexplainthisisthesociologicalproblem。Austinrecognisesadifficulty。Generallyspeaking,hesays,’theconstitutionofthesupremesocietyhasgrown。’8*Itshouldthen,wemightexpect,bestudiedlikeothergrowths,asthephysiologiststudiesthegrowthofplantsandanimalsandtriestoformulatetheprocesses。Austin,however,protestsbyanticipation。Hedoesnotusethe’fustianbutcurrentphrase,’
Growth,tocoveranythingmysterious。Heonlymeansthatgovernmentshaveinfactbeenputtogetherbyunsystematicprocesses’——’byalongseriesof’authors’and’successivesovereigns。’Theydidnot,thatis,springready-madefromthehandofasupernaturallegislator,buttheyweremadebyaseriesofpatchingsandcobblingscarriedoutbyignorantandshort-sightedrulers。The’growing,’then,wasreally’making,’
howeverblunderingandimperfect。Thuswehaveno’mystical’
socialbond。Societyhasbeenconstructedallalongbythesamemethod。Theultimatecausehasalwaysbeen,theperceptionoftheutilityofpoliticalgovernment,orthepreferencebythebulkofthecommunityofanygovernmenttoanarchy。’9*Thetheorythusappearstobethatmeninfactmadesuchanagreementasthesocialcontractsupposes,thoughtheagreementhadnottheforceofacontract。Menhavealwaysseen,astheyseenow,thatgovernmentisuseful;andthus’perceptionofutility’notutilitysimplyisthesoleforcewhichholdssocietytogetherandsupportsthesovereignandthesanctions。
Apracticallawyerhaslittleconcernwithsavagesandtheoriginofcivilsociety。Austin’sprinciples,however,applytothemodernsocietyalso。Law,asheseemstothink,excludesorsupersedescustom,sothatthewholefabricofthestateisentirelydependentuponthe’sovereign,’andthesocialunionuponthe’perceptionofutility。’Asarule,onemightobserve,thequestionhardlyarises。Menacceptthesocialconstitutionintowhichtheyareborn,becausetheycan’thelpit。Theyneveraskwhetheritisusefulbecausetheyhavenoalternativeofjoiningorseparating。ImayaskwhetherIshallbelongtothisorthatclub;butnoonecanchoosewhetherheshallorshallnotbeamemberofsociety。ThisleadstothepointalreadynoticedunderBentham。Customisnotreallythecreatureoflaw,butlawtheproductofcustom。Thegrowthofasocietydoesnotimplythedisappearanceofinstinct,butimpliesonthecontrarythatcertainfundamentalinstinctsandthecorrespondingmodesofactionhavebecomesothoroughlysettledandorganisedthatthesocietyiscapableofcombiningtomodifyparticularregulations。
WhentheEnglishpeoplepassedtheReformBillandtheAmericansacceptedtheconstitutionoftheUnitedStatestheyalteredveryimportantlaws,butitwaspreciselybecausetheyhadbeensothoroughlyimbuedwithcertainhabitsofcombinedaction,involvingtheacceptanceofcomplexlegislativeprocesses,thattheywereabletomakechangesinthelessessentialpartsoftheconstitution。The’sanction’nodoubtdeterminestheconductoftheindividual。Butwhenweaskuponwhatthendoesthesovereignpowerdepend,wemustgobehindthelaw,andaskwhatarethecomplexinstincts,beliefs,andpassionswhichinfactbindmentogetherandconstitutethesocietyasamoralorganism。
Theweaksideofthe’Austiniananalysis’isthistransferenceofalegalconceptiontoasociologicalproblem。
Distinctionsvalidandimportantintheirownspherebecomeirrelevantandleadtoidlesubtletiesbeyondthatsphere。What,infact,isthesovereign?Hestandsforanundeniablefact。Lawpresupposesastateandpoliticalunity。Politicalorderimpliessomesupremeanddefiniteauthoritywhichcanbeinvokedinallcontroversiesastowhatisorisnotthelaw。Thesimplestcasewouldbeanirresponsibledespotwhocouldcommandwhateverhepleased,andwhosecommandswouldbeimplicitlyobeyed。Ifhedoesnotexisthemustbeinvented,asVoltairesaidoftheDeity。Heisa’fictitiousentity,’ortheincarnationoflegalauthority。ThiscorrespondstothetruthimpliedintheUtilitarianpolemicagainstthesupposedbalanceofpowersandthemixtureofthethreeabstractforms,monarchy,aristocracy,anddemocracy。Theexistenceofthestateimpliesunityofauthorityandtheagreementthatthevalidityoflawsshalldependupontheirelaborationbydefiniteconstitutionalprocesses。Butthenwehavetoask,Whopreciselyisthesovereign?Theanswerwouldbesimpleinthecaseoftheindividualdespot。Whenthesovereignisnotasinglemanbutanorganisedbodyofmen,suchphrasesas’will’and’command’
becomemetaphorical。Thewillisnotonewill,buttheproductofmultitudinouswillsactingincomplexthoughdefinableways。Thesovereignisnotanentitydistinctfromthesubjects,butiscomposedofthesubjectsthemselves,orsomefractionofthem,accordingtoadefinitesetofregulations。Canthestatebetreatedastheembodimentofanexternalforce?Austinisgreatlypuzzledtosaywho,inagivencase,isthesovereign?Isparliament,ortheHouseofCommons,ortheelectoralbodytheultimatesovereignofEngland?WhoisthetruesovereigninafederalgovernmentsuchastheUnitedStates,wheresovereignpowersaredistributedincomplexways?Thelegalquestion,Whataretherecognisedformsbywhichvalidlawsarenominallyconstructed?isagainconfoundedwiththequestionoffact,Whataretherealforceswhich,infact,produceobedience?TheBritishConstitutionhasbeensteadilyalteringfromremotetimesasacertainunderstandinghasbeendeveloped。Thecentreofpowerhasimperceptiblyshiftedwithoutdefinitelegislation;andthelegaltheoryhasremainedunaltered,orhasonlyconformedtocustomsalreadyestablished。Thequestion,therefore,whatformsmustbeobservedinconformitytoprecedentorexplicitlegislation,isentirelydifferentfromthequestion,Whatarethereallydominantforces?Thecrowncanundoubtedlyvetoanactofparliamentinthelegalsenseof’can’;whetherit’can’dosointhepracticalsenseisaquestiononlytobesolvedbysayingwhataretherealforceswhichliebeneaththeconstitutionalmachinery。
IhavealreadynoticedthetendencyoftheUtilitarianstoconfusethelegaldoctrineofthesovereign’somnipotencewiththedoctrineofhisomnipotenceinfact。MacaulayhadsufficientlypointedouttoMillthatthesovereignwaslimited:
limitedbyhisowncharacterandbytheimpossibilityofenforcinglawsnotcongenialtothepublicsentiment。Austinillustratesafurtherresult。Customsarelegallyinvalidtillrecognisedandsanctionedbythesovereign。Thatisimportantforthelawyer。Butinterpretedasalawof’socialdynamics,’itleadstotheinversionbywhichcustomissupposedtobecreatedbythelaw,andthesovereignmadetheultimatesourceofpower,insteadofbeinghimselftheproductofalongandintricateprocessofdevelopmentofcustom。Here,therefore,isthepointatwhichtheUtilitarianviewbecomesantithetictothehistorical。Itseekstoexplainthefirststateofsocietybythelast,insteadofexplainingthelastbythefirst。Wecansee,too,themainreasonforthismodeofconceivingthecase。ToAustinthereferencetotheunderlyingforcesbywhichpoliticalsocietyisbuiltupseemedtobe’mysticism。’Afullydeveloped’law’isintelligible:thecustomswhichgrowupinthetwilightbeforethefulllightofdayhasappearedaretooincoherentandshadowyforscientifictreatment。Themodeofanalysingallphenomenaintoindependentanduniformatomsleadstothisresult。Causationitselfhadbeenreducedtomeresequencetogetridofa’mysticbond,’andthesamemethodisappliedtosocialphenomena。10*WehavethedifficultywhichoccurssooftenintheUtilitariantheories。Theydesireontheonehandtobescientific,andontheotherhandtobethoroughlyempirical。Theresultistodividethetwospheres:toenlargeasmuchaspossiblethevariabilityofhumansocietyinordertobe’empirical’;andtoregardtheconstituentatomsasunchangeable。
Hencetheyhavealwaysadifficultyofconceivingofgrowthor’evolution,’inwhichvariationissupposedtobecompatiblewiththeexistenceoflaw,ortocombinethetwoaspectsofchangeanduniformity。Thatalwaysappearstothemtobe’mystical。’Thoughtheydeny’freewill,’theygivethewidestpossiblerangetothesphereofvoluntaryaction。’Making’isradicallydistinguishedfrom’growing,’insteadofbeingsimplygrowthdirectedbyconsciousforesight。Thereisnothingreallymore’mystical,’