第47章
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  HistoricalMethodI。JohnAustinIhavespokenmorethanonceoftheparadoximpliedintheUtilitariancombinationofappealsto’experience,’withindifferencetohistory。TheimportanceofhistoricalmethodsalreadyrecognisedbyMillhasbecomemoreobviousinlateryears。Itwas,ashesaw,clearlydesirablethattheUtilitariansshouldannexthisfieldofInquiryandapplyappropriatemethods。

  IhavesaidsomethingofMill’sviewoftheproblemsthussuggested;buttheattitudeoftheUtilitariansinregardtothemmaybemorefullyindicatedbythewritingsofsomeofhisallies。

  JohnAustin1790-18591*wasacceptedastheheir-apparenttoBenthaminthespecialdepartmentofjurisprudence。Fiveyears’serviceinthearmywasauniqueapprenticeshipforaBenthamite;and,ashiswidowtellsus,helpedtodevelophischivalroussenseofhonour。Itmayalsohelptoexplainawantofsympathyforthedemocraticzealofmostofhiscomrades。Inanycase,itdidnotsuppressadelightinintellectualactivity。

  Austinleftthearmy,andin1818wascalledtothebar,butill-healthcompelledhimtoretirein1825。Hewasthusqualifiedtobeajuristbysomeknowledgeofpractice,andforcedtoturnhisknowledgetotheoreticalapplication。UponthefoundationoftheLondonUniversityhebecamethefirstprofessorofjurisprudence。Withthetruescholar’sinstinctforthoroughpreparation,hewenttoBonn,studiedthegreatGermanwritersuponjurisprudence,andmadetheacquaintanceofeminentlivingprofessors。TheinsularnarrownessofBenthamandJamesMillwasthustobecorrectedbycosmopolitanculture。Austinreturnedamidstthehighestexpectations。Aclearvoice,aperfectdelivery,andacourteousanddignifiedmannerweresuitedtogiveeffecttohisteaching;andunanimoustraditiontellsusthathispowersinconversationwereunsurpassed。WhydidhenotacquiresuchanintellectualleadershipinLondonasDugaldStewarthadenjoyedinEdinburgh?Somereasonsareobvious。

  Englishbarristersandlawstudentswereserenelyindifferenttothe’philosophyoflaw。’TheyhadquiteenoughtodoinacquiringfamiliaritywiththetechnicalitiesofEnglishpractice。TheUniversityitselfturnedouttobechieflyahighschoolforboysnotyetripeforlegalstudies。ThoughJ。S。Millattendedhislecturesandtookelaboratenotes,fewmenhadMill’sthirstforknowledge。Moreover,AustinthoughtitadutytobeasdryasBentham,anddischargedthatdutyscrupulously。Theaudiencesdwindled,andthesalary,derivedfromthefees,dwindledwithit。Austin,apoorman,couldnotgoondiscoursinggratuitouslytoemptybenches,andgavehislastlecturein1832。

  Admiringfriendsdidtheirbesttofindasphereforhistalents。BroughamplacedhimontheCriminalLawCommission,wherehesoonfoundthattherewasnoseriouschanceofbeingemployed,ashedesired,inactivecodificationAcourseoflecturespromotedbythesoundUtilitarian,HenryBickerstethLordLangdale,attheInnerTemplefellasflatastheformer。

  AustinretiredtoFrance,sayingthathewasbornoutoftimeandplace,andshouldhavebeena’schoolmanofthetwelfthcenturyoraGermanprofessor。’HewasafterwardsonaCommissionatMalta,withhisfriendSirG。CornewallLewisforacolleague。A

  changeofgovernmentbroughtthisemploymenttoanend。Austingaveupactivework。HepassedsomeyearsinGermanyandFranceintheenjoymentofintellectualsociety。Aftertherevolutionof1848hereturnedtoEngland,andledaquietcountrylifeatWeybridge。Hissolelaterpublicationwasapamphletagainstparliamentaryreformin1859。HediedinthefollowingDecember。

  Weakhealthandafastidioustemperamentpartlyaccountforhissilence。Afterpublishinghisearlylectureshecouldneverbeinducedtobringoutasecondedition。Hesufferedfromscholar’sparalysis——preferenceofdoingnothingtodoinganythingshortoftheidealstandard。HehadnotstrengthtosatisfythedemandsofGermanprofessors,andcarednothingfortheapplauseoftheBritishpublic。His’estimateofmenwaslow,’saysMrsAustin,’andhissolicitudefortheirapprobationwasconsequentlysmall。’Hiswantofsuccessdidnotembitter,thoughitdiscouragedhim;andhewasconstantly,wearetold,’meditatingonthesublimestthemesthatcanoccupythemindofman。’Hekepttheresultsforhisowncircleofhearers。Utilitarianzealfordemocracywasimpossibleforhim。Hehadthescholar’scontemptforthevulgar,anddreadedpoliticalchangeswhichcouldincreasethepowerofthemasses。ItisthemoreremarkablethatAustin’sUtilitarianismisofthemostrigidorthodoxy。A

  thoroughBenthamitetraininggaveabsoluteimmunitytoeventhegermsoftranscendentalphilosophy。HespeakswiththeprofoundestrespectofthegreatGermanprofessors,especiallyofSavigny。Hecordiallyadmirestheirlearningandacuteness。Butwhentheydeviateintophilosophyhedenouncestheir’jargon’asroundlyasBenthamorJamesMill。AustinbecamethetypicalexpounderofBenthamitejurisprudence。Hislectureslongenjoyedahighreputation:partly,Icannothelpguessing,because,goodorbad,theyhadthefieldtothemselves;partly,also,becausetheirdry,logicalarticulationfitsthemadmirablyforexaminationpurposes;andpartly,Idonotdoubt,becausetheyrepresentsomerarequalitiesofmind。Theirfamedeclinedupontheriseofthe’historicalschool。’Austin’sstarsetasMaine’srose。YetAustinhimselfclaimedthathiswasthereallyhistoricalmethod。Thehistoricalschool,hesays,2*istheschoolwhichappealsto’experience,’andholdsthata’bodyoflawcannotbespunoutofafewgeneralprinciples,consideredapriori。’Benthamclearlyfallsunderthedefinition,forBenthamconsideredthereportsofEnglishdecisionstobe’aninvaluablemineofexperienceforthelegislator。’Ifthisbeanadequatecriterion,howdoesBenthamdifferfromtheschoolwhichclaimedthehistoricalmethodasitsdistinctivecharacteristic?Austinaimsatgivinga’philosophyoflaw。’Thephraseatonceindicatestwocorrelativelinesofinquiry。A’law’supposesalaw-giver——anauthoritywhichlaysdownorenforcesthelaw。Wemaytheninquirewhatisimpliedbytheexistenceofthisauthority,orwhatisitsorigin,growth,andconstitution?Thatisaproblemof’socialdynamics。’Wemay,again,taketheexistenceofthestateforgranted;inquirewhataretheactuallaws;howtheycanbeclassifiedandsimplified;andwhataretheconsequentrelationsbetweenthestateandtheindividual。Thatisaproblemof’socialstatics,’andcorrespondstotheordinarylegalpointofview。Theconceptionof’law’iscommontoboth,thoughitmaybeapproachedfromoppositedirections,andmayrequiremodificationsoastobringtheresultsofthetwolinesofinquiryintoharmony。Theproblems,andthereforethemethodsofinquiry,mustbedistinct,buteachmaybeelucidatedbytheother。

  Austin’spositionisgivenbyhisdefinitionoflaw。Itimplieswhathasbeencalledthe’Austiniananalysis,’andisconsideredbyhisfollowerstodissolveallmannerofsophistries。ItisalreadyimpliedinHobbes。3*Alaw,briefly,isthecommandofasovereignenforcedbyasanction。Thedefinitiongivestheobviousmeaningforthelawyer。Murderispunishablebydeath。ThatisthelawofEngland。Toprovethatisthelaw,weneedonlygotothestatute-book。Thestatuterestsupontheabsoluteauthorityofthelegislature。Itassumestheexistence,then,ofasovereign;anultimateauthoritybehindwhichthelawyernevergoes。Itisforhiminfallible。TheEnglishlawyeracceptsanactofparliamentasamanofscienceacceptsalawofnature。Iftherebeanylawwhichhasnotthesemarksitisforhimnolaw。Conductisillegalwhenthestatemachinerycanbeputinforcetosuppressit。Thereforethesphereoflawispreciselymarkedoutbytheconceptionofthesovereignandthesanction。

  Thedefinition,then,maybetrueandrelevantforallthelawyer’spurposes。Butadefinition,asJ。S。Millwouldpointout,isnotasufficientfoundationforaphilosophy。Itmayprovisionallymarkoutsomeprovinceforinvestigation;butwemustalwaysbepreparedtoaskhowfarthedefinitioncorrespondstoanimportantdifference。NowAustin’sdefinitionhasimportantimplications。Itexcludesaswellasincludes。Havingdefinedalaw,hearguesthatmanyotherthingswhichpassbythatnameareonly’metaphorically’or’analogically’laws;andthisraisesthequestion,whetherthefactthattheydonotconformtohisdefinitioncorrespondstoavitaldifferenceintheirrealnature?Ishesimplysaying,’Idonotcallthemlaws,’orreallypointingoutanessentialandrelevantdifferenceof’kind’?Animportantpointissuggestedbyoneexclusion。Wearenottoconfoundtheso-calledlawsproperwiththe’lawsofnature’ofscientificphraseology。Suchalawofnatureissimplyastatementofageneralfact。Theastronomerassertsthatthemotionofbodiesmaybedescribedbyacertainformula。Insayingso,hedoesnotassert,evenifhebelievestheinferencetobelegitimate,thattheirmotioniscausedbyadivinecommandorenforcedbyasanction。Theactualuniformityisallthatconcernshim。Theuniformityproducedbylawproperled,asAustinholds,toaconfusionbetweendifferentconceptions。

  Austinwasclearlyrightinpointingoutthedifference;andscientificthinkers,beforeandsincehistime,havehadtostrugglewithafallacy,singularlytenaciousoflife。A’lawofnature’inthescientificsenseisnotalawinthejurist’ssense。ThedifferencemayberegardedinanotherwayThetwosensesoflawdifferasa’command’differsfromaproposition;

  theimperativefromtheindicativemood。Thecommand,’Donotmurder,’isnotasimpleproposition。Itbelongsrathertoactionthantobelief。Ituttersavolitionandthereforecreatesafact,insteadofsimplyexpressingatruth。Yetacommandisalsoafact,andmayberegardedaspartofthegeneralsystemoffact。Thecommand,’Donotmurder,’impliesthefact,’murderisforbidden。’Wemightshowthatincertainsocialconditionsmurderbecomespunishablebydeath。Thatisapropertyofsocietyatcertainstages。Ifthesocialmachineryworkedwithperfectaccuracy,itwouldbeasmuchalawofnaturethatasocietykillsmurderersasthatawolfkillslambsorthatfireburnsstraw。Fromthispointofview,then,a’lawproper’fallsundertheconceptionofa’lawofnature,’thoughalawofnatureisnota’lawproper。’Itisalawofnatureinthemaking,oralawofnaturewhichisonlyfulfilledwhenanumberofcomplexconditionsofhumanconductaresatisfied。Austin,denyingthatfree-willmeansareallyarbitraryelement,wouldnodoubthaveadmittedthatthe’lawproper’wasaproductofthegenerallawsinthescientificsenseofhumannature。Thisaspectofthecase,however,passesoutofsight。Thelawissomethingcreated;

  ’set,’ashecallsit,orlaiddownbythesovereignathisownwill,andisthusperfectlyarbitrary。Thatistheultimatefact,andmakesaradicaldifference。Westopatthe’command,’anddonotaskhowthecommanditselfcomesintoexistence。ThiscorrespondstoJ。S。Mill’sdistinctionbetween’making’and’growing。’Lawbelongstotheregionof’making。’Itoriginatesinthewillofthesovereign。Whateverhewillsand’sanctions,’

  andnothingelse,isthereforelawinthepropersenseoftheterm。

  Anotherclassof’laws’isexcludedbythedefinition。A

  ’custom’isnotalawproper。Iobeymanyrules,whicharenot’commands’andnotenforcedbylegalsanctions。Iconformtocountlessrulesofconduct,thoughnoassignablepersonhasevermadethem,andthoughthesovereignwillnotpunishmeforbreakingthem。Insuchrulesthedisapprovalofsocietymayactinthesamewayasasanction,thoughnotannexedbyasovereign。

  Theresemblancemaypassintoidentity。Customsbecomelaws,astheyreceivethesanctionofthelegislatororofthecourts。

  ThisincludesBentham’s’judge-made’law;andAustindivergesfromBenthambyrecognisingthisasalegitimatemodeoflegislation。Thequestionthenariseswhetherthedistinctionbetweenlawsandcustomsisessentialorsuperficial——arealdistinctionofkindsoronlyimportantinourclassification。

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