第39章
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  commandsisonlyoccasional,andnothabitual。Atthesametimea

  dimappreciationoftheprinciplesbroughtintolightbyAustin

  maybedetectedinseveralfamousecclesiasticalcontroversies,

  whichsometimestendtobecomedisputeswhethertheobedienceto

  theSeeofRomewhichisactuallypaidisorisnotsofrequent

  astofallunderthedescriptionofhabitual。

  AfurthercharacteristicofSovereigntyisimmunityfromthe

  controlofeveryotherhumansuperior。Thelimitationis

  obviouslynecessary,forotherwisetheGovernor-GeneralofIndia

  inCouncilwouldbeSovereign,andindeedwouldexhibitacloser

  correspondencewiththemoresalientfeaturesofSovereigntythan

  almostanyotherpotentateonthefaceoftheglobe。

  Thosewhohaveobservedwithwhatslownessdefinite

  conceptionsaredevelopedinthefieldofhistoryandpolitics

  willbepreparedtohearthatthiswholeviewofthenatureof

  SovereigntyisolderthanAustin’swork。But,sofarasmyown

  knowledgeextends,Idonotthinkthatanymaterialportionofit

  isolderthanHobbes。Ontheotherhand,intheLeviathanof

  HobbesandintheChapterDeCiveinhisTreatisefirstpublished

  inLatin,calledtheElementaPhilosophiae,theanalysisof

  GovernmentandSocietyandthedeterminationofSovereigntyare

  sonearlycompletedthatlittlecouldbeaddedtothembyBentham

  andAustin。Theoriginalityoftheselaterwriters,andmore

  particularlyofAustin,residesintheirmuchfullerexamination

  oftheconceptionsdependentonthenotionofSovereignty——

  positivelaw,positiveduty,sanctionandright——insetting

  forththerelationsoftheseconceptionstootherssuperficially

  resemblingthem,incombatingobjectionstothetheorybywhich

  theentiregroupofnotionsareconnectedtogether,andin

  applyingthistheorytocertaincomplexstatesoffactwhichhad

  arisensinceHobbeswrote。Thereis,however,onegreat

  differencebetweenHobbesandhislatestsuccessor。Theprocess

  ofHobbeswasscientific,buthisobjectwaslessscientificthan

  political。When,withakeennessofintuitionandlucidityof

  statementwhichhaveneverbeenrivalled,hehasmadeoutacase

  fortheuniversaltheoreticalexistenceofSovereignty,it

  becomesclearthathehas,tosaytheleast,astrongpreference

  formonarchiesoveraristocraciesanddemocracies,ortousethe

  phraseologyoftheschoolwhichhefoundedforindividualover

  corporateSovereignty。Thoseofhisintellectualfollowerswho

  wouldhaverepudiatedhispoliticshaveoftenassertedthathe

  hasbeenmisunderstood,andnodoubtsomesuperficialreaders

  havesupposedthathewaspointingatdespotismwhenhewas

  reallyreferringtotheessentiallyunqualifiedpowerofthe

  SovereignwhatevertheformoftheSovereignty。ButIdonot

  thinkitcanincandourbedeniedthathisstrongdislikeofthe

  LongParliamentandoftheEnglishCommonlaw,asthegreat

  instrumentofresistancetotheStuartKings,hasoccasionally

  colouredthelanguagewhichheusesinexaminingthenatureof

  Sovereignty,Law,andAnarchy;norisitmatterforsurprisethat

  heshouldhavebeenchargedduringhislifewithhavingdevised

  hissystemwiththesecretintentionofmakinghispeacewiththe

  Protector,thoughtheaccusationitselfissufficientlyrefuted

  bydates。ButAustin’sobjectisstrictlyscientific。Ifhehas

  fallenintoerrors,hehasbeenledintothembyhisphilosophy,

  andhislanguagescarcelyeverbetraysthecolourofhis

  politicalopinions。

  Anotherconsiderabledifferenceisthis。Hobbes,itiswell

  known,speculatedontheoriginofGovernmentandSovereignty。It

  istheonefactwhichsomepersonsseemtohavelearnedabout

  him,andtheyappeartothinkhisphilosophysufficiently

  condemnedbyit。ButAustinbarelyentersonthisenquiry,。and

  indeedheoccasionally,thoughperhapsinadvertently,uses

  languagewhichalmostseemstoimplythatSovereigntyandthe

  conceptionsdependentonithavean*prioriexistence。Nowin

  thismatterImyselfholdthatthemethodofHobbeswascorrect。

  Itistruethatnothingcanbemoreworthlessinitselfthan

  Hobbes’sconjecturalaccountoftheoriginofsocietyand

  government。Mankind,heasserts,wereoriginallyinastateof

  war。Theythenmadeacompactunderwhicheverymanabandonedhis

  powersofaggression,andtheresultwasSovereignty,andthrough

  Sovereigntylaw,peace,andorder。Thetheoryisopentoevery

  sortofobjection。Thereisnoevidenceofanystageofthe

  supposedhistory,andthelittleweknowofprimitiveman

  contradictsit。Theuniversaldisorderoftheraceinitsinfancy

  maybetrueofthecontestsoftribewithtribeandoffamily

  withfamily;butitisnottrueoftherelationsofindividual

  manwithindividualman,whomwe,onthecontrary,firstdiscern

  livingtogetherunderaregimenwhich,ifwearecompelledto

  employmodernphraseology,wemustcalloneofultra-legality。

  And,inaddition,thetheoryisopentopreciselythesame

  objectionasthecounter-hypothesisofLocke,thatitantedates

  themodernjuridicalconceptionofContract。ButstillIthink

  thatHobbesdidcorrectlyinaddressinghimselftotheproblem,

  thoughhedidlittletosolveit。Thedutyofenquiring,ifnot

  howSovereigntyarose,atalleventsthroughwhatstagesithas

  passed,isinmyjudgmentindispensable。Itisonlythusthatwe

  canassureourselvesinwhatdegreetheresultsoftheAustinian

  analysistallywithfacts。

  Thereis,intruth,nothingmoreimportanttothestudentof

  jurisprudencethanthatheshouldcarefullyconsiderhowfarthe

  observedfactsofhumannatureandsocietybearoutthe

  assertionswhicharemadeorseemtobemadeaboutSovereigntyby

  theAnalyticalJurists。Tobeginwith,theseassertionsmustbe

  disentangledfromoneanother。Thefirstofthemisthat,in

  everyindependentcommunityofmen,thereresidesthepowerof

  actingwithirresistibleforceontheseveralmembersofthat

  community。Thismaybeacceptedasactualfact。Ifallthe

  membersofthecommunityhadequalphysicalstrengthandwere

  unarmed,thepowerwouldbeamereresultfromthesuperiorityof

  numbers;but,asamatter。offact,variouscauses,ofwhichmuch

  themostimportanthavebeenthesuperiorphysicalstrengthand

  thesuperiorarmamentofportionsofthecommunityhaveconferred

  onnumericalminoritiesthepowerofapplyingirresistible

  pressuretotheindividualswhomakeupthecommunityasawhole。

  Thenextassertionisthat,ineveryindependentpolitical

  community,thatisineveryindependentcommunityneitherina

  stateofnatureontheonehandnorinastateofanarchyonthe

  other,thepowerofusingordirectingtheirresistibleforce

  stored-upinthesocietyresidesinsomepersonorcombinationof

  personswhobelongtothesocietythemselves。Thetruthofthis

  assertionisstronglysuggestedbyacertainclassoffacts,

  particularlybythepoliticalfactsoftheWesternandModern

  world;butalltherelevantfacts,itmustberecollected,have

  notbeenfullyobserved。Thewholeworld,ofwhichtheoristson

  humannatureareextremelyapttoforgetconsiderablymorethan

  half,andtheentirehistoryofthewholeworld,wouldhavetobe

  examinedbeforewecouldbequitesureofthefacts,and,ifthis

  weredone,itmaybethatagreatnumberofthefactswouldnot

  sostronglysuggesttheconclusion,or,asImyselfthink,the

  assertionwhichweareconsideringwouldnotsomuchbeshownto

  befalseastobeonlyverballytrue,andthereforewithoutthe

  valuewhichitpossessesinsocietiesofthetypetowhichour

  ownbelongs。Anassertion,however,whichthegreatAnalytical

  Juristscannotbechargedwithmaking,butwhichsomeoftheir

  disciplesgoveryneartohazarding,thattheSovereignpersonor

  groupactuallywieldsthestored-upforceofsocietybyan

  uncontrolledexerciseofwill,iscertainlyneverinaccordance

  withfact。Adespotwithadisturbedbrainisthesole

  conceivableexampleofsuchSovereignty。Thevastmassof

  influences,whichwemaycallforshortnessmoral,perpetually

  shapes,limits,orforbidstheactualdirectionoftheforcesof

  societybyitsSovereign。Thisisthepointwhich,ofallothers,

  itispracticallymostnecessarythatthestudentshouldbearin

  mind,becauseitdoesmosttoshowwhattheAustinianviewof

  Sovereigntyreallyis——thatitistheresultofAbstraction。It

  isarrivedatbythrowingasideallthecharacteristicsand

  attributesofGovernmentandSocietyexceptone,andby

  connectingallformsofpoliticalsuperioritytogetherthrough

  theircommonpossessionofforce。Theelementsneglectedinthe

  processarealwaysimportant,sometimesofextremeimportance,

  fortheyconsistofalltheinfluencescontrollinghumanaction

  exceptforcedirectlyappliedordirectlyapprehended;butthe

  operationofthrowingthemasideforpurposesofclassification

  is,Ineedhardlysay,perfectlylegitimatephilosophically,and

  isonlytheapplicationofamethodinordinaryscientificuse。

  Toputthesamethinginanotherway,thatwhichwerejectin

  theprocessofabstractionbywhichtheconceptionofSovereignty

  isreachedistheentirehistoryofeachcommunity。Firstofall,

  itisthehistory,thewholehistoricalantecedents,ofeach

  societybywhichithasbeendeterminedwhere,inwhatpersonor

  group,thepowerofusingthesocialforceistoreside。The

  theoryofSovereigntyneglectsthemodeinwhichtheresulthas

  beenarrivedat,andthusisenabledtoclasstogetherthe

  coerciveauthorityofthegreatKingofPersia,oftheAthenian

  Demos,ofthelaterRomanEmperors,oftheRussianCzar,andof

  theCrownandParliamentofGreatBritain。Next,itisits

  history,theentiremassofitshistoricalantecedents,whichin

  eachcommunitydetermineshowtheSovereignshallexerciseor

  forbearfromexercisinghisirresistiblecoercivepower。Allthat

  constitutesthis——thewholeenormousaggregateofopinions,

  sentiments,beliefs,superstitions,andprejudices,ofideasof

  allkinds,hereditaryandacquired,someproducedbyinstitutions

  andsomebytheconstitutionofhumannature——isrejectedby

  theAnalyticalJurists。Andthusitisthat,sofarasthe

  restrictionsconfinedintheirdefinitionofSovereigntyare

  concerned,theQueenandParliamentofourowncountrymight

  directallweaklychildrentobeputtodeathorestablisha

  systemoflettresdecachet。

  TheprocedureoftheAnalyticalJuristsiscloselyanalogous

  tothatfollowedinmathematicsandpoliticaleconomy。Itis

  strictlyphilosophical,butthepracticalvalueofallsciences

  foundedonabstractionsdependsontherelativeimportanceofthe

  elementsrejectedandtheelementsretainedintheprocessof

  abstraction。Triedbythistest,mathematicalscienceisof

  greatlymorevaluethanpoliticaleconomy,andbothofthemthan

  jurisprudenceasconceivedbythewritersIamcriticising。

  Similarly,themisconceptionstowhichtheAustiniananalysis

  givesriseareverysimilartothosewhichmightbeconceivedas

  embarrassingthestudentofmixedmathematics,andwhichdo

  actuallyembarrassthestudentofpoliticaleconomy。Justasit

  ispossibletoforgettheexistenceoffrictioninnatureandthe

  realityofothermotivesinsocietyexceptthedesiretogrow

  rich,sothepupilofAustinmaybetemptedtoforgetthatthere

  ismoreinactualSovereigntythanforce,andmoreinlawswhich

  arethecommandsofsovereignsthancanbegotoutofthemby

  merelyconsideringthemasregulatedforce。Iamnotpreparedto

  denythatAustinoccasionally,andHobbesfrequently,express

  themselvesasiftheirsystemwerenotlimitedthroughoutbythe

  limitationwhichisatitsbaseAllthegreatmastersof

  Abstractionare,infact,nowandthenbetrayedintospeakingor

  writingasifthematerialsthrownasideinthepurelymental

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